DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Advisory Services Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Douglas Luther Vowels | Advisory Services Network independent RIA | Intentional Wealth Planning no RAUM | RIA to a newly registered adviser | Aug 28, 2026 | Aug 6, 2026 |
| Alexander Mihajlov | Advisory Services Network independent RIA | Olde Raleigh Financial Group no RAUM | RIA to a newly registered adviser | Jul 16, 2026 | Jul 9, 2026 |
| Mark Alan Meier | Advisory Services Network independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Jul 16, 2026 | Jul 9, 2026 |
| Trevor Edward Chambers | Advisory Services Network independent RIA | Olde Raleigh Financial Group no RAUM | RIA to a newly registered adviser | Jul 16, 2026 | Jul 9, 2026 |
| Patrick Haden Jennings | Advisory Services Network independent RIA | Olde Raleigh Financial Group no RAUM | RIA to a newly registered adviser | Jul 16, 2026 | Jul 9, 2026 |
| Tyler Franklin Lamar | Advisory Services Network independent RIA | Olde Raleigh Financial Group no RAUM | RIA to a newly registered adviser | Jul 16, 2026 | Jul 9, 2026 |
| Kevin Scott Gray | Advisory Services Network independent RIA | Ascentis Wealth Management, LLC independent RIA | RIA to RIA | Jul 1, 2026 | Jun 23, 2026 |
| Niko Stone Puritz | Advisory Services Network independent RIA | Ascentis Wealth Management, LLC independent RIA | RIA to RIA | Jul 1, 2026 | Jun 24, 2026 |
| Jared Tyler Slyh | Advisory Services Network independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 15, 2026 | Aug 3, 2026 (80 d) |
| Mitchell Thomas Glasser | Advisory Services Network independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2026 | Apr 16, 2026 (93 d) |
| Jeffrey Lee Foreman | Advisory Services Network independent RIA | Kovack Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Feb 9, 2026 (40 d) |
| Mark Kelly Kissell | Advisory Services Network independent RIA | Baytrust Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2025 | Jan 21, 2026 |
| Christopher David Drew | Advisory Services Network independent RIA | Baytrust Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2025 | Dec 23, 2025 |
| Michael Edward Tindall | Advisory Services Network independent RIA | Great Valley Advisor Group, LLC independent RIA | RIA to RIA | Dec 31, 2025 | Dec 21, 2025 |
| Chad Ryan Mullen | Advisory Services Network independent RIA | Baytrust Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2025 | Jan 12, 2026 |
| Nolan Christopher Hudi | Advisory Services Network independent RIA | Baytrust Wealth Management, LLC no RAUM | RIA to a newly registered adviser | Dec 31, 2025 | Jan 8, 2026 |
| Edward Matthew Mobbs | Advisory Services Network independent RIA | Americana Partners, LLC independent RIA | RIA to RIA | Nov 20, 2025 | Mar 4, 2026 (104 d) |
| Genevieve Margaret Guys | Advisory Services Network independent RIA | Pearl Planning independent RIA | RIA to RIA | Oct 31, 2025 | Jan 6, 2026 (67 d) |
| Jeffrey Mcdonald | Advisory Services Network independent RIA | Fiduciary Private Wealth unclassified | Other | Oct 2, 2025 | Mar 6, 2025 |
| Morgan Thomas Gojanovich | Advisory Services Network independent RIA | Guardian Wealth Advisors, LLC independent RIA | RIA to RIA | Jul 11, 2025 | Sep 16, 2026 (432 d) |
| Michael Scott Moore | Advisory Services Network independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 21, 2025 | Jun 6, 2025 |
| Christopher Scott Moore | Advisory Services Network independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2025 | May 16, 2025 |
| Mark Alden Peterson | Advisory Services Network independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2025 | May 29, 2025 |
| Brian Moore | Advisory Services Network independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2025 | May 16, 2025 |
| Joseph Isaac Pitt | Advisory Services Network independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2025 | May 29, 2025 |
| Robert Leonard Kennerson | Advisory Services Network independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Mar 26, 2025 | Mar 6, 2025 |
| Andrew C Schorr | Advisory Services Network independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Feb 14, 2025 | Feb 28, 2025 |
| John David Vogelzang | Advisory Services Network independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2025 | Feb 4, 2025 |
| Ealon Sidney Thompson | Advisory Services Network independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jan 3, 2025 | Jan 3, 2025 |
| Lawrence Francis Mcmanus | Advisory Services Network independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 20, 2024 | Dec 20, 2024 |
