DFX Intelligence

RIA Intelligence

Advisor moves

Departures from U.S. Bancorp Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kathleen M White	U.S. Bancorp Advisors, LLC other	Crowell, Weedon & Co. other	Other	Jun 7, 2010	Feb 17, 2011 (255 d)
Alberto Gabriel Alvarez	U.S. Bancorp Advisors, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	May 28, 2010	Jun 2, 2010
Dean William Heimbach	U.S. Bancorp Advisors, LLC other	Strategic Advisers LLC national BD	Other	May 10, 2010	Aug 27, 2010 (109 d)
Sarah Anne Sealey	U.S. Bancorp Advisors, LLC other	Usaa Financial Planning Services no RAUM	Other	Mar 31, 2010	Apr 19, 2010
Jonathon James Allen	U.S. Bancorp Advisors, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Mar 29, 2010	Oct 18, 2012 (934 d)
Stephen In Hee Lee	U.S. Bancorp Advisors, LLC other	Advice And Planning Services other	Other	Mar 22, 2010	Feb 6, 2013 (1052 d)
Aaron Chang	U.S. Bancorp Advisors, LLC other	Morgan Stanley wirehouse	Other	Feb 2, 2010	Oct 31, 2011 (636 d)
Marc Lynn Smith	U.S. Bancorp Advisors, LLC other	Wells Fargo Investments, LLC unclassified	Other	Nov 16, 2009	Nov 16, 2009
Nicholas Eugene Toy	U.S. Bancorp Advisors, LLC other	Huntington Financial Advisors other	Other	Oct 8, 2009	Nov 20, 2009 (43 d)
Octavio Saenz Torres	U.S. Bancorp Advisors, LLC other	Edelman Financial Engines other	Other	Sep 24, 2009	Jul 26, 2011 (670 d)
Jack Fu	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Sep 16, 2009	Sep 22, 2009
Katrena Boujai Shipp	U.S. Bancorp Advisors, LLC other	Morgan Stanley wirehouse	Other	Aug 17, 2009	Mar 31, 2015 (2052 d)
Linda Joyce James	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Jun 19, 2009	Apr 15, 2010 (300 d)
Carlos Bernardo Robert Guadalajara	U.S. Bancorp Advisors, LLC other	UBS International Inc. unclassified	Other	Apr 21, 2009	Apr 14, 2009
Rock Allen Mirich	U.S. Bancorp Advisors, LLC other	Chase Investment Services Corp. other	Other	Apr 6, 2009	Apr 24, 2009
Boris Michael Castillo	U.S. Bancorp Advisors, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Mar 31, 2009	Apr 8, 2009
John Jacobson	U.S. Bancorp Advisors, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 9, 2009	Nov 15, 2011 (981 d)
Franklin Fernandez	U.S. Bancorp Advisors, LLC other	Financial West Group other	Other	Mar 2, 2009	Mar 13, 2009
Karin Ann Frieden	U.S. Bancorp Advisors, LLC other	Advice And Planning Services other	Other	Jan 27, 2009	Apr 3, 2009 (66 d)
Nick Elovitz	U.S. Bancorp Advisors, LLC other	Woodbury Financial Services, Inc. other	Other	Jan 15, 2009	Apr 20, 2009 (95 d)
Michael William Johns	U.S. Bancorp Advisors, LLC other	Advice And Planning Services other	Other	Jan 6, 2009	Jun 3, 2010 (513 d)
Matthew Edward Wheeler	U.S. Bancorp Advisors, LLC other	Principal Securities, Inc. other	Other	Oct 3, 2008	Oct 20, 2008
Brian Ashley Martin	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Sep 11, 2008	Sep 11, 2008
Douglas Louis Shepard	U.S. Bancorp Advisors, LLC other	John Hancock Investment Management LLC other	Other	Sep 9, 2008	Dec 10, 2008 (92 d)
William David Hinch	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Sep 4, 2008	Sep 23, 2008
William Patrick Nugent	U.S. Bancorp Advisors, LLC other	Strategic Advisers LLC national BD	Other	Jun 20, 2008	Jan 26, 2011 (950 d)
Michael Keith Harnett	U.S. Bancorp Advisors, LLC other	Harnett Investment Advisers LLC state registered	Other	Jun 9, 2008	Aug 13, 2008 (65 d)
Michael Brescione	U.S. Bancorp Advisors, LLC other	Cuna Brokerage Services, Inc. other	Other	May 7, 2008	Oct 26, 2012 (1633 d)
Mark Alan Gerardi	U.S. Bancorp Advisors, LLC other	First Republic Wealth Advisors, LLC unclassified	Other	Apr 21, 2008	May 5, 2008
Carlos Enrique Caceres	U.S. Bancorp Advisors, LLC other	Cuso Financial Services, L.P. other	Other	Apr 15, 2008	Apr 23, 2008
