DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Brookstone Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ron GreenfieldBrookstone Capital Management LLC independent RIAAllstate Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 25, 2020Sep 29, 2020
Kelly WileyBrookstone Capital Management LLC independent RIATc Wealth Partners, LLC independent RIARIA to RIASep 16, 2020Sep 30, 2020
Lonny Christopher PowellBrookstone Capital Management LLC independent RIAHorter Investment Management, LLC independent RIARIA to RIAMay 21, 2020May 29, 2020
Justin T. KellyBrookstone Capital Management LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 6, 2020May 28, 2020 (112 d)
Gary Paul RobertsonBrookstone Capital Management LLC independent RIAOptivise Advisory Services LLC no RAUMRIA to a newly registered adviserJan 21, 2020Jan 16, 2020
Matthew Alan TaylorBrookstone Capital Management LLC independent RIATaylor Securities Services, Inc. independent RIARIA to RIAJan 15, 2020Jan 6, 2020
Robert Rocco La SpadaBrookstone Capital Management LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAJan 15, 2020Jan 29, 2020
Shawn David MullarkeyBrookstone Capital Management LLC independent RIATaylor Securities Services, Inc. independent RIARIA to RIAJan 15, 2020Jan 6, 2020
Aaron R KrasneyBrookstone Capital Management LLC independent RIATaylor Securities Services, Inc. independent RIARIA to RIAJan 15, 2020Jan 6, 2020
Andrew Joseph CamlinBrookstone Capital Management LLC independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankJan 2, 2020May 22, 2020 (141 d)
Mcgarry P MurrayBrookstone Capital Management LLC independent RIASimplicity Wealth no RAUMRIA to a newly registered adviserDec 31, 2019Dec 20, 2019
Marvin L MusickBrookstone Capital Management LLC independent RIASequent Planning, LLC independent RIARIA to RIADec 31, 2019Dec 22, 2021 (722 d)
Sean HarlanBrookstone Capital Management LLC independent RIASimplyria Advisor Network independent RIARIA to RIADec 16, 2019Dec 6, 2019
Kevin Todd ClarkBrookstone Capital Management LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIANov 21, 2019Nov 22, 2019
Benjamin Scott SmithBrookstone Capital Management LLC independent RIAOnedigital institutionalOtherNov 19, 2019Nov 19, 2019
Morgan Darby HillBrookstone Capital Management LLC independent RIACenter Street Advisors, Inc. no RAUMOtherOct 22, 2019Oct 7, 2016
Patrick J CoutureBrookstone Capital Management LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAOct 7, 2019Oct 7, 2019
Kia Xiong-YangBrookstone Capital Management LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAOct 7, 2019Oct 7, 2019
John Clarence KieberBrookstone Capital Management LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAAug 28, 2019Sep 4, 2019
Steven Michael MalloryBrookstone Capital Management LLC independent RIADelta Investment Management, LLC independent RIARIA to RIAAug 28, 2019Sep 3, 2019
Carl Elgus HoweBrookstone Capital Management LLC independent RIAEagle Financial Advisors, LLC independent RIARIA to RIAJul 11, 2019Jul 12, 2019
Kyle Thomas HammerschmidtBrookstone Capital Management LLC independent RIABrookstone Wealth Advisors, LLC independent RIARIA to RIAJul 8, 2019Jul 9, 2019
Christopher Kelly BartonBrookstone Capital Management LLC independent RIAJehm Wealth & Retirement, LLC state registeredRIA to a state-registered adviserJun 27, 2019Aug 15, 2019 (49 d)
Gary Arthur KuekerBrookstone Capital Management LLC independent RIAMarkowski Investments independent RIARIA to RIAJun 18, 2019May 6, 2019
Andrew Joseph CamlinBrookstone Capital Management LLC independent RIASpecialized Advisors independent RIARIA to RIAMay 31, 2019Jul 5, 2019 (35 d)
Ronald MendozaBrookstone Capital Management LLC independent RIAFinancial & Tax Architects, LLC mixed wealthRIA to RIAApr 23, 2019Jun 18, 2019 (56 d)
Travis William GatzemeierBrookstone Capital Management LLC independent RIAKinetix Financial Planning state registeredRIA to a state-registered adviserApr 15, 2019Jul 11, 2019 (87 d)
Matthew Eric StockburgerBrookstone Capital Management LLC independent RIALincoln Investment BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2019May 2, 2019
Brandon BeckBrookstone Capital Management LLC independent RIABlackston Financial Advisory Group, LLC independent RIARIA to RIAApr 4, 2019Jun 12, 2019 (69 d)
