DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from H. Beck, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Michael TasikH. Beck, Inc. BD affiliatedBfc Planning, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2019Aug 20, 2019
Christina Anne TunisonH. Beck, Inc. BD affiliatedKrpg Advisors, LLC unclassifiedOtherJul 30, 2019Feb 26, 2019
Michelle J Marcus CrossH. Beck, Inc. BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherJul 30, 2019Aug 5, 2019
Gregg Allen HorsmanH. Beck, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 14, 2019Jun 14, 2019
Sevasti BalafasH. Beck, Inc. BD affiliatedV Wealth Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 26, 2019May 21, 2019
Karl Francis MolwitzH. Beck, Inc. BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 16, 2019Apr 16, 2019
Geoffrey Lynn NewmanH. Beck, Inc. BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 29, 2019Apr 8, 2019
Arnold R EichhofH. Beck, Inc. BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 26, 2019Mar 6, 2019
Michael Dennis AmentH. Beck, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 22, 2019May 29, 2019 (96 d)
John Russell FunderburkH. Beck, Inc. BD affiliatedWealthcare Financial Group, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 4, 2019Feb 4, 2019
Esther KuznetzH. Beck, Inc. BD affiliatedInternational Assets Investment Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 2, 2019Jan 9, 2019
Melissa Carriles BigghamH. Beck, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Jan 11, 2019
Rodney KirknerH. Beck, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Nov 27, 2023 (1851 d)
Gregory T UnderhillH. Beck, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseAug 16, 2018Sep 10, 2018
Matthew S HetrickH. Beck, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJul 27, 2018Aug 19, 2018
Connie WilliamsH. Beck, Inc. BD affiliatedAllspring Funds Management, LLC asset managerOtherMay 11, 2018Oct 12, 2018 (154 d)
John Vincent SkurkeyH. Beck, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2018Jan 1, 2025 (2428 d)
Robert Earl MabeH. Beck, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2018Apr 28, 2018
Michael Joseph LuciaH. Beck, Inc. BD affiliatedIntegrity Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2018Apr 3, 2018
Ashley Brian VarnerH. Beck, Inc. BD affiliatedTcp Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2018Jan 31, 2023 (1764 d)
Michael Theodore KuczinskiH. Beck, Inc. otherGarden State Investment Advisory Services, LLC otherOtherMar 5, 2018Mar 14, 2018
Michael Thomas KuczinskiH. Beck, Inc. otherGarden State Investment Advisory Services, LLC otherOtherMar 5, 2018Mar 12, 2018
Henry Sterling MeadowsH. Beck, Inc. otherWms Advisors, LLC otherOtherFeb 8, 2018Nov 21, 2016
Glen Edward HolmesH. Beck, Inc. otherFsc Securities Corporation BD affiliatedOtherJan 31, 2018Feb 1, 2018
Danielle Christine HolmesH. Beck, Inc. otherFsc Securities Corporation BD affiliatedOtherJan 31, 2018Feb 1, 2018
Deanna Lynn StreanH. Beck, Inc. otherStrean Financial Services, LLC unclassifiedOtherJan 19, 2018Apr 22, 2010
William Howard MillerH. Beck, Inc. otherKrpg Advisors, LLC unclassifiedOtherJan 2, 2018Apr 14, 2017
Jennifer Marshall SecolaH. Beck, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherJan 2, 2018May 31, 2018 (149 d)
James Franklin CalvertH. Beck, Inc. otherLPL Financial LLC BD affiliatedOtherDec 31, 2017Nov 26, 2019 (695 d)
