DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Suntrust Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Andrew Mcphail	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	May 23, 2016	Oct 22, 2021 (1978 d)
Jose Mauricio Lopera-Guevara	Suntrust Investment Services, Inc. other	Bb&T Investment Services, Inc. other	Other	May 17, 2016	May 19, 2016
Andrew Peter Kintz	Suntrust Investment Services, Inc. other	First Horizon Advisors, Inc other	Other	May 13, 2016	Sep 14, 2016 (124 d)
Julie Miranda Gilewicz	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 9, 2016	Sep 21, 2016 (135 d)
Charles Mathison Tyndal	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	May 4, 2016	May 9, 2016
Lewis J Brown	Suntrust Investment Services, Inc. other	LPL Financial LLC other	Other	Apr 25, 2016	Apr 25, 2016
Scott Alan Bacon	Suntrust Investment Services, Inc. other	Charter Wealth Management mixed wealth	Other	Apr 22, 2016	Jan 5, 2017 (258 d)
Karen Boza	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Apr 19, 2016	Jul 15, 2016 (87 d)
James Michael D'Ambrosio	Suntrust Investment Services, Inc. other	Strategic Advisers LLC national BD	Other	Apr 19, 2016	Jul 22, 2016 (94 d)
James Elijah Mcclellan	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 18, 2016	Apr 26, 2016
Paul Anthony Finocchiaro	Suntrust Investment Services, Inc. other	Southshore Financial Planning state registered	Other	Apr 6, 2016	May 24, 2022 (2239 d)
Elizabeth Lee Rabbitt-Stephen	Suntrust Investment Services, Inc. other	Commonwealth Financial Network national BD	Other	Apr 6, 2016	Apr 12, 2016
Tanzima Ashrafi	Suntrust Investment Services, Inc. other	Bb&T Investment Services, Inc. other	Other	Apr 5, 2016	Apr 27, 2016
Sandra A Sambito	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 5, 2016	Apr 4, 2016
Bhagwati Sangani	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 29, 2016	May 2, 2016 (34 d)
Opeoluwa O Afe	Suntrust Investment Services, Inc. other	Advice And Planning Services other	Other	Mar 29, 2016	Mar 31, 2016
Paul Michael Scaglione	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 23, 2016	Mar 23, 2016
Todd Jonathan Feintuch	Suntrust Investment Services, Inc. other	Invest Financial Corporation other	Other	Mar 23, 2016	Jul 14, 2016 (113 d)
James Ian Scroggs	Suntrust Investment Services, Inc. other	Citigroup Global Markets Inc. other	Other	Mar 22, 2016	May 26, 2016 (65 d)
Matthew James Otto	Suntrust Investment Services, Inc. other	Hightower Advisors, LLC BD affiliated	Other	Mar 18, 2016	Jan 2, 2025 (3212 d)
Eric Pol	Suntrust Investment Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Mar 18, 2016	Mar 31, 2016
Shawn Rottink	Suntrust Investment Services, Inc. other	Synovus Securities, Inc. other	Other	Mar 14, 2016	Aug 26, 2016 (165 d)
Gregory Hanna Abdalla	Suntrust Investment Services, Inc. other	Cetera Advisors LLC other	Other	Mar 4, 2016	Mar 22, 2016
Lisa Botkin Leonard	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 22, 2016	Sep 24, 2022 (2406 d)
Alfred Ponder	Suntrust Investment Services, Inc. other	Avantax Advisory Services other	Other	Feb 19, 2016	May 5, 2016 (76 d)
Todd Emil Bellocchio	Suntrust Investment Services, Inc. other	Synovus Securities, Inc. other	Other	Feb 18, 2016	Mar 3, 2016
Anthony Ghassan Raad	Suntrust Investment Services, Inc. other	Cetera Advisors LLC other	Other	Feb 17, 2016	Feb 12, 2016
Clarence Buford Taylor	Suntrust Investment Services, Inc. other	Bb&T Securities, LLC other	Other	Jan 20, 2016	Jan 15, 2016
Christopher Randolph Cassidy	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 14, 2016	May 27, 2016 (134 d)
Kerri Amanda Baggarley Kanoy	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 13, 2016	May 6, 2016 (114 d)
Christopher Todd Rudzinski	Suntrust Investment Services, Inc. other	Strategic Advisers LLC national BD	Other	Jan 7, 2016	Apr 21, 2016 (105 d)
