DFX Intelligence
Advisor moves
Departures from Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Angelo Militello | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2021 | Jul 28, 2021 |
| Jason Anthony Lenagh | Cetera Advisor Networks LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Jul 20, 2021 |
| Ronald Joseph Balog | Cetera Advisor Networks LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 19, 2021 |
| Megan Kiel | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jun 12, 2023 (696 d) |
| Stefany Tegeler Schade | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2021 | Jul 15, 2021 |
| James Vernon Regier | Cetera Advisor Networks LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2021 | Jul 1, 2021 |
| Joseph Dennis Roddy | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jun 28, 2021 |
| Stephen P Mayer | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jun 28, 2021 |
| Philip John Schulte | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jun 29, 2021 |
| Robert G Walker | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jun 14, 2021 |
| Christopher Mcarthur Contreras | Cetera Advisor Networks LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2021 | Jun 30, 2021 |
| Robert Emmet Mullis | Cetera Advisor Networks LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Jun 18, 2021 |
| Nimai Vrajesh Chokshi | Cetera Advisor Networks LLC BD affiliated | Chokshi & Queen Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 10, 2021 | Jun 16, 2021 |
| John Matthew Pierce | Cetera Advisor Networks LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Sep 2, 2021 (86 d) |
| Matthew Scott Troutner | Cetera Advisor Networks LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Jun 3, 2021 |
| Matthew Todd Barnes | Cetera Advisor Networks LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2021 | Jun 3, 2021 |
| Steven Keith Van Wyngarden | Cetera Advisor Networks LLC BD affiliated | Profed Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 7, 2021 | Oct 3, 2005 |
| Cortney Shane Kitchen | Cetera Advisor Networks LLC BD affiliated | Profed Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 7, 2021 | Oct 3, 2005 |
| Michael David Jankowski | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jul 8, 2021 (34 d) |
| Stephen James Dzurec | Cetera Advisor Networks LLC BD affiliated | Strategic Investment Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2021 | Jun 10, 2021 |
| Dori Lynn Petroff | Cetera Advisor Networks LLC BD affiliated | Paladin Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2021 | Jul 23, 2021 (49 d) |
| Jose Antonio Quinones Porrata | Cetera Advisor Networks LLC BD affiliated | Modern Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2021 | Aug 30, 2021 (94 d) |
| Valery Vela | Cetera Advisor Networks LLC BD affiliated | Mercury Advisory, LLC other | Other | May 28, 2021 | Apr 3, 2026 (1771 d) |
| Jonathan P Kacmarcik | Cetera Advisor Networks LLC BD affiliated | Three Magnolias Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2021 | May 21, 2021 |
| Tyler W Armstrong | Cetera Advisor Networks LLC BD affiliated | Jra Financial Advisors, Inc. no RAUM | Other | May 18, 2021 | Oct 18, 2016 |
| Melissa Rae Machlitt | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | May 14, 2021 | Apr 18, 2017 |
| Stephanie Lynn Danforth Johnson | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | May 14, 2021 | Jun 26, 2017 |
| Daniel Robert Erdmann | Cetera Advisor Networks LLC BD affiliated | Jra Financial Advisors, Inc. no RAUM | Other | May 14, 2021 | Oct 18, 2016 |
| Jeanne Chapple | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2021 | Jun 9, 2021 |
| Hugo Raynaldo Silva | Cetera Advisor Networks LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2021 | Oct 7, 2021 (154 d) |
| Scott Henry Guetz | Cetera Advisor Networks LLC BD affiliated | Vantage Financial Group, Inc. other | Other | May 4, 2021 | Aug 27, 2014 |
| Denton Jay Olde | Cetera Advisor Networks LLC BD affiliated | Olde Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 4, 2021 | Jul 15, 2020 |
| Clifton Cass Morton | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | May 27, 2021 |
| Michael Nolan Jillson | Cetera Advisor Networks LLC BD affiliated | Petso Financial Consultants LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2021 | Jun 15, 2021 (43 d) |
| Carol Ann Scatolini | Cetera Advisor Networks LLC BD affiliated | Prospera Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | May 5, 2021 |
| Gregory Adam Haywood | Cetera Advisor Networks LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2021 | Sep 30, 2021 (155 d) |
| John Scott Grande | Cetera Advisor Networks LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | Apr 1, 2021 |
| Michael Ziegler | Cetera Advisor Networks LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | May 9, 2021 (31 d) |
| Edward Joseph Barfield | Cetera Advisor Networks LLC BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2021 | Mar 23, 2021 |
| Frederick Gordon Fram | Cetera Advisor Networks LLC BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2021 | Mar 15, 2021 |
| Joey Van Oxford | Cetera Advisor Networks LLC BD affiliated | Capital Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | May 20, 2021 (69 d) |
| Vita Nancy Amadeo | Cetera Advisor Networks LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2021 | Mar 1, 2021 |
| Scott Chapman Hanna | Cetera Advisor Networks LLC BD affiliated | Westpoint Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2021 | Mar 8, 2021 |
| Robin Marie Johnson | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2021 | Feb 22, 2021 |
| Aaron Niedorf | Cetera Advisor Networks LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Nov 5, 2021 (261 d) |
| Andrew John Bell | Cetera Advisor Networks LLC BD affiliated | Shores Edge Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 12, 2021 | Jun 8, 2021 (116 d) |
| Joshua Peter Lorek | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2021 | Feb 2, 2021 |
| Thomas Asta | Cetera Advisor Networks LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2021 | Feb 4, 2021 |
| Michael H West | Cetera Advisor Networks LLC BD affiliated | Retirement And Wealth At Alliant, LLC institutional | Other | Jan 21, 2021 | Apr 10, 2021 (79 d) |
| Brett Arthur Banks | Cetera Advisor Networks LLC BD affiliated | Vicus Capital, Inc. other | Other | Jan 21, 2021 | Mar 2, 2018 |
| Ryan Christopher Oleson | Cetera Advisor Networks LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2021 | Jan 19, 2021 |
| Cy William Freeman | Cetera Advisor Networks LLC BD affiliated | Mma Securities LLC no RAUM | Other | Jan 11, 2021 | Mar 1, 2022 (414 d) |
| Sean Twombly | Cetera Advisor Networks LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Dec 22, 2021 (352 d) |
| William Alan Lahl | Cetera Advisor Networks LLC BD affiliated | Vista Advisor Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2020 | Sep 15, 2020 |
| William Stephen Murray | Cetera Advisor Networks LLC BD affiliated | Fermata Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 12, 2023 (742 d) |
| Kristen Laura Lierly | Cetera Advisor Networks LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 21, 2020 | Mar 29, 2021 (98 d) |
| Richard Semmes Carlquist | Cetera Advisor Networks LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Dec 1, 2020 |
| Steven J Podhradsky | Cetera Advisor Networks LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2020 | Jan 8, 2021 (31 d) |
| Maxwell Christopher Clark | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2020 | Nov 30, 2020 |
| George Christopher Dallas | Cetera Advisor Networks LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 9, 2020 |
1,576 moves match.