DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securian Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Lansing Book | Securian Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Feb 4, 2022 |
| Kenneth Micheal Bieri | Securian Financial Services, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 2, 2022 |
| Eugene C Garner | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2022 | May 9, 2022 (96 d) |
| Lynn Stebbins | Securian Financial Services, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Jan 27, 2022 |
| Taylor Alan Massa | Securian Financial Services, Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Feb 4, 2022 |
| Garrett Chase Ellinger | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Apr 21, 2022 (79 d) |
| Jordan Mikal Hall | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2022 | Jun 16, 2022 (141 d) |
| Rachel Brooke Fuss | Securian Financial Services, Inc. BD affiliated | Pure Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2022 | Jan 11, 2022 |
| Audrey Mcmillen | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2022 | Mar 1, 2022 (47 d) |
| Kendrick Robert Patterson | Securian Financial Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 12, 2022 | Dec 14, 2022 (336 d) |
| Gabriel Louis Gould | Securian Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 5, 2022 | Jan 14, 2022 |
| Kenneth Hagar | Securian Financial Services, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Aug 26, 2022 (248 d) |
| Robert J. Hipschman | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2021 | Feb 1, 2022 (45 d) |
| Tyler Vitale | Securian Financial Services, Inc. BD affiliated | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Dec 2, 2024 (1083 d) |
| John Everette Street | Securian Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2021 | May 10, 2022 (147 d) |
| Charlie Larson | Securian Financial Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2021 | Oct 10, 2023 (665 d) |
| Michael Ryan Tierney | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Mar 1, 2022 (81 d) |
| Joseph D Rusbarsky | Securian Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Dec 13, 2021 |
| Thomas Patrick Campbell | Securian Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Nov 24, 2021 |
| Abigail Nicole Hawkins | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Feb 1, 2022 (74 d) |
| Anthony Joseph Martino | Securian Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Mar 21, 2024 (855 d) |
| Allan John Proske | Securian Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 12, 2021 |
| Anthony Arthur Valentino | Securian Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 12, 2021 |
| William Edward Petzold | Securian Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 12, 2021 |
| Daniel Robert Cogan | Securian Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Feb 1, 2022 (83 d) |
| Atticus Bohr | Securian Financial Services, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Nov 23, 2021 |
| Karen Lomas | Securian Financial Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 29, 2021 |
| Andrew Robert Perry | Securian Financial Services, Inc. BD affiliated | Edgerock Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2021 | Nov 2, 2021 |
| Joseph Michael Franciscone | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Sep 29, 2021 |
| Thomas Joseph Cannizzo | Securian Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 30, 2021 |
| Ryan Matthew Laux | Securian Financial Services, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Oct 12, 2021 |
| Michael Andrew Soroudi | Securian Financial Services, Inc. BD affiliated | Digital Asset Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 15, 2021 | Sep 14, 2021 |
| Benjamin Jack Sight | Securian Financial Services, Inc. BD affiliated | Novadius Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2021 | Sep 7, 2021 |
| Cynthia J Pillard | Securian Financial Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Sep 13, 2021 |
| Joseph Cupoli | Securian Financial Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2021 | Feb 25, 2022 (175 d) |
| John R Paulus | Securian Financial Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2021 | Nov 29, 2021 (91 d) |
| David Robert Whaley | Securian Financial Services, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Sep 2, 2021 |
| Brooke Natalie Bastiaans | Securian Financial Services, Inc. BD affiliated | Fsc Securities Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Jan 27, 2022 (155 d) |
| Cameron Lewis Church | Securian Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2021 | Aug 13, 2021 |
| Seth Daniel Church | Securian Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2021 | Aug 13, 2021 |
| Carter M Klaas | Securian Financial Services, Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Sep 24, 2020 |
| Benjamin J Buehler | Securian Financial Services, Inc. BD affiliated | Modern Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2021 | Aug 31, 2021 |
| Collin Robert Deysher | Securian Financial Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2021 | Feb 3, 2022 (189 d) |
| Sean Thomas O'Keefe | Securian Financial Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 19, 2021 | Aug 19, 2021 (31 d) |
| Taylor Campbell | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Sep 4, 2021 (47 d) |
| Brendan Xavier Porter | Securian Financial Services, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jan 27, 2025 (1293 d) |
| Karla Gray Parker | Securian Financial Services, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 17, 2021 |
| Linda Griffin Spry | Securian Financial Services, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 17, 2021 |
| Shannon Dale Smith | Securian Financial Services, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 17, 2021 |
| Xavier C Sanchez | Securian Financial Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2021 | Sep 9, 2021 (86 d) |
| Gabriella Maria Stevens | Securian Financial Services, Inc. BD affiliated | Maripau Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2021 | Jun 18, 2021 |
| Jennifer Siraco | Securian Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Mar 24, 2022 (282 d) |
| Daniel J Perry | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Oct 14, 2021 (125 d) |
| Raymond Robert Comiskey | Securian Financial Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Jun 3, 2021 |
| Eric Alan Somsel | Securian Financial Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Jun 3, 2021 |
| Kimberly Marie Gray | Securian Financial Services, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 24, 2021 | Sep 14, 2021 (113 d) |
| Rosalie Ricks Knop | Securian Financial Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2021 | May 25, 2021 |
| Jennifer L Bruno | Securian Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2021 | Dec 9, 2022 (569 d) |
| Tracy Allison New | Securian Financial Services, Inc. BD affiliated | Trustage Investment Management institutional | Other | May 18, 2021 | Nov 18, 2022 (549 d) |
| Ruhan Inanoglu | Securian Financial Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Jul 30, 2021 (84 d) |
1,362 moves match.