DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bny Mellon Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kimberly Wheeler Goodman	Bny Mellon Securities Corporation other	Td Private Client Wealth LLC other	Other	Oct 8, 2009	Aug 28, 2014 (1785 d)
James Michael Fritz	Bny Mellon Securities Corporation other	Morgan Stanley wirehouse	Other	Sep 18, 2009	Dec 17, 2009 (90 d)
Catherine Derby Burgess	Bny Mellon Securities Corporation other	Morgan Stanley wirehouse	Other	Jun 23, 2009	Feb 4, 2010 (226 d)
Kenneth Wesley Shell	Bny Mellon Securities Corporation other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 23, 2009	Sep 2, 2015 (2262 d)
Matthew Phillip Keefe	Bny Mellon Securities Corporation other	Russell Investments other	Other	Jun 4, 2009	Jun 24, 2009
Eleana Touris Mclane	Bny Mellon Securities Corporation other	Nationwide Securities, LLC no RAUM	Other	Feb 4, 2009	May 11, 2011 (826 d)
Benjamin Burns Mackey	Bny Mellon Securities Corporation other	Ameriprise Financial Services, LLC national BD	Other	Feb 4, 2009	Dec 4, 2017 (3225 d)
Jason M Petrie	Bny Mellon Securities Corporation other	Raymond James & Associates, Inc. national BD	Other	Dec 1, 2008	Jul 15, 2025 (6070 d)
Walter John Murphy	Bny Mellon Securities Corporation other	E*Trade Capital Management, LLC other	Other	Nov 17, 2008	Oct 7, 2009 (324 d)
Christopher Anthony Mangiapane	Bny Mellon Securities Corporation other	Parkland Wealth Management, LLC unclassified	Other	Nov 17, 2008	Aug 25, 2015 (2472 d)
Morris Murciano	Bny Mellon Securities Corporation other	Edward Jones national BD	Other	Oct 29, 2008	Dec 2, 2008 (34 d)
Eugene Charles Sulzberger	Bny Mellon Securities Corporation other	Efg Capital Advisors Inc. other	Other	Sep 25, 2008	Dec 11, 2008 (77 d)
Adam G. Lewis	Bny Mellon Securities Corporation other	Charles Schwab & Co., Inc. national BD	Other	Sep 18, 2008	Aug 17, 2009 (333 d)
Julie Denten Kelly	Bny Mellon Securities Corporation other	Corestates Capital Advisors, LLC other	Other	Jun 10, 2008	Jun 2, 2008
Patrick Joseph Mcginty	Bny Mellon Securities Corporation other	Pgim Investments LLC other	Other	Apr 9, 2008	May 8, 2008
Michael Stephen Costantini	Bny Mellon Securities Corporation other	Summit Financial Group Inc other	Other	Apr 2, 2008	Apr 25, 2008
Christopher Peter Fuschillo	Bny Mellon Securities Corporation other	Lord, Abbett & Co. LLC other	Other	Feb 25, 2008	Jul 14, 2008 (140 d)
Michael Winn Barnes	Bny Mellon Securities Corporation other	Ameriprise Financial Services, LLC national BD	Other	Feb 1, 2008	Mar 10, 2008 (38 d)
Harold Wayne Clemons	Bny Mellon Securities Corporation other	Tam Portfolios, LLC other	Other	Jan 25, 2008	Mar 19, 2014 (2245 d)
Peter J Hess	Bny Mellon Securities Corporation other	Nuveen Fund Advisors, LLC other	Other	Jan 8, 2008	Jan 16, 2008
Frederick B Denitz	Bny Mellon Securities Corporation other	Northwestern Mutual Investment Services,LLC other	Other	Dec 10, 2007	Mar 2, 2009 (448 d)
Daniel Bermiss	Bny Mellon Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Oct 4, 2007	Aug 29, 2013 (2156 d)
Stephen Paul Pedicini	Bny Mellon Securities Corporation other	Alliancebernstein L.P. other	Other	Apr 19, 2007	May 4, 2007
Eric Joseph Wyer	Bny Mellon Securities Corporation other	Morgan Stanley & Co. LLC unclassified	Other	Mar 5, 2007	Jul 2, 2008 (485 d)
Gregory L Williams	Bny Mellon Securities Corporation other	Ernst & Young Investment Advisers Llp no RAUM	Other	Jan 10, 2007	Feb 18, 2021 (5153 d)
Joseph Walter Doyle	Bny Mellon Securities Corporation other	Advice And Planning Services BD affiliated	Other	Nov 28, 2006	Sep 29, 2025 (6880 d)
Christopher Anthony Gill	Bny Mellon Securities Corporation other	Manulife Investment Management (US) LLC other	Other	Oct 31, 2006	Feb 25, 2008 (482 d)
Eric Lee Diamond	Bny Mellon Securities Corporation other	Strategic Advisers LLC national BD	Other	Oct 23, 2006	Feb 20, 2007 (120 d)
Lisa Reddo	Bny Mellon Securities Corporation other	Td Ameritrade Investment Management, LLC other	Other	Oct 23, 2006	Jul 14, 2008 (630 d)
Adam Nickolas Stork	Bny Mellon Securities Corporation other	Td Ameritrade, Inc. no RAUM	Other	Oct 23, 2006	Mar 14, 2007 (142 d)
