DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kestra Private Wealth Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Hannah Keiko PerezKestra Private Wealth Services, LLC BD affiliatedIntegrated Wealth Concepts LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2026Sep 16, 2026
Joe VidueiraKestra Private Wealth Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2026Jul 20, 2026
Kelly WileyKestra Private Wealth Services, LLC BD affiliatedSikich Financial independent RIAAffiliated broker-dealer or bank to independent RIAJul 17, 2026Aug 31, 2026 (45 d)
Mark Kenneth VigilKestra Private Wealth Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2026Jun 29, 2026
Patricia Carla HowardKestra Private Wealth Services, LLC BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 13, 2026Jul 1, 2026 (49 d)
Brian R ThomasKestra Private Wealth Services, LLC BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2026Apr 21, 2026
Bao Quoc NguyenKestra Private Wealth Services, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseApr 23, 2026May 5, 2026
Mohammad F. TabiekhKestra Private Wealth Services, LLC BD affiliatedMft Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserDec 31, 2025Jan 2, 2026
Matthew David RavesKestra Private Wealth Services, LLC BD affiliatedInvestment Research Corp independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2025Nov 17, 2025
Moriah RanadeKestra Private Wealth Services, LLC BD affiliatedProspera Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 15, 2025Oct 29, 2025 (287 d)
Julie-Anne LewisKestra Private Wealth Services, LLC BD affiliatedRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherNov 1, 2024Oct 31, 2024
Chelsea PagoagaKestra Private Wealth Services, LLC BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherApr 4, 2024Jul 10, 2024 (97 d)
Kylee Arin O'NeilKestra Private Wealth Services, LLC BD affiliatedAdvisors Asset Management, Inc. otherOtherMar 27, 2024Apr 8, 2024
William Vance SmithKestra Private Wealth Services, LLC BD affiliatedTricapital Wealth Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2024Apr 12, 2024 (50 d)
Amir A DadabhoyKestra Private Wealth Services, LLC BD affiliatedBgw Wealth Advisors, LLC unclassifiedOtherOct 12, 2023Oct 24, 2023
Colleen S NewellKestra Private Wealth Services, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherAug 31, 2023Sep 21, 2023
Carlota LarsonKestra Private Wealth Services, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2023May 4, 2023 (93 d)
John Marc HebertKestra Private Wealth Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2023Nov 21, 2022
Brandon John HebertKestra Private Wealth Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2023Nov 30, 2022
Jeffery Patrick HebertKestra Private Wealth Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2023Dec 1, 2022
William SwannerKestra Private Wealth Services, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 19, 2022Mar 6, 2023 (168 d)
Shaun EckKestra Private Wealth Services, LLC BD affiliatedRealta Investment Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 5, 2022Jul 6, 2022
Edwin Joseph KleinKestra Private Wealth Services, LLC BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2022Apr 20, 2022
Zachary Michael TornquistKestra Private Wealth Services, LLC BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherApr 4, 2022Jan 14, 2023 (285 d)
Chadwick C CollinsKestra Private Wealth Services, LLC BD affiliatedWedbush Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 14, 2022Feb 11, 2022
Vincent Henry GrossoKestra Private Wealth Services, LLC BD affiliatedGrosso Wealth Management LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 2, 2021May 11, 2024 (1074 d)
Jamal Ali ThompsonKestra Private Wealth Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 15, 2020Sep 14, 2020
Brian Michael DanelianKestra Private Wealth Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2019Nov 6, 2018
