DFX Intelligence
Advisor moves
Departures from Thrivent Investment Management Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,857 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Theodore William Nielsen | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 20, 2018 | Aug 17, 2018 |
| Nicholas P Maiers | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 20, 2018 | Aug 17, 2018 |
| Ryan T Meier | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2018 | Sep 27, 2018 (48 d) |
| Debra Lee Hedgcoth | Thrivent Investment Management Inc. BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Aug 3, 2018 |
| Aaron Joshua Green | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2018 | Jul 27, 2018 |
| Kevin James Walker | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 27, 2018 | Jul 27, 2018 |
| Paul Gregory Pakstis | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2018 | Sep 10, 2018 (52 d) |
| Sean C Nicol | Thrivent Investment Management Inc. BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 20, 2018 | Oct 3, 2018 (75 d) |
| James Wesley Pfeil | Thrivent Investment Management Inc. BD affiliated | Capital Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2018 | Jul 17, 2018 |
| Karl Jay Knuths | Thrivent Investment Management Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jul 13, 2018 | Aug 1, 2018 |
| Robert John Rieck | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 11, 2018 | Jul 8, 2025 (2554 d) |
| George Soulayrac | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 11, 2018 | Jan 14, 2019 (187 d) |
| Ryan Michael Sundberg | Thrivent Investment Management Inc. BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2018 | Dec 9, 2022 (1628 d) |
| Cole Vance Leonida | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2018 | Jul 12, 2018 |
| Megan M Allen | Thrivent Investment Management Inc. BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2018 | Jun 18, 2018 |
| Kyle Donald Kerr | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 14, 2018 | Jul 17, 2018 (33 d) |
| Adesola Omoshalewa Adebayo | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 14, 2018 | Aug 6, 2018 (53 d) |
| Tina Marie Grenlie | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 29, 2018 | May 25, 2018 |
| Cody James Jochim | Thrivent Investment Management Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2018 | Jun 4, 2018 |
| Mark John Melby Hoffman | Thrivent Investment Management Inc. BD affiliated | Milborn Advisors, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2018 | May 14, 2018 |
| Drew James Ashland | Thrivent Investment Management Inc. BD affiliated | Milborn Advisors, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2018 | May 14, 2018 |
| Kasey C Sipiorski | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2018 | May 11, 2018 |
| Ryan Richard Green | Thrivent Investment Management Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2018 | Aug 2, 2018 (87 d) |
| Dan W Loose | Thrivent Investment Management Inc. BD affiliated | Medicus Wealth Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2018 | Apr 30, 2018 |
| Scott Hoffman | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2018 | Nov 8, 2018 (195 d) |
| Megan Mia Shultz | Thrivent Investment Management Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2018 | May 3, 2018 |
| Teresa Ann Clasby | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2018 | Jul 30, 2018 (97 d) |
| Calvin Roberts | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 24, 2018 | Dec 12, 2020 (963 d) |
| Wayne Benjamin Smith | Thrivent Investment Management Inc. BD affiliated | Fbl Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 13, 2018 | Apr 24, 2020 (742 d) |
| Greg Lovette | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2018 | Oct 21, 2019 (556 d) |
| Gregory Paul Schauer | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 11, 2018 | Apr 9, 2018 |
| William E Bargholtz | Thrivent Investment Management Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Sep 19, 2018 (163 d) |
