DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,158 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel A Suiter | Cambridge Investment Research Advisors, Inc. BD affiliated | The Schamber Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2022 | Mar 5, 2013 |
| Scott Clifford Grover | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Oct 13, 2022 |
| David Bradley Forrest | Cambridge Investment Research Advisors, Inc. BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Feb 15, 2023 (46 d) |
| Collin Everette Sinnott | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Sep 19, 2022 |
| Felix Milton Jones | Cambridge Investment Research Advisors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Dec 15, 2022 |
| Tonya Rene Bains | Cambridge Investment Research Advisors, Inc. BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Dec 15, 2022 |
| Remick Landon Ham | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Dec 9, 2022 |
| Garrett Patrick Bunch | Cambridge Investment Research Advisors, Inc. BD affiliated | Alsworth Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2022 | Jan 27, 2023 (38 d) |
| Whitney Lane Norie Shimatsu | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2022 | Dec 14, 2022 |
| George Lawrence Mcreynolds | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2022 | Dec 5, 2022 |
| Cory Thomas Shivers | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2022 | Dec 7, 2022 |
| Kathryn Murphy | Cambridge Investment Research Advisors, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Dec 4, 2022 |
| Sara Scardaci | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Apr 8, 2024 (488 d) |
| Ammon Joseph Doman | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2022 | Nov 4, 2022 |
| Olivia Brown | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advocates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2022 | Dec 6, 2022 |
| Josiah David Ball | Cambridge Investment Research Advisors, Inc. BD affiliated | Western International Securities BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Nov 30, 2022 |
| David James Harris | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Jan 6, 2023 (32 d) |
| Sean Matthew Ullrich | Cambridge Investment Research Advisors, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Jan 5, 2026 (1127 d) |
| Kelly Lee Ausburn | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Dec 2, 2022 | Nov 22, 2022 |
| Alexander A Hamboyan | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 1, 2022 | Feb 14, 2023 (75 d) |
| Allison K. Rawlings | Cambridge Investment Research Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2022 | Dec 14, 2022 |
| John Francis Wood | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 22, 2022 | Dec 12, 2022 |
| Christopher Allan Mccauley | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 22, 2022 | Nov 15, 2022 |
| Andrew W Sweet | Cambridge Investment Research Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Dec 16, 2022 |
| Jennifer Currier Williams | Cambridge Investment Research Advisors, Inc. BD affiliated | The Foundry Financial Group, Inc. other | Other | Nov 15, 2022 | Aug 20, 2020 |
| Ronald D Richards | Cambridge Investment Research Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2022 | Dec 16, 2022 (32 d) |
| David J. Dobrusin | Cambridge Investment Research Advisors, Inc. BD affiliated | Jackson Roskelley Wealth Advisors, Inc. unclassified | Other | Nov 14, 2022 | Aug 1, 2014 |
| Taylor James Yaw | Cambridge Investment Research Advisors, Inc. BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2022 | Nov 1, 2022 |
| Diane Marie Watson | Cambridge Investment Research Advisors, Inc. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2022 | Nov 7, 2022 |
| Christopher J Meyer | Cambridge Investment Research Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2022 | Dec 21, 2022 (42 d) |
| Gregory Mcneill Carnes | Cambridge Investment Research Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2022 | Jan 18, 2023 (70 d) |
| Ashley Moore | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2022 | Dec 1, 2022 |
| Rachel L Romanack | Cambridge Investment Research Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2022 | Feb 3, 2023 (86 d) |
| Patricia Marie Curran | Cambridge Investment Research Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2022 | Nov 1, 2022 |
| Matthew Ryan Stucke | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2022 | Mar 23, 2023 (139 d) |
| Jeffrey Scott Alderfer | Cambridge Investment Research Advisors, Inc. BD affiliated | Islamorada Investment Management, Llp unclassified | Other | Nov 4, 2022 | May 8, 2023 (185 d) |
| William Anthony Root | Cambridge Investment Research Advisors, Inc. BD affiliated | Clarity Financial Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 4, 2022 | Dec 22, 2022 (48 d) |
| Trevor K Shultz | Cambridge Investment Research Advisors, Inc. BD affiliated | Clarity Financial Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 4, 2022 | Nov 8, 2022 |
| Douglas Steven Root | Cambridge Investment Research Advisors, Inc. BD affiliated | Clarity Financial Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 4, 2022 | Nov 1, 2022 |
| David Michael O'Neill | Cambridge Investment Research Advisors, Inc. BD affiliated | Clarity Financial Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Jan 10, 2025 (798 d) |
| Joshua Mersberger | Cambridge Investment Research Advisors, Inc. BD affiliated | Mersberger Advisory Group, LLC no RAUM | Other | Nov 3, 2022 | Feb 10, 2020 |
| Erkan Eric Afacan | Cambridge Investment Research Advisors, Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 5, 2022 |
| Larry Dean Goebel | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2022 | Dec 15, 2023 (414 d) |
| Peter Jerome Mersberger | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2022 | Oct 24, 2022 |
| Ryan Charles Moore | Cambridge Investment Research Advisors, Inc. BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Dec 5, 2022 (45 d) |
| Barry Waugh | Cambridge Investment Research Advisors, Inc. BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2022 | Dec 21, 2022 (62 d) |
| Colin H Zizzi | Cambridge Investment Research Advisors, Inc. BD affiliated | Zizzi Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 14, 2022 | Oct 7, 2022 |
| Brennan Anthony Zizzi | Cambridge Investment Research Advisors, Inc. BD affiliated | Zizzi Investments state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 14, 2022 | Oct 7, 2022 |
| Cameron David Collier | Cambridge Investment Research Advisors, Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 3, 2022 |
| Andrew John Newhouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2022 | Oct 18, 2022 |
| Paul Harvey Jochimsen | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Sep 30, 2022 |
| Andrew De La Vega | Cambridge Investment Research Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Oct 26, 2022 |
| Nathan Michael Swab | Cambridge Investment Research Advisors, Inc. BD affiliated | Alexander Financial Planning, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 28, 2022 | Dec 7, 2022 (70 d) |
| John Joseph Trepanier | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Sep 23, 2022 |
| Raymond Steven Gettins | Cambridge Investment Research Advisors, Inc. BD affiliated | United Advisor Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 21, 2022 | Feb 3, 2023 (135 d) |
| Jeffrey Carson Matthews | Cambridge Investment Research Advisors, Inc. BD affiliated | Good Life Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2022 | Mar 9, 2023 (169 d) |
| Lisa Anne Malick | Cambridge Investment Research Advisors, Inc. BD affiliated | Petra Financial Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Sep 23, 2022 |
| Shannon Jeanette Ross | Cambridge Investment Research Advisors, Inc. BD affiliated | Petra Financial Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2022 | Sep 23, 2022 |
| Jorge Enrique Arias | Cambridge Investment Research Advisors, Inc. BD affiliated | Royal Fund Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2022 | Dec 9, 2024 (812 d) |
| John Wesley Roberts | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2022 | Sep 1, 2022 |