Departures from Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Annie Rong Wang	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Jul 2, 2009	Jul 7, 2009
Michael H Legette	Hsbc Securities (USA) Inc. other	Edward Jones national BD	Other	Apr 21, 2009	Jul 20, 2009 (90 d)
Alan Howard Grossman	Hsbc Securities (USA) Inc. other	Fifth Third Securities, Inc. other	Other	Apr 20, 2009	Apr 17, 2009
Jeffrey Salvatore Cristadoro	Hsbc Securities (USA) Inc. other	Asset & Financial Planning, Ltd other	Other	Mar 3, 2009	Oct 30, 2009 (241 d)
Gabriel Dominic Torres	Hsbc Securities (USA) Inc. other	Wells Fargo Investments, LLC unclassified	Other	Mar 3, 2009	Mar 3, 2009
Jill M Osullivan	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 26, 2009	May 12, 2009 (75 d)
Andrea Gaetano Avitabile	Hsbc Securities (USA) Inc. other	Charles Schwab & Co., Inc. national BD	Other	Jan 27, 2009	Sep 17, 2013 (1694 d)
John Manalili	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 22, 2008	Feb 18, 2010 (423 d)
Kenneth Scott Williams	Hsbc Securities (USA) Inc. other	M&T Securities, Inc. unclassified	Other	Dec 16, 2008	Jan 7, 2009
John Natale Russo	Hsbc Securities (USA) Inc. other	Pnc Wealth Management other	Other	Dec 2, 2008	Mar 3, 2009 (91 d)
Albert William Bergmann	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Nov 17, 2008	Dec 16, 2008
Stephen Chapman Winslow	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Nov 6, 2008	Dec 2, 2008
Kurt Eric Laubinger	Hsbc Securities (USA) Inc. other	Potomac Wealth Management LLC state registered	Other	Oct 30, 2008	Jun 16, 2009 (229 d)
Daniel Joseph D'Andreano	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Oct 30, 2008	Dec 3, 2008 (34 d)
Ashok S Acharya	Hsbc Securities (USA) Inc. other	UBS Financial Services Inc. wirehouse	Other	Oct 22, 2008	Oct 20, 2008
Paul Anthony Restante	Hsbc Securities (USA) Inc. other	Invest Financial Corporation other	Other	Oct 20, 2008	Jan 24, 2011 (826 d)
Steve Ching Huang Chen	Hsbc Securities (USA) Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Sep 30, 2008	Oct 1, 2008
Peter Theodore Michaels	Hsbc Securities (USA) Inc. other	Spire Wealth Management, LLC other	Other	Sep 22, 2008	Nov 20, 2008 (59 d)
John P Rowan	Hsbc Securities (USA) Inc. other	Ameriprise Financial Services, LLC national BD	Other	Sep 3, 2008	Aug 7, 2013 (1799 d)
Jeanette Fung Chung	Hsbc Securities (USA) Inc. other	Osaic Wealth, Inc. other	Other	Jul 9, 2008	Oct 15, 2008 (98 d)
Xiao Liang Hong	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Jun 19, 2008	Jun 4, 2008
Daniel Brown	Hsbc Securities (USA) Inc. other	Edward Jones national BD	Other	May 14, 2008	Sep 15, 2008 (124 d)
Withle Emmanuel Primus	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	May 12, 2008	Sep 12, 2008 (123 d)
Daniel Michael Sanborn	Hsbc Securities (USA) Inc. other	Capital One Financial Advisors LLC unclassified	Other	May 12, 2008	Apr 22, 2008
Ying Sun	Hsbc Securities (USA) Inc. other	Wells Fargo Investments, LLC unclassified	Other	May 12, 2008	Aug 1, 2008 (81 d)
Rodrigo Mendes	Hsbc Securities (USA) Inc. other	UBS International Inc. unclassified	Other	May 1, 2008	Mar 28, 2008
Audrey Starr Flamio	Hsbc Securities (USA) Inc. other	Sagepoint Financial, Inc. other	Other	Apr 30, 2008	Dec 3, 2009 (582 d)
Aleksey Fur	Hsbc Securities (USA) Inc. other	UBS International Inc. unclassified	Other	Apr 22, 2008	Apr 1, 2008
Alfredo Oliva	Hsbc Securities (USA) Inc. other	Next Financial Group, Inc. other	Other	Apr 17, 2008	Apr 15, 2008
Luciano Silveira Di Claro	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 3, 2008	Mar 31, 2008
