DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Global Financial Private Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Jacob KitzrowGlobal Financial Private Capital, Inc. BD affiliatedCreativeone Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2018Oct 3, 2018
John Gary AndersonGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2018Oct 3, 2018
Charles RagoneseGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2018Oct 3, 2018
James Eric JeansonneGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2018Oct 2, 2018
James R HollowayGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 17, 2018Sep 14, 2018
Sharon Beth EvansGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2018Sep 11, 2018
Joseph William HopkinsGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2018Sep 6, 2018
Landon Mcrae RandallGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Sep 6, 2018
Robert L DodaroGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2018Sep 4, 2018
Daniel Winston MaurerGlobal Financial Private Capital, Inc. BD affiliatedEasterly Funds LLC asset managerOtherAug 30, 2018Sep 5, 2018
Loren James MerkleGlobal Financial Private Capital, Inc. BD affiliatedMerkle Retirement Planning independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2018Aug 20, 2018
James Merle WeissGlobal Financial Private Capital, Inc. BD affiliatedMerkle Retirement Planning independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2018Aug 20, 2018
Dirk WallGlobal Financial Private Capital, Inc. BD affiliatedTruadvice LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2018Aug 13, 2018
Walter Louis BurzynskiGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2018Aug 17, 2018
Dylan Edward BondGlobal Financial Private Capital, Inc. BD affiliatedBond Financial Group, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 17, 2018Nov 1, 2017
Brett Ryan BurzynskiGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2018Aug 17, 2018
Trey Robert HolmanGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2018Aug 14, 2018
Erin Lyn HollowayGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2018Aug 3, 2018
Caleb K CollierGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2018Jul 9, 2018
Jonah Miles CollierGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2018Jul 9, 2018
Thomas Glenn StrickerGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2018Jul 9, 2018
Benjamin Scott CollierGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2018Jul 9, 2018
Andrew Fabian Nicolas SeyllerGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 5, 2018Jul 3, 2018
Christopher Marte HoffmanGlobal Financial Private Capital, Inc. BD affiliatedBrookstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2018Apr 27, 2018
Emily Paige SoperGlobal Financial Private Capital, Inc. BD affiliatedOneamerica Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2018Mar 11, 2019 (276 d)
Jeffrey Edward ZientaraGlobal Financial Private Capital, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2018Sep 18, 2018 (105 d)
Christopher Barron SleightGlobal Financial Private Capital, Inc. BD affiliatedTruadvice LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 1, 2018Mar 2, 2018
Robert B ScottGlobal Financial Private Capital, Inc. BD affiliatedTruadvice LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 31, 2018May 23, 2018
Jonathan WardenburgGlobal Financial Private Capital, Inc. BD affiliatedAllstate Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2018May 30, 2018
Jason Scott NicholsGlobal Financial Private Capital, Inc. BD affiliatedNichols Financial unclassifiedOtherMay 22, 2018Apr 16, 2018
John Joseph CunninghamGlobal Financial Private Capital, Inc. BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2018Jun 8, 2018
Martin Wolf RosenzveigGlobal Financial Private Capital, Inc. BD affiliatedMartin W. Rosenzveig & Co., LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 8, 2018May 8, 2018
Raymond Edwin WhitakerGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2018May 4, 2018
Nicklaus Edwin WhitakerGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 7, 2018May 4, 2018
Hilgardt Wilhelm LamprechtGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2018May 4, 2018
Bradley James BusbinGlobal Financial Private Capital, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 4, 2018May 15, 2018
Jeffrey Lind CherryGlobal Financial Private Capital, Inc. BD affiliatedCherry Wealth Advisors unclassifiedOtherApr 30, 2018Mar 23, 2016
John Stanley ThomasGlobal Financial Private Capital, Inc. BD affiliatedGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherApr 19, 2018Apr 14, 2017
Christopher Grant ConnessGlobal Financial Private Capital, Inc. BD affiliatedGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherApr 19, 2018May 5, 2017
Allison Anne NatheGlobal Financial Private Capital, Inc. BD affiliated1st Global Advisors Inc otherOtherApr 2, 2018Mar 7, 2018
Konstantinos GotsisGlobal Financial Private Capital, Inc. BD affiliatedAccurate Wealth Management, LLC unclassifiedOtherMar 29, 2018Feb 10, 2015
Scott E KraseGlobal Financial Private Capital, Inc. BD affiliatedRcm Wealth Advisors otherOtherMar 29, 2018Mar 29, 2018
Paul James O'GradyGlobal Financial Private Capital, Inc. BD affiliatedAccurate Wealth Management, LLC unclassifiedOtherMar 29, 2018Feb 10, 2015
Daniel James MarkeseGlobal Financial Private Capital, Inc. BD affiliatedTruadvice LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 29, 2018Mar 27, 2018
Michael Thomas SorrentinoGlobal Financial Private Capital, Inc. otherTruadvice LLC independent RIAOtherMar 19, 2018Sep 24, 2018 (189 d)
Nicholas Paul GyeszatGlobal Financial Private Capital, Inc. otherTruadvice LLC no RAUMOtherMar 8, 2018Mar 9, 2018
David KananiGlobal Financial Private Capital, Inc. otherKanani Advisory Group Inc. independent RIAOtherMar 6, 2018Oct 5, 2017
Jeffrey Henry MasseyGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherMar 6, 2018Mar 7, 2018
Abigail Spicer McdonnellGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherMar 6, 2018Mar 7, 2018
Anastasiya RybakGlobal Financial Private Capital, Inc. otherFidelity Personal And Workplace Advisors BD affiliatedOtherMar 1, 2018Oct 3, 2018 (216 d)
Derek HartmanGlobal Financial Private Capital, Inc. otherGlobal Financial Private Client no RAUMOtherFeb 15, 2018Mar 22, 2018 (35 d)
Karen Meyer HollandGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherFeb 14, 2018Feb 15, 2018
Robert Wallace ScullenGlobal Financial Private Capital, Inc. otherBrookstone Capital Management LLC independent RIAOtherFeb 1, 2018Aug 19, 2024 (2391 d)
Christopher Scott HobartGlobal Financial Private Capital, Inc. otherHobart Wealth otherOtherJan 25, 2018Sep 5, 2013
Anthony Joel GonzalesGlobal Financial Private Capital, Inc. otherBrinker Capital Inc otherOtherJan 12, 2018Jan 10, 2018
Derek Quinn OverstreetGlobal Financial Private Capital, Inc. otherAe Wealth Management, LLC independent RIAOtherJan 10, 2018Jan 10, 2018
Robert Adam KokolGlobal Financial Private Capital, Inc. otherScf Investment Advisors, Inc. otherOtherJan 8, 2018Jan 8, 2018
Chad HillGlobal Financial Private Capital, Inc. otherGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherJan 8, 2018Apr 13, 2017
Amber Marion KellyGlobal Financial Private Capital, Inc. otherGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherJan 8, 2018Apr 17, 2017
Richard GiannottiGlobal Financial Private Capital, Inc. otherGlobal Wealth Management Investment Advisory, Inc. no RAUMOtherJan 8, 2018Apr 13, 2017
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355 moves match.