DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Allied Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Anthony Staffieri	First Allied Advisory Services, Inc. other	Cw Advisors, LLC independent RIA	Other	May 16, 2017	Feb 11, 2026 (3193 d)
Markell Anthony Staffieri	First Allied Advisory Services, Inc. other	Cw Advisors, LLC independent RIA	Other	May 16, 2017	Feb 2, 2026 (3184 d)
Matthew D Staffieri	First Allied Advisory Services, Inc. other	Rovin Capital other	Other	May 16, 2017	May 16, 2014
Stephen Russell Coupe	First Allied Advisory Services, Inc. other	Clear Creek Financial Management, LLC independent RIA	Other	Apr 19, 2017	Oct 2, 2018 (531 d)
Colby Neal-Tan	First Allied Advisory Services, Inc. other	Strategic Advisers LLC national BD	Other	Apr 4, 2017	May 1, 2017
Victoria Ann Wilk	First Allied Advisory Services, Inc. other	Independent Financial Group, LLC other	Other	Mar 28, 2017	Mar 1, 2017
Edward Leonard Fredericks	First Allied Advisory Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Mar 13, 2017	Feb 3, 2017
Jeffrey Boyd Snyder	First Allied Advisory Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Mar 10, 2017	Jan 13, 2017
Joseph Alfred Ferron	First Allied Advisory Services, Inc. other	J. W. Cole Advisors, Inc. other	Other	Mar 9, 2017	Jan 17, 2017
Jack Cavin Holland	First Allied Advisory Services, Inc. other	Greenside Financial, Ltd state registered	Other	Feb 27, 2017	Feb 24, 2017
Douglas Wayne Blankenship	First Allied Advisory Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Feb 17, 2017	Feb 22, 2017
Lauren Ann Gidley	First Allied Advisory Services, Inc. other	Exodus Wealth, LLC other	Other	Feb 13, 2017	Feb 27, 2017
Jacob Chandler Odom	First Allied Advisory Services, Inc. other	Lee Financial Company, LLC other	Other	Feb 10, 2017	Apr 13, 2017 (62 d)
John Edward Townes Taylor	First Allied Advisory Services, Inc. other	Sagepoint Financial, Inc. other	Other	Jan 27, 2017	Jan 25, 2017
Carlos Everardo Ward	First Allied Advisory Services, Inc. other	Sagepoint Financial, Inc. other	Other	Jan 27, 2017	Jan 25, 2017
Richard Jeffrey Thomas	First Allied Advisory Services, Inc. other	Sagepoint Financial, Inc. other	Other	Jan 27, 2017	Jan 25, 2017
Charles Nmn Lim	First Allied Advisory Services, Inc. other	U.S. Bancorp Advisors, LLC other	Other	Jan 12, 2017	Jan 24, 2017
Jason William Carter	First Allied Advisory Services, Inc. other	Veratis Advisors, Inc. no RAUM	Other	Dec 27, 2016	Jan 9, 2017
Amy Christine Schroeder	First Allied Advisory Services, Inc. other	Ssn Advisory, Inc. other	Other	Dec 23, 2016	Feb 3, 2017 (42 d)
Jerome Patrick Owens	First Allied Advisory Services, Inc. other	Triad Advisors, LLC other	Other	Dec 21, 2016	Mar 14, 2016
Susan Marie Iverson	First Allied Advisory Services, Inc. other	Financial Gravity Asset Management, Inc. independent RIA	Other	Nov 30, 2016	Feb 15, 2019 (807 d)
Richard Andrew Stamps	First Allied Advisory Services, Inc. other	Osaic Fa, Inc. other	Other	Nov 28, 2016	Dec 21, 2016
James Rudy Biermaier	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	Nov 17, 2016	Oct 25, 2016
Anh Phuong Tran	First Allied Advisory Services, Inc. other	LPL Financial LLC other	Other	Nov 17, 2016	Nov 1, 2016
Michael Joseph Pepin	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	Nov 17, 2016	Oct 25, 2016
Bradford Daniel Creger	First Allied Advisory Services, Inc. other	LPL Financial LLC other	Other	Sep 22, 2016	Sep 1, 2016
Sean Riley Eldred	First Allied Advisory Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Sep 22, 2016	Sep 12, 2016
Frederick Edwin Hubler	First Allied Advisory Services, Inc. other	Triad Advisors, LLC other	Other	Sep 14, 2016	Jul 1, 2016
Brent Andrew Simpson	First Allied Advisory Services, Inc. other	Captrust other	Other	Sep 14, 2016	Aug 5, 2016
Robinson Powell Crawford	First Allied Advisory Services, Inc. other	Montebello Avenue state registered	Other	Sep 9, 2016	Mar 27, 2017 (199 d)
