DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Lion Street Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aviva Esther Sapers | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 23, 2021 |
| Norman Douglas Hostetler | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Apr 26, 2022 |
| Scott Patrick Kelley | Lion Street Advisors, LLC BD affiliated | Brooker Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 21, 2025 |
| Howard Mark Ramsamugh | Lion Street Advisors, LLC BD affiliated | Polaris Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 3, 2025 | Nov 3, 2021 |
| Samson Kam Long Chan | Lion Street Advisors, LLC BD affiliated | Brooker Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 21, 2025 |
| Andrew Michael Nevin | Lion Street Advisors, LLC BD affiliated | Brooker Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 21, 2025 |
| Thomas Wayne Davis | Lion Street Advisors, LLC BD affiliated | Riskbridge Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Mar 17, 2025 |
| Jonathan Peter Sowa | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 25, 2019 |
| Shelley Leavitt Nadel | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Sep 7, 2021 |
| Andrew R Macdougall | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 9, 2021 |
| Nichole Renee Zahner | Lion Street Advisors, LLC BD affiliated | Riskbridge Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Mar 20, 2025 |
| Nolan Mitchell Parker | Lion Street Advisors, LLC BD affiliated | Brooker Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Feb 21, 2025 |
| Joseph Campedelli | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Nov 29, 2023 |
| Travis Edward Sollinger | Lion Street Advisors, LLC BD affiliated | Reedmark Advisors, LLC institutional | Other | Oct 13, 2025 | Dec 3, 2024 |
| Steven Carl Price | Lion Street Advisors, LLC BD affiliated | Reedmark Advisors, LLC institutional | Other | Oct 13, 2025 | Feb 18, 2025 |
| Vincent Ernest Zullo | Lion Street Advisors, LLC BD affiliated | Reedmark Advisors, LLC institutional | Other | Oct 13, 2025 | Mar 4, 2025 |
| Anthony Smith | Lion Street Advisors, LLC BD affiliated | Brooker Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2025 | Aug 15, 2025 |
| Kristina Chuck Sabbatini | Lion Street Advisors, LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2025 | Sep 18, 2025 |
| Allix C Dennis | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2025 | Sep 3, 2025 |
| Gregory James Vance | Lion Street Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2025 | Aug 1, 2025 |
| Davonta Issiah Martin | Lion Street Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Sep 25, 2025 (87 d) |
| Cyler Clifton | Lion Street Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2025 | Jun 16, 2025 |
| William Yex | Lion Street Advisors, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2025 | Sep 17, 2025 (117 d) |
| Jerald J Halverson | Lion Street Advisors, LLC BD affiliated | Citizens Private Wealth BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 14, 2026 (386 d) |
| Will Heaton Hendricks | Lion Street Advisors, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 11, 2026 (383 d) |
| John Williams | Lion Street Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 19, 2025 |
| Scott Lieb | Lion Street Advisors, LLC BD affiliated | Citizens Private Wealth BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 11, 2026 (383 d) |
| Sean Alexander Kram | Lion Street Advisors, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | May 11, 2026 (383 d) |
| Jordan Holding | Lion Street Advisors, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2025 | Feb 27, 2025 (51 d) |
| John Mcquade Cole | Lion Street Advisors, LLC BD affiliated | Accelerate Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Oct 29, 2024 |
| Jordan Smith | Lion Street Advisors, LLC BD affiliated | Accelerate Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Nov 8, 2024 |
| Robert Edward Nienaber | Lion Street Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Aug 14, 2025 (295 d) |
| David Richard Cox | Lion Street Advisors, LLC BD affiliated | Simplicity Wealth other | Other | Oct 23, 2024 | Dec 12, 2024 (50 d) |
| Samuel Jacobs | Lion Street Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Sep 16, 2024 |
| Stephen Wayne Wingard | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Aug 4, 2021 |
| Mohsen Khodaverdi | Lion Street Advisors, LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Feb 24, 2026 (533 d) |
| John Maxwell Fricker | Lion Street Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Aug 26, 2024 |
| Stacy Jean Hayes | Lion Street Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 12, 2024 | Jul 11, 2024 |
| Joseph Earl Rhodes | Lion Street Advisors, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Mar 8, 2024 |
| Austin Douglas Dean | Lion Street Advisors, LLC BD affiliated | Waystone Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 1, 2024 | Jan 5, 2024 |
| John D Lane | Lion Street Advisors, LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Oct 23, 2023 |
| Miguel A Delgado | Lion Street Advisors, LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Dec 23, 2025 (799 d) |
| David Gerald Condensa | Lion Street Advisors, LLC BD affiliated | Legacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Oct 18, 2023 |
| Laura Elizabeth English | Lion Street Advisors, LLC BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Nov 1, 2023 |
| Jason Gross | Lion Street Advisors, LLC BD affiliated | Intrua Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2023 | Oct 8, 2023 |
| Kevin Mark Forbush | Lion Street Advisors, LLC BD affiliated | Larson Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 6, 2023 |
| Travis D Washington | Lion Street Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2023 | Dec 4, 2023 (70 d) |
| James Bradley Teegarden | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2023 | Mar 19, 2020 |
| Anthony Richard Pampel | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2023 | Sep 1, 2022 |
| Kyle Wardlaw | Lion Street Advisors, LLC BD affiliated | Victory Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2023 | May 18, 2023 |
| Gregory Scott Cahill | Lion Street Advisors, LLC BD affiliated | Capacuity LLC other | Other | Feb 22, 2023 | Aug 21, 2019 |
| Gregory Scott Cahill | Lion Street Advisors, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2023 | Mar 9, 2023 |
| Kirk Wolf | Lion Street Advisors, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Feb 10, 2023 | May 17, 2023 (96 d) |
| Todd Sheppard Healy | Lion Street Advisors, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 9, 2023 |
| Carolyn Jane Smith | Lion Street Advisors, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 9, 2023 |
| Robert Rowland Blount | Lion Street Advisors, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 9, 2023 |
| Frank Hirsch | Lion Street Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 3, 2023 |
| Colin Charles Joseph Barcley | Lion Street Advisors, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Feb 16, 2022 |
| Duane Robert Mattson | Lion Street Advisors, LLC BD affiliated | Capital Client Group, Inc. no RAUM | Other | Jul 7, 2022 | Aug 21, 2022 (45 d) |
| Bradley Alan Slater | Lion Street Advisors, LLC BD affiliated | U.S. Capital Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2022 | Jun 22, 2023 (470 d) |
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97 moves match.