| Thomas Richard Kuykendall | Thrivent Investment Management Inc. BD affiliated | Cri Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Jul 17, 2018 (99 d) |
| David Brooks Barr | Thrivent Investment Management Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Nov 16, 2018 (221 d) |
| Christopher John Harris | Thrivent Investment Management Inc. BD affiliated | Hawkins Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2018 | May 14, 2018 (35 d) |
| Matthew R Stange | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | May 7, 2018 |
| Michael James Mustian | Thrivent Investment Management Inc. BD affiliated | Rhino Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 9, 2018 | Apr 14, 2018 |
| Roy Alan Mason | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 26, 2018 | Mar 23, 2018 |
| Scott Siripalaka | Thrivent Investment Management Inc. BD affiliated | Foresters Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2018 | Apr 11, 2018 |
| Braden Stanton Renaud | Thrivent Investment Management Inc. BD affiliated | The Baker Group, LP state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 21, 2018 | Mar 24, 2025 (2560 d) |
| Jeffrey Press | Thrivent Investment Management Inc. other | Systems Financial unclassified | Other | Mar 9, 2018 | Feb 28, 2020 (721 d) |
| Robert Soto | Thrivent Investment Management Inc. other | Santander Securities other | Other | Mar 9, 2018 | Mar 6, 2018 |
| Derrick Michael Meier | Thrivent Investment Management Inc. other | U.S. Bancorp Investments, Inc. BD affiliated | Other | Mar 9, 2018 | Apr 11, 2018 (33 d) |
| Joseph Lee Bauwens | Thrivent Investment Management Inc. other | First State Financial Management, Inc. unclassified | Other | Mar 9, 2018 | Mar 7, 2018 |
| Tina Marie Preyer | Thrivent Investment Management Inc. other | U.S. Bancorp Investments, Inc. other | Other | Mar 1, 2018 | Mar 2, 2018 |
| David Anthony Cervantes | Thrivent Investment Management Inc. other | Morgan Stanley wirehouse | Other | Mar 1, 2018 | Mar 20, 2018 |
| Michael James Gammill | Thrivent Investment Management Inc. other | Expand Financial Group, LLC no RAUM | Other | Feb 23, 2018 | May 4, 2018 (70 d) |
| Michael James Oneill | Thrivent Investment Management Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 7, 2018 | May 30, 2019 (477 d) |
| James Douglas Jones | Thrivent Investment Management Inc. other | Bb&T Securities, LLC other | Other | Feb 7, 2018 | Feb 6, 2018 |
| Hannah Walsh | Thrivent Investment Management Inc. other | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Other | Feb 7, 2018 | Jun 12, 2018 (125 d) |
| Angela Katampe | Thrivent Investment Management Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Feb 2, 2018 | Feb 19, 2018 |
| Elmer Darrell Haynes | Thrivent Investment Management Inc. other | Td Ameritrade Investment Management, LLC independent RIA | Other | Feb 1, 2018 | May 2, 2019 (455 d) |
| Timothy Rothenbush | Thrivent Investment Management Inc. other | Pnc Managed Account Solutions, Inc. other | Other | Jan 25, 2018 | Feb 9, 2018 |
| Melissa Dupre | Thrivent Investment Management Inc. other | UBS Financial Services Inc. wirehouse | Other | Jan 25, 2018 | Jan 25, 2018 |
| Brent Alan Burnett | Thrivent Investment Management Inc. other | Primerica Advisors national BD | Other | Jan 17, 2018 | Jan 9, 2020 (722 d) |
| Adam Fallert | Thrivent Investment Management Inc. other | Fisher Investments other | Other | Jan 10, 2018 | Jan 16, 2018 |
| Ian Patrick Laimbeer | Thrivent Investment Management Inc. other | My Legacy Advisors, LLC independent RIA | Other | Jan 10, 2018 | Feb 2, 2021 (1119 d) |
| Ronald William Robinson | Thrivent Investment Management Inc. other | Pruco Securities, LLC BD affiliated | Other | Dec 31, 2017 | Jan 9, 2018 |
| Alexander Michael Stecker | Thrivent Investment Management Inc. other | Ameriprise Financial Services, LLC national BD | Other | Dec 22, 2017 | Jul 19, 2019 (574 d) |
| Yajaira Diaz-Rocha | Thrivent Investment Management Inc. other | Citigroup Global Markets Inc. other | Other | Dec 14, 2017 | Dec 20, 2017 |