DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investment Centers Of America, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Andrew James Cloose	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 6, 2017	Oct 6, 2017
Emily Kay Windolph	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Oct 5, 2017	Jun 29, 2023 (2093 d)
Andrew J Haskell	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 5, 2017	Oct 6, 2017
Matthew Brent Mccracken	Investment Centers Of America, Inc. other	Strategic Financial Concepts, LLC other	Other	Oct 2, 2017	Dec 7, 2017 (66 d)
Remick Landon Ham	Investment Centers Of America, Inc. other	Tcfg Investment Advisors, LLC other	Other	Sep 28, 2017	Sep 28, 2017
Douglas Allen	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 27, 2017	Sep 27, 2017
April Kristyne Hahn	Investment Centers Of America, Inc. other	On Investment Management Co other	Other	Sep 27, 2017	Oct 16, 2017
Trevor Thomas Leidy	Investment Centers Of America, Inc. other	Capital Financial Services, Inc. other	Other	Sep 20, 2017	Jan 8, 2018 (110 d)
Trever Thomas Christian	Investment Centers Of America, Inc. other	United Capital Financial Advisors other	Other	Sep 18, 2017	Sep 15, 2017
John Stephen Schwalbach	Investment Centers Of America, Inc. other	United Capital Financial Advisors other	Other	Sep 18, 2017	Sep 15, 2017
David Lloyd George	Investment Centers Of America, Inc. other	LPL Financial LLC BD affiliated	Other	Aug 22, 2017	Aug 28, 2024 (2563 d)
Kevin Paul Morkassel	Investment Centers Of America, Inc. other	Pruco Securities, LLC other	Other	Aug 15, 2017	Oct 19, 2017 (65 d)
Robin Marie Cusimano	Investment Centers Of America, Inc. other	Securities America Advisors, Inc. BD affiliated	Other	Aug 9, 2017	Jul 1, 2019 (691 d)
Toby Ray Kommer	Investment Centers Of America, Inc. other	Avantax Advisory Services BD affiliated	Other	Aug 7, 2017	Nov 24, 2020 (1205 d)
Steven Martin Van Domelen	Investment Centers Of America, Inc. other	Sii Investments, Inc. other	Other	Jul 10, 2017	Apr 20, 2016
Shelli Elizabeth Waggoner	Investment Centers Of America, Inc. other	Morgan Stanley wirehouse	Other	May 2, 2017	May 1, 2017
Jon Patrick Desmidt	Investment Centers Of America, Inc. other	F3 Investment Management, LLC no RAUM	Other	Mar 30, 2017	Jun 19, 2018 (446 d)
Jonathan Henry Glaser	Investment Centers Of America, Inc. other	Iowa Wealth Management, LLC independent RIA	Other	Mar 1, 2017	Feb 24, 2017
Lori A Ripperger	Investment Centers Of America, Inc. other	Iowa Wealth Management, LLC independent RIA	Other	Feb 28, 2017	Feb 24, 2017
Timothy J Pierson	Investment Centers Of America, Inc. other	Gradient Wealth Management other	Other	Feb 2, 2017	Feb 2, 2017
Thomas Jason Cowell	Investment Centers Of America, Inc. other	LPL Financial LLC other	Other	Jan 31, 2017	Jan 30, 2017
Melissa L Krupa	Investment Centers Of America, Inc. other	LPL Financial LLC other	Other	Jan 17, 2017	Feb 3, 2017
Steven J Lynch	Investment Centers Of America, Inc. other	Northwestern Mutual Investment Services,LLC no RAUM	Other	Jan 9, 2017	Feb 22, 2017 (44 d)
Anthony Craig Morton	Investment Centers Of America, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Dec 16, 2016	Dec 16, 2016
Joseph Tauer	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Other	Oct 17, 2016	Jan 12, 2017 (87 d)
Brian James Coleman	Investment Centers Of America, Inc. other	Planmember Securities Corporation other	Other	Sep 28, 2016	Jul 7, 2017 (282 d)
Doreen Lea Weber	Investment Centers Of America, Inc. other	Osaic Institutions, Inc. BD affiliated	Other	Sep 26, 2016	Sep 18, 2018 (722 d)
Nathan W Rainbolt	Investment Centers Of America, Inc. other	LPL Financial LLC other	Other	Aug 30, 2016	Aug 29, 2016
Rock Allen Mirich	Investment Centers Of America, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Jun 28, 2016	Sep 9, 2016 (73 d)