| Christopher Duke Demetropoulos | Advisory Services Network independent RIA | Modern Wealth Management, LLC independent RIA | RIA to RIA | Dec 20, 2024 | Dec 20, 2024 |
| John Nevins Dunlevy | Advisory Services Network independent RIA | Monorail Securities LLC asset manager | Other | Oct 1, 2024 | Aug 19, 2026 (687 d) |
| Jack Bell | Advisory Services Network independent RIA | Fpf Advisors LLC unclassified | Other | Sep 13, 2024 | Oct 9, 2024 |
| Galen Don Mayo | Advisory Services Network independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2024 | Mar 18, 2025 (202 d) |
| Jose Luis Garcia | Advisory Services Network independent RIA | Sequent Planning, LLC independent RIA | RIA to RIA | Aug 22, 2024 | Aug 20, 2024 |
| Heather Levar | Advisory Services Network independent RIA | Roxbury Financial no RAUM | RIA to a newly registered adviser | Jun 28, 2024 | Jun 24, 2024 |
| Jonathan Michael Levar | Advisory Services Network independent RIA | Roxbury Financial no RAUM | RIA to a newly registered adviser | Jun 28, 2024 | Jun 24, 2024 |
| Christopher Joseph Arena | Advisory Services Network independent RIA | Clef Financial, LLC state registered | RIA to a state-registered adviser | Oct 5, 2023 | Nov 1, 2023 |
| Eric Samuel Wilson | Advisory Services Network independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Oct 4, 2023 | Oct 4, 2023 |
| George Christian Mauser | Advisory Services Network independent RIA | Atlas Investment Advisors independent RIA | RIA to RIA | Jun 30, 2023 | Jun 2, 2023 |
| Frank Byskov | Advisory Services Network independent RIA | Forty4 Financial state registered | RIA to a state-registered adviser | Jun 30, 2023 | May 1, 2023 |
| Rebecca Outten Richardson | Advisory Services Network independent RIA | Atlas Investment Advisors independent RIA | RIA to RIA | Jun 30, 2023 | Jun 1, 2023 |
| Ginny Sue Dell | Advisory Services Network independent RIA | Infinity Advisory Group independent RIA | RIA to RIA | Jun 29, 2023 | Feb 23, 2023 |
| Ryan J Snyder | Advisory Services Network independent RIA | Infinity Advisory Group independent RIA | RIA to RIA | Jun 29, 2023 | Feb 23, 2023 |
| Benjamin Lorain Taylor | Advisory Services Network independent RIA | Infinity Advisory Group independent RIA | RIA to RIA | Jun 29, 2023 | Feb 23, 2023 |
| Taylor Renee Cole | Advisory Services Network independent RIA | Woodward Financial Advisors, Inc. independent RIA | RIA to RIA | Jun 23, 2023 | Jan 3, 2024 (194 d) |
| Thomas Kern Campbell | Advisory Services Network independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Jun 21, 2023 | Jun 22, 2023 |
| John Joseph Ditrani | Advisory Services Network independent RIA | Accurate Wealth Management, LLC independent RIA | RIA to RIA | May 10, 2023 | Jun 6, 2023 |
| Paul Woodson Abele | Advisory Services Network independent RIA | Investment Advisor Group independent RIA | RIA to RIA | May 2, 2023 | May 1, 2023 |
| Andrew Michael Hamilton | Advisory Services Network independent RIA | Infinity Advisory Group independent RIA | RIA to RIA | Apr 24, 2023 | Feb 23, 2023 |
| David Doron Mehler | Advisory Services Network independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Feb 24, 2023 | Jun 23, 2023 (119 d) |
| Christopher Lee Warber | Advisory Services Network independent RIA | Regal Investment Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Jan 3, 2023 |
| Douglas Ryan Jackson | Advisory Services Network independent RIA | Jackson Wealth Inc state registered | RIA to a state-registered adviser | Dec 31, 2022 | Dec 15, 2025 (1080 d) |
| Thomas Henry Suydam | Advisory Services Network independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Sep 30, 2022 | Nov 4, 2022 (35 d) |
| Ryan Michael Tishy | Advisory Services Network independent RIA | Ironkoor Retirement, LLC state registered | RIA to a state-registered adviser | Sep 30, 2022 | Jun 21, 2023 (264 d) |
| James Kenneth Adams | Advisory Services Network independent RIA | Lighthouse Wealth Management, LLC independent RIA | RIA to RIA | Aug 25, 2022 | Sep 2, 2022 |
| Harrison Taylor Hodges | Advisory Services Network independent RIA | Personal Capital Advisors Corporation independent RIA | RIA to RIA | Jan 6, 2022 | Jan 6, 2022 |
| Robert Livingston Rewey | Advisory Services Network independent RIA | Rewey Asset Management state registered | RIA to a state-registered adviser | Dec 14, 2021 | Nov 9, 2021 |
| Christopher Michael Furno | Advisory Services Network independent RIA | Summit Wealth Management state registered | RIA to a state-registered adviser | Dec 6, 2021 | Jan 12, 2022 (37 d) |
| Gary Max Goeppinger | Advisory Services Network independent RIA | Forthright Capital independent RIA | RIA to RIA | Dec 2, 2021 | Aug 31, 2023 (637 d) |
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93 moves match.