Mikhael David Halper	Bny Mellon Securities Corporation other	Td Ameritrade Investment Management, LLC other	Other	Oct 23, 2006	Jan 5, 2007 (74 d)
Cathy Argentieri	Bny Mellon Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Oct 17, 2006	Aug 16, 2007 (303 d)
Michael Vincent Campo	Bny Mellon Securities Corporation other	E*Trade Capital Management, LLC other	Other	Oct 17, 2006	Jan 17, 2007 (92 d)
Jason Phillip Beswick	Bny Mellon Securities Corporation other	Edward Jones national BD	Other	Oct 11, 2006	Nov 6, 2006
John A Pellegrini	Bny Mellon Securities Corporation other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 2, 2006	Feb 14, 2008 (500 d)
John Alan Hanhauser	Bny Mellon Securities Corporation other	Oppenheimer & Co. Inc. other	Other	Aug 31, 2006	Sep 7, 2006
Mark Steven Kavolius	Bny Mellon Securities Corporation other	Stonebridge Advisors LLC other	Other	Aug 31, 2006	Jun 4, 2007 (277 d)
Rajesh Roodal Singh	Bny Mellon Securities Corporation other	New York Life Investment Management LLC other	Other	Aug 24, 2006	Oct 2, 2006 (39 d)
William W Gist	Bny Mellon Securities Corporation other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 5, 2006	Jul 27, 2006 (52 d)
Bogdan Dinca	Bny Mellon Securities Corporation other	Charles Schwab & Co., Inc. national BD	Other	Jun 1, 2006	Jun 19, 2006
Robert Melle	Bny Mellon Securities Corporation other	Citicorp Investment Services unclassified	Other	Apr 27, 2006	Jul 12, 2006 (76 d)
Robert Christopher Swanson	Bny Mellon Securities Corporation other	UBS Financial Services Inc. wirehouse	Other	Apr 10, 2006	Apr 21, 2006
Leif Van Saun Springer	Bny Mellon Securities Corporation other	John Hancock Investment Management LLC other	Other	Apr 5, 2006	Apr 12, 2006
Shane Eli Miller	Bny Mellon Securities Corporation other	Bny Investment Center Inc. unclassified	Other	Feb 6, 2006	Mar 29, 2006 (51 d)
Isaac Zacharia	Bny Mellon Securities Corporation other	Td Wealth Management Services Inc. unclassified	Other	Jan 31, 2006	Feb 7, 2006
Thomas Alexander Scarbrough	Bny Mellon Securities Corporation other	Strategic Advisers LLC national BD	Other	Jan 31, 2006	Jul 30, 2007 (545 d)
Robert Frank Notarfrancesco	Bny Mellon Securities Corporation other	Td Wealth Management Services Inc. unclassified	Other	Jan 27, 2006	Feb 6, 2006
Craig A. Pruett	Bny Mellon Securities Corporation other	Citigroup Global Markets Inc. other	Other	Nov 29, 2005	Dec 7, 2005
Darrell Stephen Roberts	Bny Mellon Securities Corporation other	E*Trade Capital Management, LLC other	Other	Oct 28, 2005	Oct 19, 2006 (356 d)
Scott Christopher Vlasi	Bny Mellon Securities Corporation other	Banc Of America Investment Services, Inc. unclassified	Other	Oct 10, 2005	Jun 13, 2006 (246 d)
Bradford Robert Mehl	Bny Mellon Securities Corporation other	UBS Financial Services Inc. wirehouse	Other	Oct 4, 2005	Jun 23, 2006 (262 d)
David Scott Goodman	Bny Mellon Securities Corporation other	Cuna Brokerage Services, Inc. other	Other	Sep 2, 2005	Sep 8, 2005
Stephen Carl Farinacci	Bny Mellon Securities Corporation other	Hsbc Securities (USA) Inc. other	Other	Jul 8, 2005	Jun 12, 2006 (339 d)
James Roy Woodfin	Bny Mellon Securities Corporation other	Lighthouse Dreyfus Growth Advisors unclassified	Other	Jun 30, 2005	Nov 1, 2002
Peter Sanoulis	Bny Mellon Securities Corporation other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 28, 2005	Jul 19, 2012 (2578 d)
Daniel James Gikher	Bny Mellon Securities Corporation other	Ifmg Securities, Inc. unclassified	Other	Jun 27, 2005	Jul 5, 2005
Frederick B Denitz	Bny Mellon Securities Corporation other	Mbsc, LLC unclassified	Other	Jun 6, 2005	Aug 17, 2005 (72 d)
Vincent Frank Gerardi	Bny Mellon Securities Corporation other	Wells Fargo Advisors wirehouse	Other	May 11, 2005	May 24, 2005
Peter John Cocolaras	Bny Mellon Securities Corporation other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 6, 2005	Apr 19, 2021 (5857 d)
James Lang	Bny Mellon Securities Corporation other	Strategic Advisers LLC national BD	Other	Feb 3, 2005	Apr 25, 2005 (81 d)

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208 moves match.