DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from U.S. Bancorp Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Steve Sakamoto	U.S. Bancorp Advisors, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Sep 15, 2015	Sep 17, 2015
Michael Allen Anderson	U.S. Bancorp Advisors, LLC other	Keep It Simple Financial Planning state registered	Other	Sep 4, 2015	Mar 16, 2021 (2020 d)
Daniel Santillan Cotamagana	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 31, 2015	Sep 16, 2015
Mark Raymond Palmer	U.S. Bancorp Advisors, LLC other	Edelman Financial Services, LLC other	Other	Aug 6, 2015	Aug 11, 2015
Brian Robert Koch	U.S. Bancorp Advisors, LLC other	Td Ameritrade, Inc. no RAUM	Other	Aug 3, 2015	Oct 27, 2016 (451 d)
Timothy Lawrence Welch	U.S. Bancorp Advisors, LLC other	Principal Securities, Inc. other	Other	Jun 9, 2015	Dec 23, 2015 (197 d)
Nicholas Justin Di Paolo	U.S. Bancorp Advisors, LLC other	Forum Private Wealth, LLC state registered	Other	Apr 27, 2015	Sep 23, 2025 (3802 d)
Manus Duffy	U.S. Bancorp Advisors, LLC other	Golden State Wealth Management, LLC other	Other	Apr 24, 2015	Apr 22, 2015
Julia Katherine Earle	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Mar 23, 2015	Mar 18, 2015
Eatan Vijan	U.S. Bancorp Advisors, LLC other	Td Ameritrade Investment Management, LLC other	Other	Mar 6, 2015	Mar 11, 2015
Jhojilyn V Malicdan	U.S. Bancorp Advisors, LLC other	Quantum Financial Advisors, LLC independent RIA	Other	Jan 26, 2015	May 5, 2025 (3752 d)
Vincent Glen Learned	U.S. Bancorp Advisors, LLC other	Wealthspire Retirement Advisory other	Other	Dec 8, 2014	Jan 21, 2015 (44 d)
Mitchell Marriott	U.S. Bancorp Advisors, LLC other	Alpha Wealth Management And Planning LLC other	Other	Nov 17, 2014	Jan 9, 2015 (53 d)
Anastasia Ciudinovschih	U.S. Bancorp Advisors, LLC other	Credit Suisse Securities (USA) LLC other	Other	Oct 23, 2014	Nov 19, 2014
Guneet Kaur Bains-Ajmani	U.S. Bancorp Advisors, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Oct 15, 2014	Feb 3, 2015 (111 d)
Craig Stephen Maytubby	U.S. Bancorp Advisors, LLC other	Invest Financial Corporation other	Other	Oct 14, 2014	Oct 17, 2014
Victor Evans Gersten	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 19, 2014	Oct 9, 2014
William Burke Allred	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Sep 9, 2014	Sep 3, 2014
John Michael Greene	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Aug 7, 2014	Aug 15, 2014
Andrew M. Nakagawa	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Jul 17, 2014	Aug 21, 2014 (35 d)
Christel Djossinou	U.S. Bancorp Advisors, LLC other	Hsbc Securities (USA) Inc. other	Other	Jun 18, 2014	Jul 15, 2014
Carine Krikorian	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	Jun 18, 2014	Jul 28, 2014 (40 d)
Michael O Solis	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 10, 2014	Nov 6, 2014 (149 d)
Timothy Eugene Warren	U.S. Bancorp Advisors, LLC other	Steward Partners Investment Solutions, LLC other	Other	Jun 10, 2014	Aug 19, 2014 (70 d)
Rafael Galeno	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Jun 10, 2014	Oct 10, 2014 (122 d)
Mona Felicia Corbett	U.S. Bancorp Advisors, LLC other	Securities America Advisors, Inc. other	Other	May 30, 2014	May 27, 2014
Ulku Dogan	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	May 21, 2014	Aug 7, 2014 (78 d)
Matthew William Benson	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 14, 2014	Nov 13, 2014 (183 d)
Roy Martinez	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	May 14, 2014	May 23, 2014
Amber Kay Ortiz	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	May 14, 2014	May 29, 2014
