| John Carroll Mcgowan | Invest Financial Corporation other | Pnc Wealth Management other | Other | Mar 20, 2013 | Jun 25, 2013 (97 d) |
| Brent Sikes | Invest Financial Corporation other | Fullcircle Wealth LLC independent RIA | Other | Mar 20, 2013 | Mar 27, 2013 |
| Wesley Robert Pingelton | Invest Financial Corporation other | Fullcircle Wealth LLC independent RIA | Other | Mar 20, 2013 | Mar 22, 2013 |
| George Kastanis | Invest Financial Corporation other | Cetera Advisors LLC other | Other | Mar 20, 2013 | Mar 19, 2013 |
| Caryn Taurog Borden | Invest Financial Corporation other | Triad Advisors, LLC other | Other | Mar 14, 2013 | Mar 13, 2013 |
| John Joseph Lovett | Invest Financial Corporation other | J. W. Cole Advisors, Inc. other | Other | Mar 11, 2013 | Mar 27, 2013 |
| Sarah Elizabeth Brechbuehl | Invest Financial Corporation other | Pnc Wealth Management other | Other | Mar 8, 2013 | Nov 1, 2013 (238 d) |
| Russell Edward Harris | Invest Financial Corporation other | Focus Financial Wealth Management, Inc. unclassified | Other | Feb 5, 2013 | Nov 1, 2012 |
| James Brent Ostrander | Invest Financial Corporation other | Investacorp Advisory Services Inc other | Other | Jan 4, 2013 | Jan 14, 2013 |
| John Francis Fabrizio | Invest Financial Corporation other | M&T Securities, Inc. unclassified | Other | Dec 31, 2012 | Jul 11, 2016 (1288 d) |
| David Michael Teroller | Invest Financial Corporation other | Cg Advisory Services other | Other | Dec 7, 2012 | Nov 8, 2012 |
| Wade Mitchell Wacker | Invest Financial Corporation other | Wacker & Associates, Inc. independent RIA | Other | Nov 30, 2012 | Dec 9, 2013 (374 d) |
| David John Donnelly | Invest Financial Corporation other | Pnc Wealth Management other | Other | Nov 23, 2012 | Dec 6, 2012 |
| Thomas Roney Chaney | Invest Financial Corporation other | LPL Financial LLC other | Other | Oct 25, 2012 | Oct 23, 2012 |
| Erika Hernandez Marin | Invest Financial Corporation other | LPL Financial LLC other | Other | Oct 25, 2012 | Oct 23, 2012 |
| Ryan Edward Nielsen | Invest Financial Corporation other | Berthel Fisher & Company Financial Services, Inc. other | Other | Oct 3, 2012 | Oct 3, 2013 (365 d) |
| Benjamin William Shrader | Invest Financial Corporation other | Peakvalley Wealth, LLC independent RIA | Other | Oct 2, 2012 | Oct 2, 2012 |
| Jacob C Kent | Invest Financial Corporation other | Integrated Wealth Solutions, LLC independent RIA | Other | Sep 21, 2012 | Apr 13, 2026 (4952 d) |
| Matthew V Poteete | Invest Financial Corporation other | Principal Securities, Inc. other | Other | Sep 19, 2012 | Aug 15, 2013 (330 d) |
| Wendy Hostetter Rowley | Invest Financial Corporation other | Cambridge Investment Research Advisors, Inc. other | Other | Sep 7, 2012 | Sep 4, 2012 |
| Rafiq Austin Wiley | Invest Financial Corporation other | Osaic Institutions, Inc. BD affiliated | Other | Aug 20, 2012 | Mar 7, 2023 (3851 d) |
| David L. Ferland | Invest Financial Corporation other | Ameriprise Financial Services, LLC national BD | Other | Aug 20, 2012 | Aug 17, 2012 |
| Kimberly Ann Melton | Invest Financial Corporation other | Dominion Portfolio Management, Inc. other | Other | Aug 13, 2012 | Aug 20, 2012 |
| Dennis Lee Markway | Invest Financial Corporation other | Iron Horse Wealth Management, LLC other | Other | Aug 8, 2012 | Aug 13, 2012 |
| Andrew Edward Carrillo | Invest Financial Corporation other | Barnett Capital Advisors LLC mixed wealth | Other | Aug 3, 2012 | Apr 8, 2020 (2805 d) |
| Geraldine Ann Schuhmann | Invest Financial Corporation other | Mid Atlantic Financial Management, Inc. other | Other | Jul 19, 2012 | May 4, 2004 |
| Kristina Anne Frates | Invest Financial Corporation other | Strategic Advisers LLC national BD | Other | Jul 17, 2012 | Oct 8, 2012 (83 d) |
| Christian Eliezer Urbina | Invest Financial Corporation other | Capital Guardian Wealth Management, LLC other | Other | Jul 13, 2012 | Jul 16, 2012 |
| Robert Edward Allison | Invest Financial Corporation other | Questar Asset Management, Inc. other | Other | Jul 11, 2012 | Jul 5, 2012 |
| Michael Scott Allison | Invest Financial Corporation other | Questar Asset Management, Inc. other | Other | Jul 10, 2012 | Jul 3, 2012 |