Jessica Pan	First Allied Advisory Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 31, 2016	Aug 11, 2016
Richard Michael Ditaranto	First Allied Advisory Services, Inc. other	American Portfolios Advisors, Inc other	Other	Aug 10, 2016	Aug 30, 2016
Brian Joseph Dibrino	First Allied Advisory Services, Inc. other	LPL Financial LLC BD affiliated	Other	Aug 10, 2016	Apr 16, 2025 (3171 d)
Ronald Alvin Icabone	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	Aug 9, 2016	Jul 25, 2016
Barbara Trombley	First Allied Advisory Services, Inc. other	Trombley Wealth Management state registered	Other	Aug 9, 2016	Jun 4, 2021 (1760 d)
Matthew D. Poole	First Allied Advisory Services, Inc. other	Dark Horse Advisors LLC independent RIA	Other	Jul 28, 2016	Mar 21, 2023 (2427 d)
Cameron Lee Stiles	First Allied Advisory Services, Inc. other	LPL Financial LLC other	Other	Jul 28, 2016	Aug 12, 2016
Arthur Lee Smith	First Allied Advisory Services, Inc. other	Level Four Advisory Services other	Other	Jul 1, 2016	Jul 1, 2016
Christine Renee Mcbroom	First Allied Advisory Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 20, 2016	May 19, 2016
Anthony Franklin Artero	First Allied Advisory Services, Inc. other	Good Life Advisors, LLC other	Other	Jun 15, 2016	Jun 10, 2016
Nicholas Kolitsidas	First Allied Advisory Services, Inc. other	Ethos Capital Management, LLC unclassified	Other	Jun 15, 2016	Feb 5, 2015
Warren Bernard Gallagher	First Allied Advisory Services, Inc. other	Paradigm Wealth Advisory LLC no RAUM	Other	Jun 9, 2016	Jun 16, 2016
Gregory Alexander Gorski	First Allied Advisory Services, Inc. other	Owl And Ore Wealth Planning state registered	Other	Jun 9, 2016	Jun 9, 2016
Troy David Fox	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	May 24, 2016	May 18, 2016
Jonathan David Cox	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	May 24, 2016	May 18, 2016
Julius Steven Hutchinson	First Allied Advisory Services, Inc. other	Strategic Blueprint, LLC no RAUM	Other	May 11, 2016	Aug 11, 2017 (457 d)
Amy Noelle Conley	First Allied Advisory Services, Inc. other	The Strategic Financial Alliance other	Other	May 11, 2016	May 4, 2016
Sherry Wyble Campbell	First Allied Advisory Services, Inc. other	The Strategic Financial Alliance other	Other	May 11, 2016	May 13, 2016
Daniel Paul Cavise	First Allied Advisory Services, Inc. other	Gladstone Wealth Partners other	Other	May 11, 2016	May 12, 2016
William E Goff	First Allied Advisory Services, Inc. other	USA Financial Securities LLC other	Other	May 10, 2016	May 2, 2016
Shannon Paul Simon	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	May 10, 2016	May 2, 2016
Barton Jay Steindler	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	May 6, 2016	May 4, 2016
Nathan Allen Boonstra	First Allied Advisory Services, Inc. other	Securities America Advisors, Inc. other	Other	May 6, 2016	May 4, 2016
David Timothy Provinsal	First Allied Advisory Services, Inc. other	Paradigm Wealth Advisory LLC no RAUM	Other	May 3, 2016	May 10, 2016
Robin Henry Rodermund	First Allied Advisory Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 13, 2016	Jan 24, 2017 (286 d)
Bradley James Lineberger	First Allied Advisory Services, Inc. other	Seaside Wealth Management, Inc. other	Other	Apr 6, 2016	Sep 11, 2015
Benjamin William Belanger	First Allied Advisory Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 6, 2016	Apr 1, 2016
James Matthew Conole	First Allied Advisory Services, Inc. other	Seaside Wealth Management, Inc. other	Other	Apr 6, 2016	Sep 11, 2015
Ryan William Kruger	First Allied Advisory Services, Inc. other	Khp Capital LLC other	Other	Mar 30, 2016	Apr 19, 2016
Delmar Vernice Mckinney	First Allied Advisory Services, Inc. other	Concorde Asset Management, LLC other	Other	Mar 22, 2016	May 11, 2016 (50 d)

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454 moves match.