DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from D.A. Davidson & Co.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Thomas Sharpe | D.A. Davidson & Co. independent RIA | First Heartland Consultants, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 8, 2024 | Apr 8, 2025 (274 d) |
| Lindsay Bliek | D.A. Davidson & Co. independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2024 | Sep 10, 2025 (435 d) |
| Edwin Glenn Turnquist | D.A. Davidson & Co. independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Jun 12, 2024 | May 29, 2024 |
| Michael Allen Lawyer | D.A. Davidson & Co. independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Jun 12, 2024 | May 29, 2024 |
| Adele Kates | D.A. Davidson & Co. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jun 12, 2024 | Aug 13, 2024 (62 d) |
| Kristin Stuckey | D.A. Davidson & Co. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 12, 2024 | Jun 7, 2024 |
| Anthony Santiago Meza | D.A. Davidson & Co. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 6, 2024 | May 22, 2024 |
| Margaret Mary Lavecchia Baldwin | D.A. Davidson & Co. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 6, 2024 | May 22, 2024 |
| Jack Galloway Wilding | D.A. Davidson & Co. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 30, 2024 | Jan 2, 2026 (582 d) |
| Michelle Lynn Wanless | D.A. Davidson & Co. independent RIA | Allium Financial Advisors, LLC independent RIA | RIA to RIA | May 6, 2024 | Jun 20, 2024 (45 d) |
| Daryl Tyler Geffken | D.A. Davidson & Co. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2024 | Jun 12, 2024 (37 d) |
| Marsha Lynn Williams | D.A. Davidson & Co. independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2024 | Mar 22, 2024 |
| Heather Yasmeen Michail | D.A. Davidson & Co. independent RIA | Tschetter Group independent RIA | RIA to RIA | Mar 25, 2024 | Jun 26, 2024 (93 d) |
| Suzette Lawrence | D.A. Davidson & Co. independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 8, 2024 | Mar 18, 2024 |
| Hope Menaker Boyce | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 5, 2024 | Feb 29, 2024 |
| Lonn Sander Ensing | D.A. Davidson & Co. independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Mar 4, 2024 | Feb 29, 2024 |
| Nicholas Earl Storrusten | D.A. Davidson & Co. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Feb 1, 2024 | Aug 7, 2023 |
| David Thomas Guenthner | D.A. Davidson & Co. independent RIA | True North Financial independent RIA | RIA to RIA | Feb 1, 2024 | Jan 8, 2024 |
| Ketulkumar Jatinbhai Trivedi | D.A. Davidson & Co. independent RIA | Pacific Portfolio Consulting, LLC mixed wealth | RIA to RIA | Feb 1, 2024 | Sep 8, 2023 |
| Stan Howard Dreyfuss | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2024 | Jan 25, 2024 |
| Louise Kane | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2024 | Jan 25, 2024 |
| Randall Warren Nelson | D.A. Davidson & Co. independent RIA | The Baker Group, LP state registered | RIA to a state-registered adviser | Jan 18, 2024 | Mar 3, 2025 (410 d) |
| Gregg William Whelan | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 20, 2023 | Nov 30, 2023 |
| Rose Pflug | D.A. Davidson & Co. independent RIA | Corient independent RIA | RIA to RIA | Dec 20, 2023 | Sep 11, 2025 (631 d) |
| April Cardoza | D.A. Davidson & Co. independent RIA | Ashton Thomas Private Wealth independent RIA | RIA to RIA | Dec 4, 2023 | Nov 29, 2023 |
| Benjamin Ross Howell | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 30, 2023 | Oct 26, 2023 |
| Marissa H Hammerstrom | D.A. Davidson & Co. independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2023 | Nov 15, 2023 (34 d) |
| Michael Foster Mcgovern | D.A. Davidson & Co. independent RIA | Fisher Investments independent RIA | RIA to RIA | Oct 4, 2023 | Oct 16, 2023 |
| Bryan Danny Mcdermott | D.A. Davidson & Co. independent RIA | Financial Planning For Generations, Inc. state registered | RIA to a state-registered adviser | Sep 14, 2023 | Sep 28, 2023 |