| Mark Hy Shames | Invest Financial Corporation other | Suntrust Investment Services, Inc. other | Other | Jun 29, 2012 | Jun 18, 2012 |
| Dennis James Prout | Invest Financial Corporation other | Prout Financial Design unclassified | Other | Jun 25, 2012 | May 27, 2010 |
| William Christopher Valenti | Invest Financial Corporation other | Morgan Stanley wirehouse | Other | Jun 25, 2012 | Jul 3, 2012 |
| Sebastiano Mancarella | Invest Financial Corporation other | Santander Securities other | Other | May 3, 2012 | May 7, 2013 (369 d) |
| Samuel Manasseh Richmond | Invest Financial Corporation other | Transamerica Financial Advisors, LLC other | Other | Apr 25, 2012 | Jun 26, 2012 (62 d) |
| Jacqueline Prue | Invest Financial Corporation other | Clark Dodge & Co., Inc. unclassified | Other | Apr 11, 2012 | Nov 9, 2012 (212 d) |
| Richard Victor Nicolich | Invest Financial Corporation other | LPL Financial LLC other | Other | Apr 9, 2012 | Apr 16, 2012 |
| Michael Paul Smith | Invest Financial Corporation other | Fifth Third Securities, Inc. other | Other | Apr 9, 2012 | Jul 25, 2012 (107 d) |
| Mark Duran | Invest Financial Corporation other | Independent Financial Partners other | Other | Apr 4, 2012 | Apr 12, 2012 |
| John Edward Matheny | Invest Financial Corporation other | Independent Financial Partners other | Other | Mar 20, 2012 | May 2, 2012 (43 d) |
| Brandon Craig Ivy | Invest Financial Corporation other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 16, 2012 | Apr 11, 2012 |
| David Lavelle Dickens | Invest Financial Corporation other | Manulife Investment Management (US) LLC other | Other | Mar 15, 2012 | Dec 13, 2012 (273 d) |
| Jeffery Scott Uselton | Invest Financial Corporation other | LPL Financial LLC other | Other | Mar 15, 2012 | Aug 4, 2014 (872 d) |
| Michael John Granbois | Invest Financial Corporation other | Cg Advisory Services other | Other | Mar 7, 2012 | Mar 14, 2012 |
| John Schuyler Neff | Invest Financial Corporation other | Coastal Income And Capital Preservation Strategies, LLC unclassified | Other | Feb 27, 2012 | Feb 15, 2012 |
| Jerry Lynn Toney | Invest Financial Corporation other | LPL Financial LLC other | Other | Feb 23, 2012 | May 7, 2012 (74 d) |
| David Martin Juras | Invest Financial Corporation other | Cuso Financial Services, L.P. other | Other | Feb 16, 2012 | Feb 14, 2012 |
| Jerry Ira Corless | Invest Financial Corporation other | MML Investors Services, LLC other | Other | Feb 13, 2012 | Feb 6, 2012 |
| Chad Erwin Colbert | Invest Financial Corporation other | Cetera Advisors LLC other | Other | Feb 13, 2012 | Feb 15, 2012 |
| Matthew A St John | Invest Financial Corporation other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 13, 2012 | Feb 23, 2012 (41 d) |
| Joseph David Duffey | Invest Financial Corporation other | Madison Avenue Securities, LLC other | Other | Dec 31, 2011 | Jan 3, 2012 |
| Robert Jason Helm | Invest Financial Corporation other | LPL Financial LLC other | Other | Dec 20, 2011 | Dec 14, 2011 |
| Andrew Robert Gay | Invest Financial Corporation other | Suntrust Investment Services, Inc. other | Other | Dec 14, 2011 | Dec 20, 2011 |
| John Aaron Boudreaux | Invest Financial Corporation other | LPL Financial LLC other | Other | Nov 18, 2011 | Nov 11, 2011 |
| Constance Chilvers Bolen | Invest Financial Corporation other | Hancock Whitney Investment Services Inc. BD affiliated | Other | Nov 18, 2011 | Aug 14, 2019 (2826 d) |
| Edward John Barno | Invest Financial Corporation other | Salt City Financial Planning And Wealth Management, LLC unclassified | Other | Nov 18, 2011 | Feb 14, 2012 (88 d) |
| Patricia Garlan Lawrence | Invest Financial Corporation other | Collins Capital Management, Inc. other | Other | Oct 21, 2011 | Aug 6, 2009 |
| Dale Clayton Farmer | Invest Financial Corporation other | Collins Capital Management, Inc. other | Other | Oct 21, 2011 | Dec 10, 2004 |
| John Worden Coleman | Invest Financial Corporation other | Hancock Whitney Investment Services Inc. other | Other | Oct 6, 2011 | Oct 17, 2011 |
| Franck Paul Cushner | Invest Financial Corporation other | Titleist Asset Management, LLC independent RIA | Other | Sep 7, 2011 | May 16, 2023 (4269 d) |