Jeffrey Richard Miller	Investment Centers Of America, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 16, 2016	May 16, 2016
Greg Edward Hickman	Investment Centers Of America, Inc. other	Ameriprise Financial Services, LLC national BD	Other	May 16, 2016	May 17, 2016
Andrea Ruth Bevanda	Investment Centers Of America, Inc. other	Wealth Enhancement Advisory Services, LLC other	Other	Apr 1, 2016	Apr 22, 2016
Jeffrey David Bittner	Investment Centers Of America, Inc. other	Osaic Fa, Inc. other	Other	Mar 31, 2016	May 4, 2016 (34 d)
Jim Alan Yockey	Investment Centers Of America, Inc. other	Next Financial Group, Inc. other	Other	Mar 3, 2016	Mar 3, 2016
Anna Christine Bailey	Investment Centers Of America, Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Feb 29, 2016	Apr 6, 2016 (37 d)
Merissa Joleen Perkins	Investment Centers Of America, Inc. other	Caissa Wealth Strategies independent RIA	Other	Feb 16, 2016	Oct 12, 2017 (604 d)
Michael Wayne Mcgowan	Investment Centers Of America, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jan 25, 2016	Jan 22, 2016
Jerry D Pyles	Investment Centers Of America, Inc. other	Edward Jones national BD	Other	Jan 5, 2016	Jan 5, 2016
Mark Alan Freed	Investment Centers Of America, Inc. other	Pnc Wealth Management other	Other	Dec 7, 2015	Jan 13, 2016 (37 d)
Raoul Kelly Brandt	Investment Centers Of America, Inc. other	Capital Financial Services, Inc. other	Other	Dec 1, 2015	Dec 7, 2015
Brent Voeller	Investment Centers Of America, Inc. other	Edward Jones national BD	Other	Nov 30, 2015	Mar 4, 2021 (1921 d)
Michael Cullinane	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Oct 22, 2015	Nov 5, 2015
Andrew Thomas Schenker	Investment Centers Of America, Inc. other	LPL Financial LLC other	Other	Oct 14, 2015	Oct 14, 2015
Michael Paul Blanchard	Investment Centers Of America, Inc. other	LPL Financial LLC other	Other	Oct 14, 2015	Oct 14, 2015
Daniel Joseph Durant	Investment Centers Of America, Inc. other	Harbour Investments, Inc. other	Other	Sep 24, 2015	Sep 24, 2015
Joseph Carl Dellutri	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Sep 21, 2015	Sep 24, 2015
Anthony Joseph Kowalski	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Sep 21, 2015	Sep 25, 2015
Michael P Bruno	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Sep 21, 2015	Sep 24, 2015
Mario Alonzo Trevino	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Sep 21, 2015	Sep 28, 2015
Michelle Lynn Tolmoff	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Sep 21, 2015	Sep 25, 2015
Lauren Grace Pepe	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Sep 21, 2015	Sep 24, 2015
Jammie Marie Den Hoed	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Aug 24, 2015	Aug 25, 2015
Jason Paul Ward	Investment Centers Of America, Inc. other	International Assets Investment Management, LLC other	Other	Jul 30, 2015	Jul 30, 2015
Joey Lee Miedema	Investment Centers Of America, Inc. other	Osaic Institutions, Inc. BD affiliated	Other	Jul 23, 2015	Jun 15, 2020 (1789 d)
Nicholas Edward Huss	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Apr 29, 2015	May 7, 2015
Cody Ray Flatt	Investment Centers Of America, Inc. other	Cuna Brokerage Services, Inc. other	Other	Apr 16, 2015	Apr 22, 2015
Bradley J Palmersheim	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Other	Apr 13, 2015	Apr 10, 2015
Rodney James Hunke	Investment Centers Of America, Inc. other	LPL Financial LLC other	Other	Mar 3, 2015	Jun 24, 2016 (479 d)
Tina Faye Moore	Investment Centers Of America, Inc. other	Sii Investments, Inc. other	Other	Mar 2, 2015	Jun 20, 2013
Adam M Leach	Investment Centers Of America, Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 26, 2015	Apr 27, 2015 (60 d)

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264 moves match.