Peter Raymundo Castillo	U.S. Bancorp Advisors, LLC other	Wells Fargo Investments, LLC unclassified	Other	Feb 25, 2008	Feb 26, 2008
Willy Ong Tan	U.S. Bancorp Advisors, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Nov 9, 2007	Nov 26, 2007
Bryce Jacob Bordwell	U.S. Bancorp Advisors, LLC other	Citigroup Global Markets Inc. other	Other	Oct 17, 2007	Oct 19, 2007
Chad Eric Leon	U.S. Bancorp Advisors, LLC other	LPL Financial LLC other	Other	Oct 16, 2007	Nov 7, 2007
Todd David Lubin	U.S. Bancorp Advisors, LLC other	Wamu Investments, Inc. unclassified	Other	Aug 8, 2007	Jan 9, 2009 (520 d)
Bryant K Scott	U.S. Bancorp Advisors, LLC other	Charles Schwab & Co., Inc. national BD	Other	Aug 6, 2007	Aug 23, 2007
Danny George Michael	U.S. Bancorp Advisors, LLC other	Countrywide Investment Services, Inc. unclassified	Other	Jun 18, 2007	Jul 5, 2007
Gary Alan Kubesh	U.S. Bancorp Advisors, LLC other	Banc Of America Investment Services, Inc. unclassified	Other	May 11, 2007	May 4, 2007
Rebecca A Picazo	U.S. Bancorp Advisors, LLC other	J.P. Morgan Securities LLC wirehouse	Other	May 3, 2007	Jun 24, 2024 (6262 d)
John Gerard Arensdorf	U.S. Bancorp Advisors, LLC other	Wells Fargo Investments, LLC unclassified	Other	Apr 18, 2007	Apr 13, 2007
Lim Leigh	U.S. Bancorp Advisors, LLC other	Wells Fargo Advisors wirehouse	Other	Apr 18, 2007	Apr 16, 2007
Heather Rose Nicholas	U.S. Bancorp Advisors, LLC other	Oneamerica Securities, Inc. other	Other	Mar 29, 2007	Jan 24, 2008 (301 d)
Richard Allen Gibson	U.S. Bancorp Advisors, LLC other	Wells Fargo Investments, LLC unclassified	Other	Mar 28, 2007	Mar 30, 2007
Mario Reynaldo Reina	U.S. Bancorp Advisors, LLC other	Ernst & Young Investment Advisers Llp no RAUM	Other	Jan 11, 2007	Aug 16, 2007 (217 d)
Lester Scott Pyle	U.S. Bancorp Advisors, LLC other	Creative Planning Institutional Advisors, LLC other	Other	Jan 5, 2007	Jun 6, 2007 (152 d)
Sandra A Sambito	U.S. Bancorp Advisors, LLC other	Suntrust Investment Services, Inc. other	Other	Jan 5, 2007	Jan 16, 2007
Tammy R Jones	U.S. Bancorp Advisors, LLC other	Sagepoint Financial, Inc. other	Other	Dec 18, 2006	Dec 15, 2006
Jimmy Maldonado	U.S. Bancorp Advisors, LLC other	Zions Direct, Inc. unclassified	Other	Sep 26, 2006	Sep 25, 2006
Charles K Truong	U.S. Bancorp Advisors, LLC other	Wells Fargo Investments, LLC unclassified	Other	Sep 25, 2006	Sep 25, 2006
Serpouhi Susan Karamanoukian	U.S. Bancorp Advisors, LLC other	Citigroup Global Markets Inc. other	Other	Aug 1, 2006	Jun 12, 2007 (315 d)
Sean K Heslin	U.S. Bancorp Advisors, LLC other	Wells Fargo Investments, LLC unclassified	Other	Jul 6, 2006	Aug 30, 2006 (55 d)
Anthony Reynard Westerfield	U.S. Bancorp Advisors, LLC other	Cetera Investment Services LLC other	Other	Jul 6, 2006	Jul 19, 2006
Brent Eric Thomas	U.S. Bancorp Advisors, LLC other	Banc Of America Investment Services, Inc. unclassified	Other	Mar 17, 2006	May 19, 2006 (63 d)
Michael J Rosenberg	U.S. Bancorp Advisors, LLC other	Comerica Securities other	Other	Feb 10, 2006	May 1, 2006 (80 d)
Christopher Eric Asplin	U.S. Bancorp Advisors, LLC other	Citicorp Investment Services unclassified	Other	Nov 7, 2005	Sep 15, 2006 (312 d)
Jarred Jeffrey Kriz	U.S. Bancorp Advisors, LLC other	Fisher Investments other	Other	Oct 7, 2005	Aug 21, 2014 (3240 d)
Rigoberto Javier Pena-Rankin	U.S. Bancorp Advisors, LLC other	Wamu Investments, Inc. unclassified	Other	Oct 4, 2005	Jul 10, 2008 (1010 d)
Erin Klisser Arellano	U.S. Bancorp Advisors, LLC other	Advisors Asset Management, Inc. other	Other	Aug 2, 2005	Aug 31, 2005
Mark Dijamco	U.S. Bancorp Advisors, LLC other	Td Ameritrade, Inc. no RAUM	Other	May 2, 2005	Feb 8, 2006 (282 d)
Lawrence D Wimsatt	U.S. Bancorp Advisors, LLC other	Ameriprise Financial Services, LLC national BD	Other	Mar 30, 2005	Mar 31, 2005

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489 moves match.