DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerome Stephen Kulczycki | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Dec 1, 2023 |
| Scott Frederick Dittmer | Thrivent Investment Management Inc. BD affiliated | Drawbridge Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Dec 7, 2023 |
| Brian Hurley Prosser | Thrivent Investment Management Inc. BD affiliated | Family Legacy Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Dec 1, 2023 |
| Kelsey Schultz | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Dec 12, 2023 |
| Nathan Paul Daniel | Thrivent Investment Management Inc. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Dec 20, 2023 |
| Robert Patrick Beamer | Thrivent Investment Management Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 13, 2023 | Feb 19, 2025 (464 d) |
| Michael Fox | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Nov 14, 2023 |
| Michael E Miller | Thrivent Investment Management Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2023 | Apr 11, 2024 (153 d) |
| Vivia Cristal Strome | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Apr 8, 2024 (150 d) |
| Peter James Zwart | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 9, 2023 |
| Ryan Mclaughlin | Thrivent Investment Management Inc. BD affiliated | American Century Investments Private Client Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Feb 28, 2025 (476 d) |
| Khalid Akil Lipscomb | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 15, 2023 |
| Stephanie Johnson | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2023 | Aug 2, 2024 (267 d) |
| Ana G De Pina | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 | Feb 29, 2024 (113 d) |
| Grant Morgan | Thrivent Investment Management Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2023 | Aug 6, 2025 (637 d) |
| Derek Houska | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 | Nov 20, 2023 |
| Eduardo J Gelpi | Thrivent Investment Management Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2023 | Nov 21, 2023 |
| Mark James Fontana | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 6, 2023 |
| Tyreek Conroy Wilson | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2023 | Nov 29, 2023 |
| Curtis James Behrend | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 31, 2023 |
| Edward E Sanchez | Thrivent Investment Management Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 30, 2023 |
| Scott Dennis Anderson | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 18, 2023 |
| Jimmy Ray | Thrivent Investment Management Inc. BD affiliated | Core Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Feb 26, 2024 (136 d) |
| Jeremy Munson | Thrivent Investment Management Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Mar 11, 2025 (515 d) |
| Brian James Amundson | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2023 | Oct 27, 2023 |
| Jason James Bingham | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 13, 2023 |
| Tyler Patrick Jones | Thrivent Investment Management Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Mar 13, 2024 (160 d) |
| Tyler Francis Cain | Thrivent Investment Management Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 9, 2023 |
| Todd Leet | Thrivent Investment Management Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 3, 2023 |
| Ryan Engle | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Oct 9, 2023 |
| Jacob Shelburn Mudd | Thrivent Investment Management Inc. BD affiliated | Tavco Financial Advisory, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 3, 2023 | Feb 29, 2024 (149 d) |
| Margaret Amelia Carter | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | May 13, 2024 (228 d) |
| Rodney B Birch | Thrivent Investment Management Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Feb 23, 2024 (150 d) |
| Jose Antonio Fonte | Thrivent Investment Management Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Nov 8, 2023 (43 d) |
| Holli Mitchell | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Sep 18, 2023 |
| Sean Johnson | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Sep 10, 2024 (357 d) |
| Austin Butler | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2023 | Mar 28, 2024 (191 d) |
| Donald John Swanson | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 18, 2023 |
| John Anthony Negovetich | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 19, 2023 |
| Stephanie S Barnett | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2023 | Sep 19, 2023 |
| Evan John Runkel | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 18, 2023 | Oct 11, 2023 |
| John Darcy Nagel | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 25, 2023 |
| Griffin Lyle Gaughran | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 22, 2023 |
| Alexander Panos | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 25, 2023 |
| Eddie Vigil | Thrivent Investment Management Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Mar 22, 2024 (193 d) |
| Jeffrey Jay Jensen | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Sep 20, 2023 |
| Charity Lynn Schiltz | Thrivent Investment Management Inc. BD affiliated | Avaii Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 7, 2023 | Sep 5, 2023 |
| David Robert Jensen | Thrivent Investment Management Inc. BD affiliated | Avaii Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2023 | Jan 1, 2025 (483 d) |
| Michael Alfred Mcglinsky | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 1, 2023 |
| Matthew Gallowitz | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Sep 19, 2023 |
| Paul Bryer | Thrivent Investment Management Inc. BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2023 | Sep 11, 2023 |
| Rachel Stahl | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 29, 2023 |
| Brian Jeffrey Sauer | Thrivent Investment Management Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2023 | Aug 29, 2023 |
| Robb Wynn Clasen | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2023 | Aug 24, 2023 |
| Brandon W Hanenburg | Thrivent Investment Management Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Aug 31, 2023 |
| Jeffrey Alan Wiese | Thrivent Investment Management Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Apr 15, 2024 (236 d) |
| Ashley Joyce Moore | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 15, 2023 |
| Alexander Daniel Dixon | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 11, 2023 |
| Laramey Wayne Johnson | Thrivent Investment Management Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | May 20, 2024 (283 d) |
| Rachel Sampl | Thrivent Investment Management Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Aug 8, 2023 |
1,855 moves match.