DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,158 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Seth Lund | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Aug 31, 2022 |
| Ashley Worley | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 12, 2022 |
| Michael Thomas | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Aug 10, 2022 |
| Zachary Mersberger | Cambridge Investment Research Advisors, Inc. BD affiliated | Mersberger Advisory Group, LLC no RAUM | Other | Aug 31, 2022 | Feb 10, 2020 |
| Nicholas Holton | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Sep 8, 2022 |
| Arthur Chow | Cambridge Investment Research Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2022 | Nov 7, 2022 (69 d) |
| Robert J Lewis | Cambridge Investment Research Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2022 | Sep 8, 2022 |
| Surojeet Ghatak | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2022 | Aug 22, 2022 |
| Jonathan Adam Dudzinski | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2022 | Aug 19, 2022 |
| Lorraine Marie Mckee | Cambridge Investment Research Advisors, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2022 | Aug 31, 2022 |
| William Nathan Morrison | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2022 | Aug 19, 2022 |
| John Benedict Brazier | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2022 | Aug 25, 2022 |
| Sydney Thompson | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2022 | Aug 25, 2022 |
| Donald Clark Hammond | Cambridge Investment Research Advisors, Inc. BD affiliated | Mersberger Advisory Group, LLC no RAUM | Other | Aug 23, 2022 | Dec 9, 2019 |
| Christopher Alexander Carracedo | Cambridge Investment Research Advisors, Inc. BD affiliated | Envision Retirement LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 23, 2022 | Aug 18, 2022 |
| Andrea June Zoeller | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2022 | Aug 23, 2022 |
| Joshua Patrick Preiss | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2022 | Aug 25, 2022 |
| Cole Josef Buffehr | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Jan 5, 2026 (1231 d) |
| Matthew Aaron Krier | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2022 | Aug 23, 2022 |
| Donna Kendrick | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2022 | Aug 8, 2022 |
| John Bodnar | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Aug 3, 2022 |
| Justin John Esposito | Cambridge Investment Research Advisors, Inc. BD affiliated | Bodnar Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 8, 2022 | Dec 6, 2021 |
| Gabrielle Lynn Harris | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Aug 29, 2022 |
| Alexander Christian Engen | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Jul 29, 2022 |
| Juniper Broz | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2022 | Aug 17, 2022 |
| Gabriel Cory Mcmennamy | Cambridge Investment Research Advisors, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Feb 10, 2023 (186 d) |
| Vj Arjan | Cambridge Investment Research Advisors, Inc. BD affiliated | Concap LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 4, 2022 | Jul 15, 2022 |
| Samuel Shane Gardner | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Aug 4, 2022 |
| Samantha Jo Jarvey | Cambridge Investment Research Advisors, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 3, 2022 | Aug 29, 2022 |
| Sean Patrick Navin | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2022 | Nov 2, 2022 (99 d) |
| Sharon Lynn Viano | Cambridge Investment Research Advisors, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 15, 2022 |
| Mitchell Ernest Bonnett | Cambridge Investment Research Advisors, Inc. BD affiliated | Madison Avenue Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Jul 15, 2022 |
| Harold August Michael DéDé | Cambridge Investment Research Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2022 | Jul 26, 2022 |
| Ashley E Stevens | Cambridge Investment Research Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 8, 2022 | Jul 1, 2022 |
| Angela Rae Kuno | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jun 29, 2023 (364 d) |
| David Lynn Roberts | Cambridge Investment Research Advisors, Inc. BD affiliated | Plan For Your Goals, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 29, 2022 | Jun 23, 2022 |
| Douglas Anthony Rongo | Cambridge Investment Research Advisors, Inc. BD affiliated | Millennium Investment And Retirement Advisors, LLC institutional | Other | Jun 23, 2022 | Jun 24, 2022 |
| David Alan Williamson | Cambridge Investment Research Advisors, Inc. BD affiliated | Equity Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 13, 2022 | May 17, 2022 |
| Jennifer L Johnson | Cambridge Investment Research Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2022 | Jun 20, 2022 |
| Jadie Driscoll | Cambridge Investment Research Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Oct 31, 2022 (144 d) |
| Ian M Grove | Cambridge Investment Research Advisors, Inc. BD affiliated | Tsp Advisory Solutions unclassified | Other | Jun 3, 2022 | May 12, 2022 |
| Robert John Devalle | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 1, 2022 | May 16, 2022 |
| Julie Gebert | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 | Jun 9, 2022 |
| Denise Rachelle Scher | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 1, 2022 | May 17, 2022 |
| Jeffery Ronald Van Ry | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 1, 2022 | May 17, 2022 |
| Jennifer B Thorne | Cambridge Investment Research Advisors, Inc. BD affiliated | Beacon Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2022 | Oct 10, 2022 (136 d) |
| Eric Mcintyre | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | May 31, 2022 |
| Curtis Wayne Swenson | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2022 | May 17, 2022 |
| John C Johnson | Cambridge Investment Research Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2022 | Jul 1, 2022 (50 d) |
| Kerry Spell Pennington | Cambridge Investment Research Advisors, Inc. BD affiliated | The Financial Resource Center independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 | May 9, 2022 |
| Thomas Evan Green | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 | May 9, 2022 |
| Derek Alexander Ross | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | May 2, 2022 |
| Bruce Douglas Berry | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | May 2, 2022 |
| Eric William Messner | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | May 2, 2022 |
| Richard Alan Maas | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | May 2, 2022 |
| Lucas Kane | Cambridge Investment Research Advisors, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2022 | May 2, 2022 |
| Christina Hope Zimmer | Cambridge Investment Research Advisors, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 27, 2022 | May 13, 2022 |
| Michael Donald Hycki | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 25, 2022 | Apr 21, 2022 |
| Gilbert Roland Toth | Cambridge Investment Research Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 25, 2022 | Apr 19, 2022 |
| Andrew Maurice Flattery | Cambridge Investment Research Advisors, Inc. BD affiliated | Flattery Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 21, 2022 | Sep 9, 2021 |