DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lanark Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ahmed Y StephensLanark Financial, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2025Nov 19, 2025
Jeffery Scott WilkinsLanark Financial, Inc. independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2025Apr 7, 2026 (183 d)
Montee Allan SneedLanark Financial, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2025Aug 18, 2025
Gaye Messmer PikeLanark Financial, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2025Aug 18, 2025
Thomas Hardin SneedLanark Financial, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2025Aug 18, 2025
Johnathan M HormanLanark Financial, Inc. independent RIACorrect Capital Wealth Management, LLC independent RIARIA to RIAMar 11, 2025Apr 7, 2025
Warren Douglas McpetersLanark Financial, Inc. independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseSep 16, 2024Sep 23, 2024
Jason Michael MahurinLanark Financial, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherApr 3, 2024Apr 12, 2024
Joseph Terence KeatingLanark Financial, Inc. BD affiliatedSouthstate Advisory, Inc. otherOtherMar 18, 2024Mar 29, 2024
Evan Lyle HersheyLanark Financial, Inc. BD affiliatedCaldwell Sutter Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2023Mar 2, 2023
Gregory Joseph HarderLanark Financial, Inc. BD affiliatedCaldwell Sutter Capital, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2023Mar 2, 2023
David John HughesLanark Financial, Inc. BD affiliatedThe Ameriflex Group independent RIAAffiliated broker-dealer or bank to independent RIAJan 5, 2023Jan 5, 2023
Chasten BoenLanark Financial, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 22, 2022Feb 9, 2023 (79 d)
Richard Scott PerkinsLanark Financial, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2022Sep 20, 2022
Susanne Davis ReselandLanark Financial, Inc. BD affiliatedDavis Reseland, LLC unclassifiedOtherApr 1, 2022Jan 8, 2007
James Horace DavisLanark Financial, Inc. BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2022Apr 5, 2022
Ashley Morgan SimmonsLanark Financial, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2021Oct 18, 2021
John Clarence WoodsLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Oct 7, 2020
Michael Gregory FeducciaLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Sep 16, 2020
Leah Marie BackusLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Sep 18, 2020
Sammy Joe WellsLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Sep 16, 2020
Richard Dale GantLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Sep 17, 2020
Christopher David RankinLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Sep 17, 2020
Elizabeth Cain MooreLanark Financial, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIASep 30, 2020Sep 18, 2020
Chase HallLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Sep 17, 2020
John Floyd OlsonLanark Financial, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherMar 6, 2020Mar 2, 2020
Jonathan Louis JungLanark Financial, Inc. BD affiliatedIams Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 26, 2020Mar 25, 2020
Adam M LevyLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2019Aug 15, 2019
Bradley James DijulioLanark Financial, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2019Aug 15, 2019
Daniel A OdigieLanark Financial, Inc. BD affiliatedOsaic Fs, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2019Apr 3, 2019
Sheri Lynn RhyanLanark Financial, Inc. BD affiliatedThe Oak Ridge Financial Services Group, Inc BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2019Apr 15, 2019
Nicholas Michael BalesLanark Financial, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherSep 4, 2018Sep 7, 2018
Patrick Joseph BuffaLanark Financial, Inc. BD affiliatedIndependent Financial Partners independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2018Jul 2, 2018
Kerry Jean Kimmel-GeigerLanark Financial, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJun 18, 2018Jun 28, 2018
Gregory Allen LargeLanark Financial, Inc. otherCetera Advisor Networks LLC otherOtherJan 2, 2018Jan 3, 2018
Frederick Dean WrightLanark Financial, Inc. otherRoyal Fund Management, LLC independent RIAOtherAug 1, 2017Nov 1, 2018 (457 d)
Berrie Beth CobleLanark Financial, Inc. otherFirst Horizon Advisors, Inc otherOtherMay 31, 2016Jun 6, 2016
Voneen Camille BrightLanark Financial, Inc. otherColdstream Wealth Management otherOtherApr 29, 2016May 10, 2016
Jeffrey KrugLanark Financial, Inc. otherMsi Financial Services, Inc. otherOtherDec 1, 2015Dec 7, 2015
Joseph A CobbLanark Financial, Inc. otherCharles Schwab & Co., Inc. national BDOtherMar 17, 2015May 9, 2017 (784 d)
Kyle J HallmanLanark Financial, Inc. otherCetera Investment Advisers LLC otherOtherNov 25, 2014Nov 25, 2014
Louis Anthony CapezzaLanark Financial, Inc. otherInvest Financial Corporation otherOtherOct 20, 2014Oct 17, 2014
Trey NovaraLanark Financial, Inc. otherWells Fargo Advisors wirehouseOtherJul 2, 2014Jul 14, 2014
Timothy Smith JonesLanark Financial, Inc. otherDeutsche Bank Securities Inc. otherOtherApr 2, 2014Apr 17, 2014
Michael John GuilsherLanark Financial, Inc. otherMeld Financial, Inc. otherOtherMar 6, 2014Mar 7, 2014
Louis Anthony CapezzaLanark Financial, Inc. otherInvest Financial Corporation otherOtherJan 6, 2014Dec 18, 2013
Gary B HessertLanark Financial, Inc. otherFifth Third Securities, Inc. otherOtherSep 12, 2013Sep 19, 2013
Rhonda Lynn MorcilloLanark Financial, Inc. otherMorgan Stanley wirehouseOtherApr 30, 2013May 13, 2013
Cynthia Megan TysverLanark Financial, Inc. otherAllen & Company Of Florida, LLC otherOtherSep 14, 2012Oct 26, 2012 (42 d)
Charles Wilson RowellLanark Financial, Inc. otherPnc Wealth Management otherOtherMar 5, 2012Mar 19, 2012
Brett CanarelliLanark Financial, Inc. otherFifth Third Securities, Inc. otherOtherMar 5, 2012Mar 19, 2012
Cary A GuffeyLanark Financial, Inc. otherPnc Wealth Management otherOtherFeb 24, 2012Feb 29, 2012
Jeremy HickeyLanark Financial, Inc. otherPnc Wealth Management otherOtherNov 10, 2011Jan 4, 2012 (55 d)
Ronnie Shannon ShelbyLanark Financial, Inc. otherCuso Financial Services, L.P. otherOtherAug 25, 2011Sep 19, 2011
Keith Ledon PridgenLanark Financial, Inc. otherTransamerica Financial Advisors, LLC otherOtherMar 8, 2011Apr 15, 2011 (38 d)
Matthew Haas FosterLanark Financial, Inc. otherSynergy Investment Group, LLC otherOtherDec 3, 2010Dec 21, 2010
Andrew Douglass MullinsLanark Financial, Inc. otherNorthwestern Mutual Investment Services,LLC otherOtherNov 19, 2010Mar 23, 2011 (124 d)
Paul Joseph VahleLanark Financial, Inc. otherBb&T Investment Services, Inc. no RAUMOtherAug 17, 2010Sep 12, 2011 (391 d)
Brian L. PetersonLanark Financial, Inc. otherPnc Wealth Management otherOtherMay 20, 2010Jun 21, 2010 (32 d)
Caroline Downing YeildingLanark Financial, Inc. otherMorgan Stanley wirehouseOtherApr 16, 2010Mar 28, 2016 (2173 d)
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84 moves match.