Byuzand A Adzhikosyan	Hsbc Securities (USA) Inc. other	UBS International Inc. unclassified	Other	Mar 28, 2008	Apr 1, 2008
Drew Scott Dioguardi	Hsbc Securities (USA) Inc. other	Ifmg Securities, Inc. unclassified	Other	Mar 4, 2008	Mar 13, 2008
Josh Alan Frankel	Hsbc Securities (USA) Inc. other	Wamu Investments, Inc. unclassified	Other	Feb 26, 2008	Jan 30, 2008
Jesse Maltzman	Hsbc Securities (USA) Inc. other	Strategic Advisers LLC national BD	Other	Feb 19, 2008	Apr 22, 2013 (1889 d)
Steven Robert Brown	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Feb 1, 2008	Jul 27, 2010 (907 d)
Ronald Joseph Kelly	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Jan 14, 2008	Jan 24, 2008
Edward Francis Wright	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Jan 3, 2008	Dec 21, 2007
Terri A Canterbury	Hsbc Securities (USA) Inc. other	Cetera Advisor Networks LLC other	Other	Dec 31, 2007	Sep 4, 2013 (2074 d)
Jodi Felice Sherman	Hsbc Securities (USA) Inc. other	Key Investment Services LLC BD affiliated	Other	Dec 31, 2007	Mar 26, 2021 (4834 d)
Anthony Pagano	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Nov 30, 2007	Mar 13, 2008 (104 d)
Robert Dennis Long	Hsbc Securities (USA) Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Nov 27, 2007	Oct 26, 2007
Jason Paul Brottman	Hsbc Securities (USA) Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Oct 22, 2007	Oct 29, 2007
Mary M Phillips	Hsbc Securities (USA) Inc. other	Cetera Investment Services LLC other	Other	Oct 22, 2007	Jan 24, 2008 (94 d)
Sandra Alterio Barry	Hsbc Securities (USA) Inc. other	Citizens Securities, Inc. other	Other	Oct 16, 2007	Sep 20, 2007
Esther Luk	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 20, 2007	Mar 15, 2013 (2003 d)
Chris R Del Bene	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Sep 12, 2007	Sep 27, 2007
Peter Mcmahon	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Sep 5, 2007	Sep 27, 2007
Harvey Allen Reiner	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Aug 30, 2007	Jun 17, 2008 (292 d)
Alejandro Feldman	Hsbc Securities (USA) Inc. other	Valley Wealth Managers, Inc. independent RIA	Other	Aug 16, 2007	Aug 8, 2023 (5836 d)
Kelly Anderson	Hsbc Securities (USA) Inc. other	Goldman Sachs Wealth Services, L.P. other	Other	Aug 13, 2007	Apr 30, 2013 (2087 d)
James Neal Beckman	Hsbc Securities (USA) Inc. other	Fifth Third Securities, Inc. other	Other	Aug 7, 2007	May 18, 2009 (650 d)
George Patrick Mitchell	Hsbc Securities (USA) Inc. other	People'S Securities, Inc. other	Other	Jul 23, 2007	Sep 12, 2007 (51 d)
Suzanne Hillary Nitzberg	Hsbc Securities (USA) Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Jun 28, 2007	Jul 15, 2011 (1478 d)
Richard Salvatore Massaro	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Jun 27, 2007	Jun 26, 2012 (1826 d)
Michael Joseph Hennessy	Hsbc Securities (USA) Inc. other	A. G. Edwards & Sons, Inc. unclassified	Other	Jun 26, 2007	May 29, 2007
Christine Lee Embling	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Jun 15, 2007	Jun 27, 2007
Margaret Mary Whelehan	Hsbc Securities (USA) Inc. other	Obs Financial other	Other	May 31, 2007	Aug 14, 2008 (441 d)
Christopher Altern Alexis	Hsbc Securities (USA) Inc. other	Citicorp Investment Services unclassified	Other	May 16, 2007	May 14, 2007
Gary S. Schwarzman	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	May 14, 2007	Sep 16, 2014 (2682 d)
James William Maguire	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	May 2, 2007	Jun 4, 2008 (399 d)

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922 moves match.