Alicia Diane Newhouse	Suntrust Investment Services, Inc. other	Brogan Financial other	Other	Dec 28, 2015	Apr 28, 2016 (122 d)
Felix Mike Loredo	Suntrust Investment Services, Inc. other	Citigroup Global Markets Inc. other	Other	Dec 23, 2015	Jan 6, 2016
Gerald Edwin Newman	Suntrust Investment Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Dec 23, 2015	Jan 7, 2016
Edward Burgos	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Dec 21, 2015	Dec 28, 2015
Michael Fredrick Petramalo	Suntrust Investment Services, Inc. other	International Assets Investment Management, LLC other	Other	Dec 9, 2015	Aug 8, 2017 (608 d)
Johnathan Edwin Mitchell	Suntrust Investment Services, Inc. other	Bb&T Investment Services, Inc. other	Other	Dec 8, 2015	Dec 11, 2015
James Everett Tobias	Suntrust Investment Services, Inc. other	Thrivent Investment Management Inc. other	Other	Nov 25, 2015	Feb 1, 2016 (68 d)
Derek Hammond Layman	Suntrust Investment Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Nov 24, 2015	Jun 29, 2023 (2774 d)
Sybil Lee Poage	Suntrust Investment Services, Inc. other	Invest Financial Corporation other	Other	Nov 23, 2015	Dec 7, 2015
Alec Stephen Ardito	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Nov 18, 2015	Dec 8, 2015
Rommel Garcia	Suntrust Investment Services, Inc. other	Cetera Investment Advisers LLC other	Other	Nov 17, 2015	Dec 17, 2015
Joshua David Forkey	Suntrust Investment Services, Inc. other	Bb&T Investment Services, Inc. other	Other	Nov 13, 2015	Aug 2, 2016 (263 d)
Cynthia Berenize Galvan	Suntrust Investment Services, Inc. other	Strategic Advisers LLC national BD	Other	Nov 12, 2015	Jan 12, 2016 (61 d)
Stephen Kenneth Reeves	Suntrust Investment Services, Inc. other	MML Investors Services, LLC other	Other	Nov 9, 2015	Jan 29, 2016 (81 d)
Fernando Posada	Suntrust Investment Services, Inc. other	Investment Professionals, Inc. other	Other	Oct 26, 2015	Oct 26, 2015
Lechelle Lee Moore	Suntrust Investment Services, Inc. other	UBS Financial Services Inc. wirehouse	Other	Oct 23, 2015	Oct 19, 2015
Derrick Dale Mosley	Suntrust Investment Services, Inc. other	Raymond James & Associates, Inc. national BD	Other	Oct 22, 2015	Oct 16, 2015
Frank Leslie Haviland	Suntrust Investment Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Oct 21, 2015	Oct 21, 2015
Joyce Nee Chen	Suntrust Investment Services, Inc. other	Bb&T Investment Services, Inc. other	Other	Oct 9, 2015	Jan 30, 2017 (479 d)
Soraya Samois Teymourian	Suntrust Investment Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 7, 2015	Dec 3, 2015 (57 d)
Lori Anne Caumeil	Suntrust Investment Services, Inc. other	Morgan Stanley wirehouse	Other	Sep 22, 2015	Sep 18, 2015
Benjamin M Clark	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 21, 2015	Sep 18, 2015
Stephanie S Fralin	Suntrust Investment Services, Inc. other	Msi Financial Services, Inc. other	Other	Sep 21, 2015	Dec 1, 2015 (71 d)
Michael Gary Argenbright	Suntrust Investment Services, Inc. other	Fifth Third Securities, Inc. other	Other	Sep 8, 2015	Sep 17, 2015
Kevin James Farrow	Suntrust Investment Services, Inc. other	International Assets Investment Management, LLC other	Other	Aug 21, 2015	Nov 19, 2015 (90 d)
Shannon Noelle Irwin	Suntrust Investment Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Aug 17, 2015	Apr 12, 2017 (604 d)
Sheryl Curtis	Suntrust Investment Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 5, 2015	Dec 16, 2015 (133 d)
Luander William Mccaskill	Suntrust Investment Services, Inc. other	Advice And Planning Services other	Other	Aug 3, 2015	Sep 29, 2015 (57 d)
Melissa Ann Barron	Suntrust Investment Services, Inc. other	Advice And Planning Services other	Other	Aug 3, 2015	Sep 10, 2015 (38 d)

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1,076 moves match.