| Anita Ravani | D.A. Davidson & Co. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Mar 24, 2023 | Mar 24, 2023 |
| Tiffany Mondori Ledesma | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2023 | Mar 3, 2023 |
| Derek Scott Radulski | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2023 | Jan 18, 2023 |
| Kevin M Monaco | D.A. Davidson & Co. independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2022 | Dec 2, 2022 (45 d) |
| Steven Andrea Anderson | D.A. Davidson & Co. independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Sep 26, 2022 | Oct 17, 2022 |
| Cory A. Spalinger | D.A. Davidson & Co. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Aug 29, 2022 | Sep 2, 2022 |
| Stuart Miller Porterfield | D.A. Davidson & Co. independent RIA | &Partners independent RIA | RIA to RIA | Aug 18, 2022 | Sep 28, 2023 (406 d) |
| David Michael Berdine | D.A. Davidson & Co. independent RIA | Badgley Phelps Wealth Managers independent RIA | RIA to RIA | Aug 10, 2022 | Jun 10, 2024 (670 d) |
| David Lee Paxton | D.A. Davidson & Co. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 2, 2022 | Aug 4, 2022 |
| Emily Story | D.A. Davidson & Co. independent RIA | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2022 | Aug 9, 2022 |
| Kelvin Joel Herbruger | D.A. Davidson & Co. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 19, 2022 | Aug 1, 2022 |
| Christa Nicole Gunner | D.A. Davidson & Co. independent RIA | The Caprock Group, LLC independent RIA | RIA to RIA | Jun 27, 2022 | Jul 8, 2022 |
| Jeremy Michael Elbert | D.A. Davidson & Co. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jun 6, 2022 | May 31, 2022 |
| Scott Greg Anderson | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 27, 2022 | May 26, 2022 |
| Kimberly Diane Gilkey | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 27, 2022 | May 26, 2022 |
| Anelia Gueorguieva Kaloferova | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 27, 2022 | May 26, 2022 |
| Matthew William Anderson | D.A. Davidson & Co. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 27, 2022 | May 26, 2022 |
| Brittany Elaine Cross | D.A. Davidson & Co. independent RIA | First Heartland Consultants, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 23, 2022 | Oct 11, 2022 (141 d) |
| Brittany Christians | D.A. Davidson & Co. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | May 23, 2022 | Jun 16, 2022 |
| Ellen Marie Fitzgerald | D.A. Davidson & Co. independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2022 | Feb 18, 2025 (1034 d) |
| Christine Yeakley | D.A. Davidson & Co. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 18, 2022 | Mar 13, 2026 (1425 d) |
| Paula Juszczyk | D.A. Davidson & Co. independent RIA | Cetera Advisor Networks LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | May 2, 2022 |
| Katherine Erin Ehlers | D.A. Davidson & Co. independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2022 | Mar 21, 2022 |
| Brett B Megrue | D.A. Davidson & Co. independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 22, 2022 | Feb 24, 2022 |
| Madison Williams | D.A. Davidson & Co. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 2, 2022 | Mar 11, 2022 (37 d) |
| Robert Hugh Lau | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 12, 2022 | Jan 11, 2022 |
| Jo Ann Kreitman | D.A. Davidson & Co. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 12, 2022 | Jan 19, 2022 |
| Scott Andrew Coya | D.A. Davidson & Co. independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2022 | Jan 12, 2022 |
| Natalie Marian Bova | D.A. Davidson & Co. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 3, 2022 | Jan 14, 2022 |
| Jill Hendrickson Mcentee | D.A. Davidson & Co. independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Dec 16, 2021 | Dec 22, 2021 |
| Michael Ross Natzic | D.A. Davidson & Co. independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 1, 2021 | Dec 1, 2021 |
382 moves match.