Leo Peter Hamill	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	May 13, 2014	May 23, 2014
Nick John Pagonis	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	May 13, 2014	May 22, 2014
Isela D Ortega-Wu	U.S. Bancorp Advisors, LLC other	Western International Securities other	Other	Mar 26, 2014	Apr 2, 2014
Brady Charles Boyd	U.S. Bancorp Advisors, LLC other	Financial Guidance Group, Inc. other	Other	Mar 19, 2014	May 27, 2015 (434 d)
Emmanuel Asuncion	U.S. Bancorp Advisors, LLC other	Northwestern Mutual Investment Services,LLC other	Other	Feb 14, 2014	Mar 21, 2014 (35 d)
Charles Spencer Gould	U.S. Bancorp Advisors, LLC other	First Foundation Advisors other	Other	Feb 12, 2014	Mar 12, 2014
William Scott Freedman	U.S. Bancorp Advisors, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Feb 11, 2014	Feb 14, 2014
Herbert Roldan Flores	U.S. Bancorp Advisors, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Feb 5, 2014	Feb 13, 2014
Stephen Thomas Andrusky	U.S. Bancorp Advisors, LLC other	Scottrade Investment Management other	Other	Jan 21, 2014	Aug 31, 2016 (953 d)
Darren Douglas Horejsi	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Jan 13, 2014	Jan 7, 2014
Robert Keith Jacques	U.S. Bancorp Advisors, LLC other	Destination Wealth Management other	Other	Jan 9, 2014	Jan 30, 2014
Lee Burton Jones	U.S. Bancorp Advisors, LLC other	Stratos Wealth Partners, Ltd other	Other	Dec 16, 2013	Dec 17, 2013
Kelly Lee Ausburn	U.S. Bancorp Advisors, LLC other	Capital One Advisors, LLC no RAUM	Other	Dec 16, 2013	Jul 6, 2015 (567 d)
Sean K Heslin	U.S. Bancorp Advisors, LLC other	Advice And Planning Services other	Other	Dec 13, 2013	Jan 30, 2014 (48 d)
Jonathan Michael Good	U.S. Bancorp Advisors, LLC other	Principal Securities, Inc. other	Other	Nov 14, 2013	Dec 3, 2013
Kennon Rene Mccarthy	U.S. Bancorp Advisors, LLC other	Svb Wealth other	Other	Nov 6, 2013	Dec 4, 2014 (393 d)
Daniel S Rosaschi	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Nov 5, 2013	Jan 22, 2014 (78 d)
Alison Anne Coacher	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Oct 9, 2013	Oct 29, 2013
Casi Dileva	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Oct 7, 2013	Mar 16, 2022 (3082 d)
Simone Sabbagh Branigan	U.S. Bancorp Advisors, LLC other	RBC Securities, Inc. other	Other	Sep 20, 2013	Oct 7, 2013
Jeffrey Clay Goodrich	U.S. Bancorp Advisors, LLC other	Valley Financial Management, Inc. BD affiliated	Other	Sep 6, 2013	Sep 17, 2013
Shkira Singh	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Aug 15, 2013	Aug 13, 2013
Elaine Yefun Lee	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 31, 2013	Oct 7, 2013 (68 d)
Donald Patrick Lopiccolo	U.S. Bancorp Advisors, LLC other	Canterbury Consulting Incorporated other	Other	Jul 23, 2013	Oct 11, 2013 (80 d)
Michael Quan Dao	U.S. Bancorp Advisors, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Jul 2, 2013	Jul 2, 2013
Ying Wang	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Jul 1, 2013	Jun 27, 2013
Ranjeev Kumar Hira	U.S. Bancorp Advisors, LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 27, 2013	Jul 22, 2014 (390 d)
Stephen Gelina	U.S. Bancorp Advisors, LLC other	Strategic Advisers LLC national BD	Other	May 13, 2013	May 21, 2013
Kristine Lee	U.S. Bancorp Advisors, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Apr 22, 2013	May 13, 2013
Jessica A Blount	U.S. Bancorp Advisors, LLC other	U.S. Bancorp Investments, Inc. other	Other	Apr 3, 2013	Apr 2, 2013

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489 moves match.