DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Steelpeak Wealth, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Drew William Holden ClantonSteelpeak Wealth, LLC independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2026Jul 7, 2026
John PerrySteelpeak Wealth, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseNov 4, 2025Dec 9, 2025 (35 d)
James Michael BraySteelpeak Wealth, LLC independent RIACypress Wealth Services, LLC independent RIARIA to RIAOct 3, 2025Feb 16, 2026 (136 d)
Billy J.H. YehSteelpeak Wealth, LLC independent RIAClifford Swan Investment Counselors independent RIARIA to RIAJun 17, 2025Jul 9, 2025
Matthew Austin KellerSteelpeak Wealth, LLC independent RIASeia BD affiliatedRIA to affiliated broker-dealer or bankJun 17, 2025Jan 2, 2026 (199 d)
Victoria Marie MurphySteelpeak Wealth, LLC independent RIASeia BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2025Sep 24, 2025 (112 d)
Brian Jeffrey MatthewsSteelpeak Wealth, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAMar 3, 2025Feb 28, 2025
Matthew Akira GaleSteelpeak Wealth, LLC independent RIAEp Wealth Advisors independent RIARIA to RIAAug 23, 2024Sep 30, 2024 (38 d)
Christopher Stephen CallawaySteelpeak Wealth, LLC independent RIAIndependent Financial Partners BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2024Nov 15, 2024 (102 d)
Paula Jane HartSteelpeak Wealth, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 16, 2024May 15, 2024
Brandon HeicklenSteelpeak Wealth, LLC independent RIALido independent RIARIA to RIAMar 4, 2024Mar 5, 2024
Joshua R FredendallSteelpeak Wealth, LLC independent RIAWestmount Partners, LLC independent RIARIA to RIAJan 11, 2024Sep 18, 2024 (251 d)
Roxana Sanam MaddahiSteelpeak Wealth, LLC independent RIACompound Planning, Inc. independent RIARIA to RIADec 13, 2023Dec 6, 2023
Kyle RaySteelpeak Wealth, LLC independent RIAAmerican Century Investments Private Client Group, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2022Jun 14, 2022
Phillip D ArgueSteelpeak Wealth, LLC independent RIASeia BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2022Jan 2, 2026 (1302 d)
Khalid Abdirahman AliSteelpeak Wealth, LLC independent RIAFarther independent RIARIA to RIAMay 18, 2022May 13, 2024 (726 d)
Alecsander Angeles ZariSteelpeak Wealth, LLC independent RIADynamic independent RIARIA to RIASep 24, 2021Sep 6, 2021
Elizabeth McquadeSteelpeak Wealth, LLC independent RIAAscensus Investment Advisors, LLC institutionalOtherApr 5, 2021Jul 26, 2022 (477 d)
Rodney ChuSteelpeak Wealth, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseOct 20, 2020Nov 16, 2020
Steven Paul CooperSteelpeak Wealth, LLC independent RIADew Point Capital independent RIARIA to RIAJun 5, 2019Oct 21, 2019 (138 d)
Tyson Edward KunstSteelpeak Wealth, LLC independent RIAHbw Advisory Services LLC independent RIARIA to RIAOct 8, 2018Sep 27, 2018
Andrew DavisSteelpeak Wealth, LLC independent RIAWealthsource? independent RIARIA to RIAAug 1, 2018Jul 16, 2018
Millu Chang RamirezSteelpeak Wealth, LLC otherUrban Wealth Management Or Uwm otherOtherMar 12, 2018Mar 2, 2018
Thomas Scott MccannSteelpeak Wealth, LLC otherDynamic otherOtherFeb 12, 2018Feb 3, 2018
Brian Michael BucellSteelpeak Wealth, LLC otherDynamic otherOtherFeb 12, 2018Feb 3, 2018
Alano David MassiSteelpeak Wealth, LLC otherDynamic otherOtherJan 17, 2018Dec 8, 2017
Sheldon Michael GoldmanSteelpeak Wealth, LLC otherGoldman Wealth Management independent RIAOtherNov 17, 2017Nov 2, 2017
Carmen Leticia DelgadoSteelpeak Wealth, LLC otherMorgan Stanley wirehouseOtherNov 18, 2015Mar 17, 2016 (120 d)
Jose Ignacio PenafielSteelpeak Wealth, LLC otherCredicorp Capital Advisors LLC otherOtherApr 20, 2015Jul 7, 2023 (3000 d)
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29 moves match.