DFX Intelligence
Advisor moves
Departures from Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason M Gitter | Cetera Advisor Networks LLC BD affiliated | Purevest no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 7, 2022 | Apr 4, 2022 |
| Amy Jo Townsend-Vanderpool | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2022 | Apr 21, 2022 |
| Robert Stark | Cetera Advisor Networks LLC BD affiliated | Affinity Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | May 20, 2020 |
| Alex Lee Cary | Cetera Advisor Networks LLC BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2022 | Mar 9, 2022 |
| Paul Arthur Seig | Cetera Advisor Networks LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Mar 18, 2022 |
| Matthew John Koski | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Apr 21, 2022 |
| Louis Bartuzik | Cetera Advisor Networks LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Mar 21, 2022 |
| Joseph Anthony Irace | Cetera Advisor Networks LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2022 | Apr 19, 2023 (405 d) |
| Joshua Richard Volgarino | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Mar 3, 2022 |
| Mark Gregory Metzger | Cetera Advisor Networks LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Mar 1, 2022 |
| Steven Matthew Gitter | Cetera Advisor Networks LLC BD affiliated | Purevest no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 1, 2022 | Mar 1, 2022 |
| William Jeffrey Brown | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 28, 2022 | Feb 25, 2022 |
| Mendy Ann Morgan | Cetera Advisor Networks LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2022 | Mar 4, 2022 |
| Jaye Clifford Oppedahl Ferguson | Cetera Advisor Networks LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Mar 3, 2022 |
| Heather Lynn Reynolds | Cetera Advisor Networks LLC BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Mar 1, 2022 |
| Alexander Joseph Hearley | Cetera Advisor Networks LLC BD affiliated | Redhawk Wealth Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2022 | Jul 29, 2022 (163 d) |
| Brian Timothy Magennis | Cetera Advisor Networks LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Jun 29, 2023 (500 d) |
| John Robert Strunc | Cetera Advisor Networks LLC BD affiliated | Ghp Investment Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2022 | Jun 14, 2022 (124 d) |
| Jason J Vaglio | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Feb 14, 2022 |
| Michael Hamilton Dennard | Cetera Advisor Networks LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Feb 9, 2022 |
| Steven Royce Robinson | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Jan 18, 2022 |
| Barry Botfeld | Cetera Advisor Networks LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2022 | Jun 2, 2023 (490 d) |
| Allan Ira Abrams | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2022 | Jan 25, 2022 |
| David Arnold Schwandt | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | Jan 24, 2022 | Jan 28, 2014 |
| Matthew John Fox | Cetera Advisor Networks LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2022 | Jan 5, 2022 |
| Jared D Dykes | Cetera Advisor Networks LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2022 | Jan 5, 2022 |
| Michael Vincent Tedeschi | Cetera Advisor Networks LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2022 | Jan 5, 2022 |
| Brendan Shea Bayron | Cetera Advisor Networks LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2022 | Jun 29, 2022 (173 d) |
| Reginald Gray Hunnicutt | Cetera Advisor Networks LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 3, 2022 |
| Michelle Karn Herickhoff | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 4, 2022 |
| Frank Peter Grasso | Cetera Advisor Networks LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Apr 1, 2022 (91 d) |
| Matthew Craig Hammonds | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2021 | Sep 22, 2003 |
| Bryan Charles Bradford | Cetera Advisor Networks LLC BD affiliated | Hbw Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jun 2, 2022 (153 d) |
| John Ward Harrison | Cetera Advisor Networks LLC BD affiliated | Elevation Advisory Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2021 | Jun 3, 2021 |
| William Robert Posch | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2021 | Jan 9, 2015 |
| Christina Pacheco | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 10, 2022 |
| Rebecca L Wyatt | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Jan 4, 2022 |
| Robert Alan Weinstein | Cetera Advisor Networks LLC BD affiliated | Round Rock Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Feb 23, 2022 (54 d) |
| Thomas Anthony Hennessy | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 17, 2021 |
| Brian T Hennessy | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 17, 2021 |
| Michael Patrick Gore | Cetera Advisor Networks LLC BD affiliated | Polaris Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2021 | Dec 23, 2021 |
| Robert Earle Whitney | Cetera Advisor Networks LLC BD affiliated | Polaris Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2021 | Dec 23, 2021 |
| Boyd Fariborz Bohlool | Cetera Advisor Networks LLC BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2021 | Dec 13, 2021 |
| Tommy J Johnson | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2021 | Dec 8, 2021 |
| Jaimie K. Horn | Cetera Advisor Networks LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Feb 1, 2022 (53 d) |
| Alan Littman Kaye | Cetera Advisor Networks LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 2, 2021 |
| Andrew Barnick | Cetera Advisor Networks LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Feb 15, 2022 (75 d) |
| Jesse Waters | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Nov 29, 2021 |
| Steven Joel Rosenthal | Cetera Advisor Networks LLC BD affiliated | Fulcrum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2021 | Mar 27, 2020 |
| Tyler J Silverthorn | Cetera Advisor Networks LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Jun 6, 2024 (918 d) |
| Paul Peter Pucilowski | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 16, 2021 |
| John Nelson Couric | Cetera Advisor Networks LLC BD affiliated | Couric Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 22, 2021 | Nov 22, 2021 |
| Valerie Moore | Cetera Advisor Networks LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2021 | Nov 16, 2021 |
| Harrison Scott Falteisek | Cetera Advisor Networks LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Dec 10, 2021 |
| Joyce Ann Sobczyk | Cetera Advisor Networks LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Oct 25, 2023 (708 d) |
| Natallia Vladimirovna Batsukova | Cetera Advisor Networks LLC BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Dec 8, 2021 |
| Carrie Lynn Busse | Cetera Advisor Networks LLC BD affiliated | Lombard Advisers Incorporated independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2021 | Nov 8, 2021 |
| Quin Ferraren Solamo | Cetera Advisor Networks LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 5, 2021 | Dec 23, 2021 (48 d) |
| Steven J Kaminski | Cetera Advisor Networks LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 17, 2021 |
| Stephen Jack Birbiglia | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Oct 29, 2021 |
1,576 moves match.