DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Modern Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jose Antonio Quinones PorrataModern Capital Advisors, LLC independent RIACalton & Associates, Inc. independent RIARIA to RIAAug 27, 2025Aug 28, 2025
Ryan KnebelModern Capital Advisors, LLC independent RIAEfficient Advisors independent RIARIA to RIAJan 8, 2025Jan 21, 2025
Bradley Dale AtkinsModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherDec 31, 2024Jan 25, 2022
Bryan Alan DuckettModern Capital Advisors, LLC independent RIADuckett Wealth Management state registeredRIA to a state-registered adviserMar 21, 2024Dec 19, 2022
Benjamin Michael ReynosoModern Capital Advisors, LLC independent RIAFcg Wealth Management LLC state registeredRIA to a state-registered adviserMar 21, 2024Aug 16, 2022
Peter Anthony MontalbanoModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherDec 5, 2023Jan 12, 2022
Michael Scott LowenbergModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherDec 5, 2023Jan 13, 2022
Kristof WildModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherDec 5, 2023Jan 25, 2022
Mark AxmacherModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherDec 4, 2023Jan 1, 2026 (759 d)
Michael A GreerModern Capital Advisors, LLC independent RIARise Wealth Partners LLC state registeredRIA to a state-registered adviserOct 12, 2023Oct 12, 2023
Ryan James MillmanModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherSep 21, 2023Nov 7, 2023 (47 d)
Roman InochovskyModern Capital Advisors, LLC independent RIAHornor, Townsend & Kent, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 22, 2023May 3, 2023
Thomas G. GervaseModern Capital Advisors, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 17, 2022Oct 24, 2022
Brian William NeustromModern Capital Advisors, LLC independent RIAPowerhouse Financial Advisors, Inc. independent RIARIA to RIAOct 7, 2022Sep 14, 2026 (1438 d)
Daniel MaurinoModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherOct 7, 2022Sep 2, 2021
Zachary Daniel StewartModern Capital Advisors, LLC independent RIAParsonex Advisory Services, Inc. independent RIARIA to RIAJul 20, 2022Mar 4, 2026 (1323 d)
Voyce Lee ThomasModern Capital Advisors, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2022Jun 23, 2022
Michelle Lee LawsonModern Capital Advisors, LLC independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankMar 28, 2022Oct 14, 2024 (931 d)
Benjamin J BuehlerModern Capital Advisors, LLC independent RIAAscensus Investment Advisors, LLC institutionalOtherJan 25, 2022Mar 1, 2022 (35 d)
Peter Anthony MontalbanoModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherDec 31, 2021Aug 24, 2021
Mark Francis Van ValkenburgModern Capital Advisors, LLC independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Feb 21, 2023 (417 d)
Michael Scott LowenbergModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherDec 31, 2021Sep 1, 2021
Kristof WildModern Capital Advisors, LLC independent RIAModern Capital Management, Co. asset managerOtherDec 31, 2021Aug 24, 2021
Richard William ErvolinoModern Capital Advisors, LLC independent RIACapital Management Services, Inc. independent RIARIA to RIASep 23, 2020Jan 1, 2025 (1561 d)
Joshua Eugene StroudModern Capital Advisors, LLC independent RIAReign Wealth Logic state registeredRIA to a state-registered adviserJul 1, 2020Apr 13, 2020
Cynthia Anne HerronModern Capital Advisors, LLC independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 26, 2020May 22, 2020
Dwain Arthur BlakeModern Capital Advisors, LLC independent RIACrg Wealth, LLC state registeredRIA to a state-registered adviserMay 24, 2019Jun 3, 2019
Erik Robert DoddsModern Capital Advisors, LLC independent RIACrg Wealth, LLC state registeredRIA to a state-registered adviserMay 24, 2019Sep 6, 2019 (105 d)
