DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew F BertalliHsbc Securities (USA) Inc. otherCharles Schwab & Co., Inc. national BDOtherMar 17, 2017Mar 29, 2017
Dustin Gray SuttleHsbc Securities (USA) Inc. otherVanguard Advisers, Inc. otherOtherMar 17, 2017Apr 20, 2017 (34 d)
Ian Stuart ColeHsbc Securities (USA) Inc. otherPersonal Capital Advisors Corporation otherOtherMar 16, 2017Mar 13, 2017
James Thomas DownhamHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMar 10, 2017Jun 5, 2023 (2278 d)
Fernando Xavier RodriguezHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherFeb 23, 2017Jan 30, 2017
Luz Milagros CastreHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherFeb 3, 2017Feb 6, 2017
Sammy C. ChangHsbc Securities (USA) Inc. otherCapital One Advisors, LLC otherOtherFeb 3, 2017Jan 17, 2017
Lydia LamHsbc Securities (USA) Inc. otherCetera Investment Advisers LLC otherOtherFeb 3, 2017Jan 5, 2017
Christopher FosterHsbc Securities (USA) Inc. otherFidelity Personal And Workplace Advisors BD affiliatedOtherJan 5, 2017Apr 7, 2020 (1188 d)
Jay David SladeHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. otherOtherDec 13, 2016Jan 5, 2017
Brian RudinHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherDec 13, 2016Nov 30, 2016
Najat RhoniHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherDec 13, 2016Dec 12, 2016
Charles Russell CatalanottoHsbc Securities (USA) Inc. otherPnc Wealth Management otherOtherDec 9, 2016Dec 2, 2016
Lawrence John McternanHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherNov 17, 2016Nov 7, 2016
Ichiro MunakataHsbc Securities (USA) Inc. otherMunakata Associates LLC independent RIAOtherNov 8, 2016Apr 12, 2021 (1616 d)
Kenia Giordani BorgesHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherOct 28, 2016Nov 4, 2016
Michael S KimHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 26, 2016Oct 21, 2016
Francisco D ValerianoHsbc Securities (USA) Inc. otherMML Investors Services, LLC otherOtherOct 14, 2016Feb 17, 2017 (126 d)
Yihe LuoHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 14, 2016Mar 6, 2023 (2334 d)
Dianne FunigielloHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 12, 2016Mar 19, 2018 (523 d)
Carlos Eduardo CandiaHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherSep 30, 2016Oct 3, 2016
Vincent Eugene MartinoHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherSep 30, 2016Sep 19, 2016
Goutam GhoshHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherSep 29, 2016Sep 16, 2016
Roger G. BrigatiHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 22, 2016Oct 21, 2016
Gonzalo Javier SegniniHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherSep 1, 2016Aug 2, 2016
Vyacheslav KuzminHsbc Securities (USA) Inc. otherAdvice And Planning Services otherOtherSep 1, 2016Sep 20, 2016
Michael PainHsbc Securities (USA) Inc. otherEsi Financial Advisors otherOtherAug 31, 2016May 18, 2017 (260 d)
Christel DjossinouHsbc Securities (USA) Inc. otherSuntrust Investment Services, Inc. otherOtherAug 19, 2016Aug 11, 2016
Yamila Hernandez ParraHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherAug 19, 2016Aug 15, 2016
Hsin LangHsbc Securities (USA) Inc. otherRobertson Stephens Advisors otherOtherJul 26, 2016Jul 21, 2016
Catherine J. CalandraHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJul 19, 2016Aug 4, 2016
Carlos TsengHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 15, 2016Nov 29, 2016 (137 d)
Wayne Cheng ChouHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherJul 11, 2016Nov 3, 2016 (115 d)
Barbara DettmerHsbc Securities (USA) Inc. otherSuntrust Investment Services, Inc. otherOtherJul 11, 2016Aug 2, 2016
Maria Cristina CureHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherJul 11, 2016Aug 5, 2016
Marcelo Fabian UbalHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherJun 30, 2016Jul 14, 2017 (379 d)
Rick HoskinsHsbc Securities (USA) Inc. otherEdward Jones national BDOtherJun 28, 2016Jul 6, 2016
Steven VerveniotisHsbc Securities (USA) Inc. otherFlagstar Securities, Inc. otherOtherJun 17, 2016May 27, 2016
Todd J BaekHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherJun 15, 2016Jun 22, 2016
Righetti JosephHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 15, 2016Jun 23, 2016
Scott James BorgHsbc Securities (USA) Inc. otherCitigroup Global Markets Inc. otherOtherJun 10, 2016Aug 9, 2016 (60 d)
Lilly TungHsbc Securities (USA) Inc. otherCetera Investment Advisers LLC otherOtherJun 10, 2016Sep 15, 2016 (97 d)
Eleftherios ArisHsbc Securities (USA) Inc. otherFisher Investments otherOtherJun 3, 2016Jun 15, 2016
Lilia Maria VesterlundHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherJun 3, 2016Jun 16, 2016
Gabriel PorzecanskiHsbc Securities (USA) Inc. otherWells Fargo Advisors wirehouseOtherJun 1, 2016Jun 1, 2016
Denny TsueiHsbc Securities (USA) Inc. otherScottrade Investment Management otherOtherMay 26, 2016Jan 25, 2017 (244 d)
Tuo Sheng MeiHsbc Securities (USA) Inc. otherAdvice And Planning Services otherOtherMay 26, 2016Jun 2, 2016
Yen Ting Ashley LuHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 17, 2016Jun 3, 2016
Mark AxmacherHsbc Securities (USA) Inc. otherGreat Valley Advisor Group, LLC otherOtherMay 12, 2016May 27, 2016
Rinaldo Dominik CrassaHsbc Securities (USA) Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherMay 6, 2016Sep 19, 2019 (1231 d)
Mark DevineHsbc Securities (USA) Inc. otherLPL Financial LLC otherOtherMay 3, 2016May 11, 2016
Anita En LamHsbc Securities (USA) Inc. otherUBS Financial Services Inc. wirehouseOtherMay 2, 2016Apr 29, 2016
Dalia MarshallHsbc Securities (USA) Inc. otherMorgan Stanley wirehouseOtherMay 2, 2016Feb 13, 2018 (652 d)
Yichuan LiHsbc Securities (USA) Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 26, 2016Jun 23, 2016 (58 d)
Richard RomeroHsbc Securities (USA) Inc. otherCuso Financial Services, L.P. otherOtherApr 22, 2016Mar 29, 2016
Erica Lihong PuHsbc Securities (USA) Inc. otherMsi Financial Services, Inc. otherOtherApr 15, 2016Apr 28, 2016
Michael John SmithHsbc Securities (USA) Inc. otherValic Financial Advisors, Inc. otherOtherMar 28, 2016Apr 14, 2016
John LuHsbc Securities (USA) Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMar 24, 2016May 11, 2016 (48 d)
William F KelseyHsbc Securities (USA) Inc. otherSantander Securities otherOtherMar 2, 2016Mar 8, 2016
Karen Ho Ling ChanHsbc Securities (USA) Inc. otherMML Investors Services, LLC BD affiliatedOtherFeb 10, 2016Dec 11, 2024 (3227 d)
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921 moves match.