Peter Thomas MulaikalH. Beck, Inc. otherHansa Investments LLC state registeredOtherDec 31, 2017Feb 26, 2018 (57 d)
Laurie Ann Ellis-McleodH. Beck, Inc. otherInternational Assets Investment Management, LLC otherOtherDec 31, 2017Jan 10, 2018
Michael Paul PoissantH. Beck, Inc. otherPersonal Wealth Partners LLC otherOtherDec 15, 2017Mar 22, 2018 (97 d)
Marissa Mccleary KlaersH. Beck, Inc. otherPersonal Wealth Partners LLC otherOtherDec 15, 2017Mar 22, 2018 (97 d)
Rebecca Shea NewtonH. Beck, Inc. otherConcord Wealth Partners otherOtherNov 7, 2017Nov 3, 2017
Gerald Vincent OlianoH. Beck, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherOct 23, 2017Oct 23, 2017
Susan Katherine TackettH. Beck, Inc. otherScf Investment Advisors, Inc. otherOtherOct 17, 2017Oct 16, 2017
Eric Scott FelsenfeldH. Beck, Inc. otherKingswood Wealth Advisors, LLC no RAUMOtherOct 17, 2017Oct 18, 2017
William R YoungH. Beck, Inc. otherKingswood Wealth Advisors, LLC no RAUMOtherOct 17, 2017Mar 15, 2018 (149 d)
Gabriel Arturo UruburoH. Beck, Inc. otherKingswood Wealth Advisors, LLC no RAUMOtherOct 17, 2017Oct 18, 2017
Dawn AkkermanH. Beck, Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 13, 2017Dec 13, 2017 (61 d)
Paula Kay BerendsH. Beck, Inc. otherCri Securities, LLC otherOtherOct 13, 2017Apr 21, 2016
David Anthony WasselH. Beck, Inc. otherWoodbury Financial Services, Inc. otherOtherSep 29, 2017Sep 29, 2017
Cary Edward UrichH. Beck, Inc. otherUnited Planners' Financial Services Of America A Limited Partner otherOtherSep 22, 2017Sep 21, 2017
Walter Joseph GoeltzH. Beck, Inc. otherCentaurus Financial, Inc. otherOtherSep 22, 2017Sep 18, 2017
Elizabeth Ann GoeltzH. Beck, Inc. otherCentaurus Financial, Inc. otherOtherSep 22, 2017Sep 19, 2017
Matthew David PorterH. Beck, Inc. otherPatuxent Financial Partners, LLC state registeredOtherAug 31, 2017Aug 29, 2017
David Michael WhitmanH. Beck, Inc. otherAdvisory Alpha, LLC otherOtherAug 28, 2017Sep 6, 2017
Eugene Alan ChengH. Beck, Inc. otherGrove Point Advisors, LLC BD affiliatedOtherAug 8, 2017Jul 16, 2021 (1438 d)
Tony WendelnH. Beck, Inc. otherAdvanced Asset Management Advisors, Inc. otherOtherAug 2, 2017Aug 7, 2017
John David LewisH. Beck, Inc. otherCitigroup Global Markets Inc. otherOtherJul 5, 2017Aug 16, 2017 (42 d)
Bradley Seth MayerH. Beck, Inc. otherMayer Financial Services Group, LLC unclassifiedOtherMay 26, 2017Nov 19, 2007
Ronald Heller ApplerH. Beck, Inc. otherIndependent Financial Group, LLC otherOtherApr 6, 2017Apr 7, 2017
Cyla Fromm-MinettH. Beck, Inc. otherJohn F Suby Wealth Management LLC otherOtherMar 15, 2017Jun 20, 2017 (97 d)
Ronald Matthew HoyleH. Beck, Inc. otherPark Avenue Securities LLC otherOtherFeb 23, 2017Jan 31, 2017
David Bruce DavisH. Beck, Inc. otherFsc Securities Corporation otherOtherFeb 15, 2017Feb 10, 2017
Ara Patrick AbrahamianH. Beck, Inc. otherDivergent Planning no RAUMOtherFeb 9, 2017Jan 9, 2017
Matthew Barnes BrockH. Beck, Inc. otherDivergent Planning no RAUMOtherFeb 9, 2017Jan 9, 2017
Mitchell Paul McabeeH. Beck, Inc. otherDominion Capital Management, LLC state registeredOtherFeb 8, 2017Mar 23, 2017 (43 d)
Brandon ArpsH. Beck, Inc. otherAnnex Wealth Management, LLC otherOtherJan 23, 2017Jan 27, 2017
Jennifer HutchinsH. Beck, Inc. other1st Global Advisors Inc otherOtherJan 20, 2017Jan 26, 2017
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318 moves match.