Greg StrakaModern Capital Advisors, LLC independent RIAEsi Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 2, 2018Aug 16, 2018
Brian Alan SirotaModern Capital Advisors, LLC independent RIAAtlantic Wealth Partners, LLC independent RIARIA to RIAJul 16, 2018Aug 14, 2018
Jenne D SevillaModern Capital Advisors, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 13, 2018Jan 1, 2025 (2364 d)
Pamela Diane MoreModern Capital Advisors, LLC otherSix Sigma Wealth Advisors, LLC state registeredOtherJan 17, 2018Dec 26, 2017
Michael Leroy RoasaModern Capital Advisors, LLC otherClaraphi Advisory Network, LLC otherOtherSep 12, 2017Sep 1, 2017
Rylan RozellModern Capital Advisors, LLC otherSagepoint Financial, Inc. otherOtherMay 25, 2017May 23, 2017
Mark Reed SindersonModern Capital Advisors, LLC otherFinancial Clarity Partners, LLC unclassifiedOtherApr 21, 2017Sep 1, 2016
Changsheng ZhaoModern Capital Advisors, LLC otherB. Riley Wealth Advisors, Inc. otherOtherFeb 23, 2017May 10, 2017 (76 d)
Yanbin ZhuModern Capital Advisors, LLC otherB. Riley Wealth Advisors, Inc. otherOtherFeb 23, 2017Mar 23, 2017
Tyler Paul SimonModern Capital Advisors, LLC otherWaddell & Reed otherOtherOct 11, 2016Oct 12, 2016
Timothy Ballard WhiteModern Capital Advisors, LLC otherInnovation Partners LLC otherOtherJun 30, 2016Jul 28, 2016
Victor Dwain JonesModern Capital Advisors, LLC otherInfinity Financial Services unclassifiedOtherJun 8, 2016Jun 8, 2016
Matthew Ryan EppichModern Capital Advisors, LLC otherMorgan Stanley wirehouseOtherMay 24, 2016May 19, 2016
Bruce BassinModern Capital Advisors, LLC otherBassin, Bruce state registeredOtherJan 4, 2016Jan 18, 2017 (380 d)
Nas Adel AllanModern Capital Advisors, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 30, 2015Dec 9, 2015
Gary Burton DannarModern Capital Advisors, LLC otherTradingblock unclassifiedOtherOct 6, 2015Nov 10, 2015 (35 d)
Alfonso Lucio VigliottiModern Capital Advisors, LLC otherUS Wealth Management Advisors unclassifiedOtherFeb 26, 2015Oct 22, 2019 (1699 d)
Michael August MaleyModern Capital Advisors, LLC otherVima, LLC independent RIAOtherOct 30, 2014Feb 23, 2026 (4134 d)
Elizabeth Saldana FestejoModern Capital Advisors, LLC otherCetera Investment Advisers LLC BD affiliatedOtherMay 2, 2014Mar 21, 2024 (3611 d)
Bryan Michael UseldingModern Capital Advisors, LLC otherBrookstone Wealth Advisors, LLC otherOtherApr 23, 2014Apr 29, 2014
Richard CossaModern Capital Advisors, LLC otherJ.P. Morgan Securities LLC wirehouseOtherApr 11, 2014Apr 25, 2014
Melanie NullModern Capital Advisors, LLC otherWestpark Wealth Advisors, Inc. otherOtherFeb 14, 2014Apr 23, 2014 (68 d)
David Shigeru OnoModern Capital Advisors, LLC otherTransamerica Financial Advisors, LLC otherOtherJan 21, 2014Jan 22, 2014
Nas Adel AllanModern Capital Advisors, LLC otherObsidian Wealth Management, LLC unclassifiedOtherNov 21, 2013Jan 7, 2013
James Michael ObrienModern Capital Advisors, LLC otherJmo Financial state registeredOtherSep 9, 2013Apr 29, 2015 (597 d)
Brian Jay BerenzModern Capital Advisors, LLC otherBerenz Wealth Management, LLC state registeredOtherSep 4, 2013Mar 12, 2025 (4207 d)
Sayke Robert ReilleyModern Capital Advisors, LLC otherOppenheimer & Co. Inc. otherOtherJun 24, 2013Oct 20, 2015 (848 d)
Paul Woodson AbeleModern Capital Advisors, LLC otherSignature Investments, Inc. otherOtherMay 21, 2013May 21, 2013
Jeffrey Allen HeadrickModern Capital Advisors, LLC otherAlphastar Capital Management independent RIAOtherMar 5, 2013Jan 4, 2018 (1766 d)
Brian Clarke GatesModern Capital Advisors, LLC otherWescom Financial Services, LLC independent RIAOtherJul 9, 2012Sep 12, 2012 (65 d)
Brian James ZimmermanModern Capital Advisors, LLC otherIndependent Financial Group, LLC otherOtherApr 11, 2012Apr 11, 2012
William David KellModern Capital Advisors, LLC otherAbbington Wells LLC. state registeredOtherDec 1, 2011Jun 21, 2011
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61 moves match.