DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dennis Renee ArnoldWells Fargo Advisors wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 28, 2026
Diego A MercadoWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 6, 2026
Dakota BradshawWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 15, 2026Jul 15, 2026
Shahryar Ahmad ShaikhWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 15, 2026Jul 22, 2026
Juan C Flores RodriguezWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 15, 2026Jul 7, 2026
Kyle Joseph MachizWells Fargo Advisors wirehousePrincipal Advised Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 13, 2026Jul 28, 2026
Michael Glen CopelandWells Fargo Advisors wirehouseFisher Investments independent RIAWirehouse to independent RIAJul 13, 2026Jul 20, 2026
Harris Mitchell KatzWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJul 13, 2026Aug 14, 2026 (32 d)
Cole Burgess LewisWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 8, 2026Jun 8, 2026
George Luis ChavezWells Fargo Advisors wirehouseMML Investors Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 7, 2026Jul 27, 2026
Terrie Lynn FuentesWells Fargo Advisors wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseJul 7, 2026Jul 15, 2026
Christopher GallegosWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 7, 2026Jun 30, 2026
Natalia BrunoWells Fargo Advisors wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 7, 2026Jul 1, 2026
Talar SarkisWells Fargo Advisors wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 7, 2026Jul 3, 2026
Raymond John DimeoWells Fargo Advisors wirehouseMeridian Wealth Group no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 6, 2026Jul 1, 2026
Thomas J BolainWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankJul 6, 2026Jul 28, 2026
Kurt Ryan WrightWells Fargo Advisors wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseJul 6, 2026Jun 26, 2026
David Elmhurst DoWells Fargo Advisors wirehouseHeritage Legacy Wealth LLC state registeredWirehouse to a state-registered adviserJul 6, 2026Jun 29, 2026
Jacob HawkinsWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJul 6, 2026Jul 9, 2026
Ramah Mohammed SanniWells Fargo Advisors wirehouseKey Investment Services LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 6, 2026Aug 3, 2026
Kevin Joseph BodkinWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankJul 2, 2026Jul 8, 2026
Scott Howard GellerWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 30, 2026Jun 18, 2026
David Michael LogsdonWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 30, 2026Jun 23, 2026
Kamran MubasharWells Fargo Advisors wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 30, 2026Jul 7, 2026
Thomas MuscarellaWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 30, 2026Jun 23, 2026
Warner PierreWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 30, 2026Jul 14, 2026
Claudia Y BackmanWells Fargo Advisors wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 30, 2026Jun 22, 2026
Davis BottemillerWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 30, 2026Jun 23, 2026
Glen Scot SherWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankJun 29, 2026Jun 5, 2026
Kevin John LinggiWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 26, 2026Jun 1, 2026
Precious Leticia BentleyWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 25, 2026Jul 24, 2026
Scott Thomas SargentWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 24, 2026Jun 17, 2026
Betty AhnWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 24, 2026Jun 17, 2026
Evan Marc SavarickWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 24, 2026Jun 25, 2026
Matthew Alan SavarickWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 24, 2026Jun 17, 2026
Geetika MehrotraWells Fargo Advisors wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 24, 2026Jun 26, 2026
Gregory Burton MillerWells Fargo Advisors wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankJun 24, 2026Jul 1, 2026
Colten Michael FrancoWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 24, 2026Jun 17, 2026
Christian GuerreroWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 24, 2026Sep 3, 2026 (71 d)
Annie Yu ZhangWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 24, 2026Jun 17, 2026
Roy H. SavarickWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 24, 2026Jun 18, 2026
Michael D GrossWells Fargo Advisors wirehouseMadison Partners independent RIAWirehouse to independent RIAJun 23, 2026Sep 16, 2026 (85 d)
Niki HondropoulosWells Fargo Advisors wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2026Jun 29, 2026
Ani Varghese ThambiWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJun 23, 2026Jul 1, 2026
John Laurence ManessWells Fargo Advisors wirehouseAstra Wealth Management Group independent RIAWirehouse to independent RIAJun 23, 2026Jun 11, 2026
Samuel Matthew LaporteWells Fargo Advisors wirehouseBok Financial Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2026Jul 1, 2026
Poopak SaatpourWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 23, 2026Jul 21, 2026
Thomas Cameron Wray WoolleyWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseJun 23, 2026Jun 23, 2026
Tristan Joseph BeckWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2026Jul 16, 2026
Glenn Jason InterianoWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 23, 2026Jun 29, 2026
Jeffrey LibmanWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 22, 2026Jun 12, 2026
Michael Wade McveyWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2026Jul 21, 2026
Morgan M CastnerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 22, 2026Jun 12, 2026
Wesley Andrew SteedWells Fargo Advisors wirehouseChelsea Advisory Services, Inc independent RIAWirehouse to independent RIAJun 18, 2026Jul 22, 2026 (34 d)
Gilbert Anthony RodriguezWells Fargo Advisors wirehouseSnowden Capital Advisors LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 18, 2026Jul 8, 2026
Stephen Rashid CooperWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 18, 2026Jul 8, 2026
Ethan M LancasterWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 18, 2026Jul 24, 2026 (36 d)
David Hoang NguyenWells Fargo Advisors wirehouseAlight Financial Advisors, LLC independent RIAWirehouse to independent RIAJun 17, 2026Aug 19, 2026 (63 d)
Julie Christine ValenzuelaWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 16, 2026Jun 8, 2026
Coleman Andrew WebbWells Fargo Advisors wirehouseAltruist Advisors LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jun 16, 2026Jun 23, 2026
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18,550 moves match.