James Browning MoerdykBrookstone Capital Management LLC independent RIACapital Advisor Network independent RIARIA to RIAMar 18, 2019Mar 18, 2019
John-Todd Nelson McdanielBrookstone Capital Management LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAMar 4, 2019Mar 1, 2019
Kevin Patrick ChristBrookstone Capital Management LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAMar 1, 2019Mar 1, 2019
Frank Paul AndrescavageBrookstone Capital Management LLC independent RIAVirtue Capital Management, LLC independent RIARIA to RIAJan 25, 2019Jan 23, 2019
Christopher Allen GrahamBrookstone Capital Management LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJan 9, 2019Jan 8, 2019
Steven Kent LewisBrookstone Capital Management LLC independent RIABrookstone Asset Management, LLC independent RIARIA to RIADec 31, 2018Jun 3, 2019 (154 d)
Eric James GlassbrennerBrookstone Capital Management LLC independent RIAClaraphi Advisory Network, LLC independent RIARIA to RIADec 4, 2018Dec 3, 2018
Carlos Alberto GuzmanBrookstone Capital Management LLC independent RIARegal Investment Advisors LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 20, 2018Nov 19, 2018
Cristina AcostaBrookstone Capital Management LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAOct 29, 2018Oct 29, 2018
Robert Travis EvansBrookstone Capital Management LLC independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAOct 26, 2018Nov 2, 2018
Ian Rodger WelhamBrookstone Capital Management LLC independent RIACity Center Advisors, LLC independent RIARIA to RIAOct 11, 2018Feb 21, 2019 (133 d)
William Paul EvansBrookstone Capital Management LLC independent RIACapital Advisor Network independent RIARIA to RIAAug 24, 2018Aug 24, 2018
John Eugene PerezBrookstone Capital Management LLC independent RIAElement Retirement & Investment Consultants, L.L.C. unclassifiedOtherJul 18, 2018Aug 29, 2018 (42 d)
Heather A CorleyBrookstone Capital Management LLC independent RIAHighpoint Advisor Group, LLC independent RIARIA to RIAJun 5, 2018Mar 12, 2021 (1011 d)
Michael John SloanBrookstone Capital Management LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAApr 30, 2018Feb 13, 2019 (289 d)
Jason BuresBrookstone Capital Management LLC independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2018Jan 15, 2019 (265 d)
Michael Thomas LuceyBrookstone Capital Management LLC independent RIAWealth Watch Advisors, Inc independent RIARIA to RIAApr 19, 2018Apr 19, 2018
Emily Smith ProvostBrookstone Capital Management LLC independent RIAInvesco Advisers, Inc. asset managerOtherApr 18, 2018Apr 18, 2018
Thomas Donald GandolfiBrookstone Capital Management LLC otherSound Income Strategies, LLC independent RIAOtherMar 13, 2018Mar 14, 2018
Robert Lyle SchoelzelBrookstone Capital Management LLC otherFinancial Advisory Group, Inc. unclassifiedOtherMar 8, 2018Mar 8, 2018
Kenneth GreenwoodBrookstone Capital Management LLC otherM&T Securities, Inc. unclassifiedOtherJan 26, 2018May 1, 2019 (460 d)
Larry Mckinley HalesBrookstone Capital Management LLC otherGradient Advisors, LLC independent RIAOtherDec 31, 2017Aug 29, 2018 (241 d)
Kevin AuerbachBrookstone Capital Management LLC otherAuerbach Investment Services, LLC independent RIAOtherDec 31, 2017Nov 6, 2017
Rebecca Y LinBrookstone Capital Management LLC otherRaymond James & Associates, Inc. national BDOtherDec 31, 2017Jul 17, 2026 (3120 d)
Stephen Javier MeeksBrookstone Capital Management LLC otherInterlinc Financial Advisors, Inc. state registeredOtherDec 5, 2017Nov 21, 2017
Jason Mark WeckelBrookstone Capital Management LLC otherAe Wealth Management, LLC independent RIAOtherNov 16, 2017Nov 15, 2017
Robert Eli AllamonBrookstone Capital Management LLC otherAe Wealth Management, LLC independent RIAOtherNov 16, 2017Nov 15, 2017
Colin Timothy RichardsBrookstone Capital Management LLC otherAe Wealth Management, LLC independent RIAOtherNov 16, 2017Nov 15, 2017
Henry Joseph FrattaroliBrookstone Capital Management LLC otherWealth Management Planning state registeredOtherNov 2, 2017May 1, 2018 (180 d)
David Leo DugganBrookstone Capital Management LLC otherIntegrity Alliance, LLC otherOtherOct 19, 2017Oct 19, 2017
Jeremiah David NorthBrookstone Capital Management LLC other360 Ira state registeredOtherOct 13, 2017Sep 15, 2017
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316 moves match.