Scott Alan StevensKestra Private Wealth Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseMar 18, 2019Mar 19, 2019
Debbie Ann GandyKestra Private Wealth Services, LLC independent RIAPeachcap Tax & Advisory, LLC independent RIARIA to RIAAug 23, 2018Aug 31, 2018
David HernandezKestra Private Wealth Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 6, 2018Sep 12, 2018 (98 d)
Tom Abel PuentesKestra Private Wealth Services, LLC independent RIAPeachcap Tax & Advisory, LLC independent RIARIA to RIAMay 7, 2018Jul 2, 2019 (421 d)
Matthew Todd GriffithKestra Private Wealth Services, LLC independent RIACoyle Capital, LLC independent RIARIA to RIAApr 3, 2018May 19, 2022 (1507 d)
Mary C AbundoKestra Private Wealth Services, LLC otherCounterpoint Asset Management LLC state registeredOtherNov 20, 2017Jul 5, 2018 (227 d)
Michael Thomas LeeKestra Private Wealth Services, LLC otherCommonwealth Financial Network national BDOtherAug 23, 2017Feb 1, 2017
Samuel Douglas HoeckKestra Private Wealth Services, LLC otherWells Fargo Advisors wirehouseOtherJun 16, 2017Jun 12, 2018 (361 d)
Charles J HilliardKestra Private Wealth Services, LLC otherWedbush Securities Inc. otherOtherMay 18, 2017May 17, 2017
David L AllenKestra Private Wealth Services, LLC otherNova Financial Services otherOtherApr 19, 2017Mar 16, 2017
Shane Patrick KellyKestra Private Wealth Services, LLC otherCommonwealth Financial Network national BDOtherFeb 1, 2017Feb 24, 2017
David John HughesKestra Private Wealth Services, LLC otherLanark Financial, Inc. otherOtherJul 21, 2016Jul 25, 2016
John Darold SimmonsKestra Private Wealth Services, LLC otherAmeriprise Financial Services, LLC national BDOtherDec 1, 2015Oct 26, 2017 (695 d)
Pamela Kay MccomasKestra Private Wealth Services, LLC otherRaymond James & Associates, Inc. national BDOtherAug 17, 2015Aug 19, 2015
David Harry RichmanKestra Private Wealth Services, LLC otherComerica Securities otherOtherFeb 9, 2015Mar 2, 2016 (387 d)
Daniel Michael BesseKestra Private Wealth Services, LLC otherChoreo, LLC otherOtherJan 5, 2015Dec 11, 2014
Michael BlankKestra Private Wealth Services, LLC otherChoreo, LLC otherOtherJan 5, 2015Jan 9, 2015
Kristy GrauerKestra Private Wealth Services, LLC otherNfp Advisor Services, LLC otherOtherNov 10, 2014Oct 24, 2014
Brian FinkKestra Private Wealth Services, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 10, 2014Dec 10, 2014
Jeffrey Joe BouchardKestra Private Wealth Services, LLC otherAmeriprise Financial Services, LLC national BDOtherSep 24, 2014Sep 3, 2014
Robert Paul JonesKestra Private Wealth Services, LLC otherEdelman Financial Services, LLC otherOtherAug 21, 2014Sep 2, 2014
Dean Slade BennionKestra Private Wealth Services, LLC otherPrivate Advisor Group, LLC otherOtherMar 7, 2014Dec 16, 2013
John Christian WilbourneKestra Private Wealth Services, LLC otherPrivate Advisor Group, LLC otherOtherMar 7, 2014Feb 4, 2014
William Eric BlantonKestra Private Wealth Services, LLC otherVintage West Capital Management no RAUMOtherFeb 20, 2014Jan 13, 2014
Jessica Lee HorstKestra Private Wealth Services, LLC otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2013Nov 19, 2013
Mitchell HorstKestra Private Wealth Services, LLC otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2013Nov 19, 2013
Matthew Anthony LapidesKestra Private Wealth Services, LLC otherEthos Private Wealth otherOtherJul 9, 2013Jul 17, 2015 (738 d)
Maricela Amelia RamosKestra Private Wealth Services, LLC otherMar Wealth Management Services, LLC independent RIAOtherJul 9, 2013Sep 30, 2022 (3370 d)
Ross Gerard WilkinsonKestra Private Wealth Services, LLC otherRaymond James Financial Services Advisors, Inc otherOtherApr 16, 2013Oct 25, 2013 (192 d)
Ingrid Herrold StreichKestra Private Wealth Services, LLC otherMid Atlantic Financial Management, Inc. otherOtherOct 3, 2012Sep 28, 2012
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58 moves match.