DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securian Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Patrick Baker | Securian Financial Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 12, 2022 | Aug 11, 2022 |
| Kenza Ravi Mckerrihan | Securian Financial Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2022 | Aug 12, 2022 |
| Spencer Bryzeal | Securian Financial Services, Inc. independent RIA | Strategic Wealth Investment Group, LLC independent RIA | RIA to RIA | Aug 10, 2022 | Sep 13, 2022 (34 d) |
| Erica Cordova | Securian Financial Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2022 | Aug 11, 2022 |
| Edgar Javier Jimenez Mora | Securian Financial Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2022 | Aug 24, 2022 |
| Jansen Eugene Mccabe | Securian Financial Services, Inc. independent RIA | Demarche no RAUM | Other | Aug 9, 2022 | Mar 22, 2024 (591 d) |
| Jonathan Ruzzo | Securian Financial Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2022 | Sep 7, 2022 (33 d) |
| Michael Reed Barclay | Securian Financial Services, Inc. independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2022 | Oct 3, 2022 (59 d) |
| Nicholas Philip Travaglini | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 1, 2022 | Jul 28, 2022 |
| Maxwell Andrew Stowe | Securian Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 25, 2022 | Sep 19, 2022 (56 d) |
| Jason Lee Duck | Securian Financial Services, Inc. independent RIA | Drawbridge Capital independent RIA | RIA to RIA | Jul 12, 2022 | Aug 17, 2022 (36 d) |
| Dylan Campbell Costello | Securian Financial Services, Inc. independent RIA | Valmark Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2022 | Jul 5, 2022 |
| Cory M Callahan | Securian Financial Services, Inc. independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2022 | Jul 20, 2022 |
| Benjamin Paul Julianel | Securian Financial Services, Inc. independent RIA | Valmark Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2022 | Jul 1, 2022 |
| Dominick Clement Kassa | Securian Financial Services, Inc. independent RIA | Huntington Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jul 8, 2022 |
| James Roger Poole | Securian Financial Services, Inc. independent RIA | Linden Thomas Advisory Services, LLC independent RIA | RIA to RIA | Jun 29, 2022 | Aug 2, 2022 (34 d) |
| Nathan Alexander Littrell | Securian Financial Services, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jun 27, 2022 | Jun 23, 2022 |
| Shelly May Wohler | Securian Financial Services, Inc. independent RIA | Independent Financial Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jun 21, 2022 |
| Aaron Charles Moore | Securian Financial Services, Inc. independent RIA | Harbour Investments, Inc. independent RIA | RIA to RIA | Jun 27, 2022 | Jun 22, 2022 |
| Pedro Alberto Guerrero | Securian Financial Services, Inc. independent RIA | Voya Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Apr 9, 2026 (1382 d) |
| Ryan Walter Carlin | Securian Financial Services, Inc. independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 24, 2022 | Sep 6, 2022 (74 d) |
| Georgiy Krasnopolskiy | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 17, 2022 | Feb 3, 2026 (1327 d) |
| Shane P. O'Keefe | Securian Financial Services, Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 10, 2022 | Sep 26, 2022 (108 d) |
| Jack Ryan Grimm | Securian Financial Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 10, 2022 | Aug 15, 2022 (66 d) |
| Matthew Hall Worthington | Securian Financial Services, Inc. independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2022 | Jun 28, 2022 |
| Matthew Stephen Fischer | Securian Financial Services, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jun 3, 2022 | Aug 23, 2022 (81 d) |
| Diana Kay Pringle | Securian Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 25, 2022 | May 17, 2022 |
| Forrest Webster Bouyer | Securian Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2022 | May 18, 2022 |
| Benjamin Casmer Mckinney | Securian Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2022 | May 17, 2022 |
| Nicklaus L Pringle | Securian Financial Services, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2022 | May 17, 2022 |
| Thomas A Marini | Securian Financial Services, Inc. independent RIA | Resonant Capital Advisors, LLC independent RIA | RIA to RIA | May 11, 2022 | May 10, 2022 |
| Nathan Alan Zandt | Securian Financial Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2022 | May 31, 2022 |
| Andrew Richard Holdiness | Securian Financial Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2022 | May 18, 2022 |
| Kara Mikotowicz | Securian Financial Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2022 | May 19, 2022 |
| Trey Endris | Securian Financial Services, Inc. independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 27, 2022 | May 10, 2023 (378 d) |
| Jill Marie Gutzmer | Securian Financial Services, Inc. independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2022 | Jan 2, 2025 (987 d) |
| Sara Marie Bodnar | Securian Financial Services, Inc. independent RIA | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2022 | Jun 15, 2022 (55 d) |
| Edward Michael Botelho | Securian Financial Services, Inc. independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2022 | Jul 18, 2022 (88 d) |
| James Bienvenu Fish | Securian Financial Services, Inc. independent RIA | Woodbury Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2022 | May 25, 2022 (42 d) |
| Erik Arnold Ellsworth | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 1, 2022 |
| Colin Brubaker | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 1, 2022 |
| Mitchell R Max | Securian Financial Services, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Apr 25, 2022 |
| Thomas Joseph Harkins | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Apr 1, 2022 |
| Scott Robert Long | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Apr 1, 2022 |
| Chad Michael Anderson | Securian Financial Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Jan 1, 2026 (1366 d) |
| Amy Martin | Securian Financial Services, Inc. independent RIA | Sagepoint Financial, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Apr 4, 2022 |
| Nicholas Justin Cummings | Securian Financial Services, Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2022 | Mar 28, 2022 |
| Jonathan Brian Morgan | Securian Financial Services, Inc. independent RIA | Taelos Financial Partners LLC state registered | RIA to a state-registered adviser | Mar 25, 2022 | Jul 1, 2022 (98 d) |
| Laura Anne Logan | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Apr 11, 2022 |
| David Richard Ducharme | Securian Financial Services, Inc. BD affiliated | Id Washington Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2022 | Mar 18, 2022 |
| Sean Taylor Stodart | Securian Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2022 | Mar 11, 2022 |
| Regan Michelle Hamilton | Securian Financial Services, Inc. BD affiliated | Umb Private Wealth Management, LLC asset manager | Other | Mar 17, 2022 | May 18, 2026 (1523 d) |
| Tamara M. Schabacker | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 7, 2022 | Mar 29, 2022 |
| Paul Michael Carnahan | Securian Financial Services, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2022 | Mar 1, 2022 |
| James Todd Lermitte | Securian Financial Services, Inc. BD affiliated | Dakota Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2022 | Feb 16, 2022 |
| Jonathan M Carter | Securian Financial Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 18, 2022 | Apr 11, 2022 (52 d) |
| Kevin Barrett Treacy | Securian Financial Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Mar 14, 2022 |
| Desmond Michael Early | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2022 | Feb 7, 2022 |
| Bryan Paul Ladrow | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Feb 4, 2022 |
| Timothy Clark Mason | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Feb 4, 2022 |
1,362 moves match.