DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mariner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Andrew WelshMariner BD affiliatedForvis Mazars Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2019Sep 15, 2026 (2505 d)
Jamie Christopher CinottoMariner BD affiliatedParagon Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 29, 2019Dec 12, 2019 (44 d)
Dennis Peter NotchickMariner BD affiliatedStratos Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 8, 2019Oct 22, 2019
Brandon LehmanMariner BD affiliatedAnnex Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2019Oct 28, 2019
Johnathan Michael AelmoreMariner BD affiliatedCgn Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2019Aug 30, 2019
Nicholas EsteyMariner BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 11, 2019Oct 15, 2019 (96 d)
Sarah CattanMariner BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseApr 18, 2019Jun 21, 2024 (1891 d)
Brian Stephen SchiazzanoMariner independent RIASeia independent RIARIA to RIAFeb 19, 2019Mar 29, 2019 (38 d)
Drew Ryan WaldronMariner independent RIAMariner Wealth Advisors otherOtherDec 19, 2018Mar 13, 2015
Scott Robert WesleyMariner independent RIATwo West Capital Advisors LLC institutionalOtherDec 13, 2018Dec 19, 2018
Natalie Elizabeth DewindtMariner independent RIACreative Planning independent RIARIA to RIAOct 15, 2018Oct 15, 2018
Anthony Giovan AtraszMariner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2018Oct 7, 2024 (2203 d)
Ralayna D KennedyMariner independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 24, 2018Dec 13, 2018 (111 d)
Nilesh Imanuel ChristianMariner independent RIAHeritage Financial Services independent RIARIA to RIAJul 12, 2018Mar 1, 2022 (1328 d)
Grover Cleaveland MusserMariner otherMariner Wealth Advisors otherOtherFeb 23, 2018Nov 4, 2016
Travis James PortwoodMariner otherAllen Capital Group, LLC otherOtherJan 11, 2018Jan 11, 2018
Randal Ray KorthMariner otherAllen Capital Group, LLC otherOtherJan 11, 2018Jan 11, 2018
Julie Lynn SkyeMariner otherSkye Advisors LLC unclassifiedOtherDec 6, 2017Jan 22, 2018 (47 d)
Chad Stephen HamiltonMariner otherBrown And Company, Inc. unclassifiedOtherNov 3, 2017Feb 6, 2019 (460 d)
Bryan Hugh PepperMariner otherFirstpoint Financial, LLC no RAUMOtherAug 14, 2017Apr 14, 2015
Jamie Christopher CinottoMariner otherFirstpoint Financial, LLC no RAUMOtherJun 1, 2017May 21, 2015
Aaron NielsenMariner otherMariner Wealth Advisors otherOtherMay 11, 2017Nov 15, 2016
Gerhart Keith KloiberMariner otherFirstpoint Financial, LLC no RAUMOtherApr 25, 2017May 21, 2015
Ryan Michael BowmanMariner otherMoneta Group Investment Advisors, LLC otherOtherMar 20, 2017Mar 22, 2017
Timothy Daniel HardenMariner otherPrincipal Securities, Inc. otherOtherFeb 14, 2017Mar 8, 2017
James B OlmoreMariner otherUnited Capital Financial Advisors otherOtherOct 13, 2016Oct 21, 2016
John CristelloMariner otherRational Advisors, Inc. otherOtherFeb 19, 2016Apr 4, 2017 (410 d)
Luke N EideMariner otherFirstpoint Financial, LLC no RAUMOtherNov 16, 2015May 22, 2015
Christopher Gregory RussellMariner otherGupta Wealth Management, LLC otherOtherAug 28, 2015Oct 20, 2015 (53 d)
Jason Eugene McelweeMariner otherMontage Investments, LLC otherOtherMar 9, 2015Mar 11, 2015
Darrel Bruce MarkleyMariner otherFirstpoint Financial, LLC no RAUMOtherAug 7, 2014Jan 7, 2014
Justin Evans NeubergMariner otherConvergence Investment Partners, LLC mixed wealthOtherMar 24, 2014Jul 10, 2019 (1934 d)
Jeffrey R SchulteMariner otherCantor Fitzgerald Wealth Partners, LLC no RAUMOtherJan 9, 2014Sep 13, 2013
James Dwight HilesMariner otherCantor Fitzgerald Wealth Partners, LLC no RAUMOtherJan 9, 2014Sep 13, 2013
William Vernon GunlicksMariner otherCantor Fitzgerald Wealth Partners, LLC no RAUMOtherJan 9, 2014Sep 13, 2013
James Robert AllenMariner otherCommonwealth Financial Network national BDOtherJan 9, 2014Feb 25, 2014 (47 d)
William Roger RassmanMariner otherDeutsche Bank Securities Inc. otherOtherJun 3, 2013Jun 11, 2013
Anne Jenelle DorianMariner otherMontage Investments, LLC otherOtherMay 31, 2013Jun 10, 2013
Joseph Anthony CarboneMariner otherCambridge Investment Research Advisors, Inc. otherOtherJun 28, 2012Jan 2, 2013 (188 d)
Katrina Delores RadenbergMariner otherMontage Investments, LLC otherOtherApr 11, 2012Apr 13, 2012
Michael Simmons HazellMariner otherPenn Wealth Management state registeredOtherJan 11, 2010Apr 6, 2010 (85 d)
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221 moves match.