DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Taylor WanWells Fargo Advisors wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseMay 4, 2026May 6, 2026
Niraj AlayWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 4, 2026Apr 29, 2026
T. Michael HayseWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 1, 2026Jun 4, 2026 (34 d)
Brenda Rose AslynWells Fargo Advisors wirehouseOsaic Institutions, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 29, 2026Apr 28, 2026
Philip J D'EliaWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseApr 29, 2026May 4, 2026
Donald Alan WelshWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankApr 29, 2026Apr 27, 2026
Marida Luz BruggemanWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankApr 29, 2026Apr 24, 2026
Kelly O'TooleWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 29, 2026Apr 27, 2026
Breonni GantlinWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 29, 2026May 19, 2026
Alexis SaucedoWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 29, 2026May 5, 2026
Patrick Brent SundbergWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 29, 2026Jun 2, 2026 (34 d)
Matthew KupreanikWells Fargo Advisors wirehouseJanney Montgomery Scott LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 29, 2026May 26, 2026
Amy Jean CowgerWells Fargo Advisors wirehouseElliott Cove Capital Management mixed wealthWirehouse to independent RIAApr 29, 2026Aug 13, 2026 (106 d)
Jonathan Brian McdougaldWells Fargo Advisors wirehouseUnited Brokerage Services Inc BD affiliatedWirehouse to affiliated broker-dealer or bankApr 28, 2026Jun 8, 2026 (41 d)
Christian Michael TaylorWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankApr 27, 2026Apr 17, 2026
Mee Teng TanWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseApr 27, 2026Jun 4, 2026 (38 d)
William Mullins EdmistonWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseApr 27, 2026May 22, 2026
Riley JustWells Fargo Advisors wirehouseAmeriprise Financial Services, LLC national BDWirehouse to affiliated broker-dealer or bankApr 27, 2026Apr 28, 2026
Moustapha MamadouWells Fargo Advisors wirehouseTd Private Client Wealth LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 24, 2026Jun 8, 2026 (45 d)
Kenneth CagnolattiWells Fargo Advisors wirehouseAnchor & Oak Wealth Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 24, 2026Jul 22, 2026 (89 d)
Lance Triplett ToweryWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAApr 23, 2026Apr 17, 2026
Jennifer SolovicWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankApr 23, 2026Jun 29, 2026 (67 d)
Kelsey Alexis RuttenbergWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 23, 2026Apr 24, 2026
Akkila Shadae HayesWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 23, 2026May 6, 2026
Ryan Addison BogertWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseApr 23, 2026May 22, 2026
Nancy Faye AndersonWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 22, 2026Apr 16, 2026
Robert DerienzoWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 22, 2026Apr 16, 2026
Casey Alan PickettWells Fargo Advisors wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankApr 22, 2026Apr 24, 2026
Damion GrantWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankApr 22, 2026Apr 23, 2026
Joshua Samuel LuerkensWells Fargo Advisors wirehouseRBC Capital Markets, LLC national BDWirehouse to affiliated broker-dealer or bankApr 21, 2026Apr 9, 2026
Luis CastanedaWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseApr 20, 2026May 28, 2026 (38 d)
Robert Dean SchutzWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 20, 2026Apr 6, 2026
Arturo RomoWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankApr 20, 2026May 13, 2026
Lionell StovallWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 15, 2026Jun 5, 2026 (51 d)
Jonathan HolcombWells Fargo Advisors wirehouseT. Rowe Price Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 13, 2026Aug 28, 2026 (137 d)
Dane Zachary BlakeleyWells Fargo Advisors wirehouseTruist Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2026Apr 14, 2026
Patrick ChinWells Fargo Advisors wirehouseWealth Enhancement Advisory Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2026Apr 6, 2026
Anis Anthony EghterafiWells Fargo Advisors wirehouseUnited Brokerage Services Inc BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2026Jun 5, 2026 (56 d)
Constance Faith MixWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankApr 10, 2026Apr 13, 2026
Kyle Robert NeeseWells Fargo Advisors wirehouseSunpointe Investments independent RIAWirehouse to independent RIAApr 9, 2026Apr 13, 2026
Tyler Donaldson CremerWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankApr 8, 2026Apr 21, 2026
Travis Alan TomWells Fargo Advisors wirehouseEndeavor Private Wealth, Inc. independent RIAWirehouse to independent RIAApr 7, 2026May 13, 2026 (36 d)
Dale Anthony HoeflingerWells Fargo Advisors wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 7, 2026Apr 22, 2026
Katie Louise LatourWells Fargo Advisors wirehouseU.S. Bancorp Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 6, 2026May 8, 2026 (32 d)
Tyler James OswaldWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseApr 6, 2026Apr 7, 2026
Thomas Jake CaughellWells Fargo Advisors wirehouseCutler Investment Group independent RIAWirehouse to independent RIAApr 6, 2026Apr 13, 2026
Davion Pelmore-SheltonWells Fargo Advisors wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankApr 6, 2026Apr 9, 2026
Jarrett K BrantWells Fargo Advisors wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseApr 6, 2026Apr 2, 2026
Sheri Lynn RhyanWells Fargo Advisors wirehouseXcelsior Advisor Partners LLC independent RIAWirehouse to independent RIAApr 2, 2026Apr 15, 2026
Robert Jon MarquardtWells Fargo Advisors wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2026Apr 23, 2026
James Edward PylesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAApr 1, 2026Mar 27, 2026
Oumy Haby KaneWells Fargo Advisors wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 1, 2026Apr 23, 2026
Lawrence John McternanWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 30, 2026Mar 25, 2026
Sean Kerry BevanWells Fargo Advisors wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 30, 2026Mar 30, 2026
Brad A PaytonWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankMar 30, 2026Jul 2, 2026 (94 d)
Ethan Knifechief HerodWells Fargo Advisors wirehouseMML Investors Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 30, 2026Apr 16, 2026
Scott Francis DroskieWells Fargo Advisors wirehouseInternational Assets Investment Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 26, 2026May 13, 2026 (48 d)
Matthew Michael RayeWells Fargo Advisors wirehouseMidland Wealth Management otherOtherMar 23, 2026Jul 15, 2026 (114 d)
Brandon James JohnsonWells Fargo Advisors wirehouseFirst Citizens Investor Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 23, 2026Mar 26, 2026
Travis PoteetWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMar 23, 2026Mar 25, 2026
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18,560 moves match.