DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stonex Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Robert Grudzinski | Stonex Advisors Inc. BD affiliated | Park Lane Financial Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 10, 2026 | Sep 10, 2026 |
| Gordon Lee Crenshaw | Stonex Advisors Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jul 6, 2026 |
| Sandra Summerlin Downing | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 2, 2026 |
| Jordan M Halloran | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 3, 2026 |
| Joseph Tyler Bared | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 3, 2026 |
| John Francis Calvano | Stonex Advisors Inc. BD affiliated | Trust Advisory Group Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Dec 17, 2024 |
| Stella Haberer Reppucci | Stonex Advisors Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 20, 2026 | Mar 13, 2026 |
| James Ralph Cunningham | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 13, 2026 | Feb 12, 2026 |
| Joseph A. Gallagher | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 13, 2026 | Feb 12, 2026 |
| James Gamble Mccrary | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 13, 2026 | Feb 12, 2026 |
| Mark Eric Saunders | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 9, 2026 |
| Charles Michael Jones | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 6, 2026 |
| Allen G Wall | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 17, 2026 |
| John W Pylant | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 6, 2026 |
| Mystie Denae Mcglone | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 9, 2026 |
| Allison Brown Nielsen | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 11, 2026 | Feb 9, 2026 |
| Stuart Daniel Bridges | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 10, 2026 | Feb 5, 2026 |
| Jacob Hampton Adams | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 14, 2026 | Jan 15, 2026 |
| David Kevin Giegel | Stonex Advisors Inc. BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 1, 2025 |
| Timothy Brian Walls | Stonex Advisors Inc. BD affiliated | Axient Investment Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 20, 2025 | Nov 21, 2025 |
| Antonio Juliano De Souza E Silva | Stonex Advisors Inc. BD affiliated | Xp Advisory US, Inc. other | Other | Nov 11, 2025 | Dec 16, 2025 (35 d) |
| Juan Falcon | Stonex Advisors Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Dec 10, 2025 (36 d) |
| Edward Allen Maynard | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 22, 2025 |
| Ethan Allen Cox | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 25, 2025 |
| Patrick Edward O'Connor | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 24, 2025 |
| Michael Louis Perkins | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 26, 2025 |
| Ray Lee Laney | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Aug 25, 2025 (62 d) |
| Eric Scott Dorman | Stonex Advisors Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2025 | Jun 6, 2025 |
| Kevin Arthur Rhodes | Stonex Advisors Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jun 6, 2025 |
| Joseph Scott Hudock | Stonex Advisors Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2025 | Jun 6, 2025 |
| Edgar A Wright | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | May 30, 2025 |
| Keith John Storms | Stonex Advisors Inc. BD affiliated | Storms & Rowdon Financial Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 26, 2025 | Mar 24, 2025 |
| Wade Lee Rowdon | Stonex Advisors Inc. BD affiliated | Storms & Rowdon Financial Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 26, 2025 | Mar 24, 2025 |
| Stephen Allen Engle | Stonex Advisors Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2025 | Mar 17, 2025 |
| Edward Scott Boze | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 7, 2025 |
| Lucas Goncalves | Stonex Advisors Inc. BD affiliated | Bradesco Global Advisors asset manager | Other | Mar 11, 2025 | Apr 4, 2025 |
| Noah William Dorman | Stonex Advisors Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2025 | Feb 13, 2025 |
| Robert Anthony Martinelli | Stonex Advisors Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 2, 2024 | May 11, 2026 (586 d) |
| Jessica Costa | Stonex Advisors Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2024 | Aug 21, 2024 |
| Michael Starr Caputo | Stonex Advisors Inc. BD affiliated | USA Financial Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2024 | Jul 23, 2024 |
| Tracy Hope Harlow | Stonex Advisors Inc. BD affiliated | Oakworth Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | May 14, 2026 (701 d) |
| William Lance Hocutt | Stonex Advisors Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | May 7, 2024 (47 d) |
| Donald Lee Ledford | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 14, 2024 |
| Jeri Leigh Siss | Stonex Advisors Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2024 | Feb 22, 2024 |
| Reagan M Griffin | Stonex Advisors Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2024 | Jun 4, 2024 (119 d) |
| Tyler Gene Behnken | Stonex Advisors Inc. BD affiliated | Miami Valley Portfolio Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Feb 20, 2024 |
| Paul John Kiefer | Stonex Advisors Inc. BD affiliated | Capital A Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Feb 8, 2024 |
| Nicholas Joseph Fajack | Stonex Advisors Inc. BD affiliated | Capital A Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Feb 8, 2024 |
| Taylor Walker Kean | Stonex Advisors Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 2, 2024 | Mar 5, 2024 (63 d) |
| Jon Kevin Reynolds | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2023 | Jul 5, 2023 |
| Martha Gregory Weaver | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jan 1, 2025 (555 d) |
| Henry Redd | Stonex Advisors Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | May 30, 2025 (724 d) |
| Nathan Michael Schultz | Stonex Advisors Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 17, 2023 |
| Brian Edward Feuer | Stonex Advisors Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Jan 13, 2023 |
| Eric Wei Ting Lin | Stonex Advisors Inc. BD affiliated | Investment Research Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | May 8, 2025 (859 d) |
| Brian Christopher Haynes | Stonex Advisors Inc. BD affiliated | Lanark Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Dec 12, 2022 |
| Bard Chance Powell | Stonex Advisors Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Dec 12, 2022 |
| Michele Alexandra Hightower | Stonex Advisors Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2022 | Oct 18, 2022 |
| Michael Tsiaklides | Stonex Advisors Inc. BD affiliated | Kingswood Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Sep 27, 2022 |
| Jonathan Andrew Hollingsworth | Stonex Advisors Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2022 | Jan 27, 2023 (126 d) |
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167 moves match.