DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Raymond Charles Chera | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2026 | Apr 20, 2026 |
| Matthew Cianci | Osaic Wealth, Inc. BD affiliated | Ruggiero Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Apr 28, 2026 |
| Daniel Elbaz | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2026 | Apr 20, 2026 |
| Scott Michael Barber | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Apr 14, 2026 |
| Alex Michael Micknis | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Apr 13, 2026 |
| David Kees | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 15, 2026 |
| Douglas Arvid Jergenson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 13, 2026 |
| Erik Bradley Niland | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Jun 23, 2026 (70 d) |
| Stuart Wally Blankenship | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 20, 2026 |
| Brian Kirkham Smoot | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Jun 16, 2026 (69 d) |
| Cory Ryan Procter | Osaic Wealth, Inc. BD affiliated | Pro Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2026 | Jun 2, 2025 |
| Shaylor Smith | Osaic Wealth, Inc. BD affiliated | Pro Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2026 | Jun 2, 2025 |
| Sara Lee Brost | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 15, 2026 |
| Craig William Venard | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Apr 1, 2026 |
| Gregory Robert Bersch | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Apr 3, 2026 |
| John Eric Hoemeyer | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 30, 2026 |
| Ronald Lane Martin | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 19, 2026 |
| John M Hoemeyer | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 30, 2026 |
| Godfrey Steve Statia | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 31, 2026 |
| Nicholas Alexander Wellbrock | Osaic Wealth, Inc. BD affiliated | Norseman Advisory Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 6, 2026 | May 13, 2026 (37 d) |
| Eli Hunter Eddy | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2026 | Apr 1, 2026 |
| Christopher T Benoit | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Bryan David Fenn | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 31, 2026 |
| David Joseph Sousa | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 21, 2026 |
| Timothy Charles Parros | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 2, 2026 |
| Jack W. Yvars | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 15, 2026 |
| Nicholas Parros | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Eric Mcintyre | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 30, 2026 |
| Joshua William Levitus | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 2, 2026 |
| Brooks David Vanderzee | Osaic Wealth, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | May 30, 2019 |
| William Robert Thorman | Osaic Wealth, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Aug 6, 2026 (128 d) |
| Theresa Susan Dutridge | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Jul 1, 2026 (92 d) |
| Connor Buck | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2026 | Apr 16, 2026 |
| Jonathan L Webb | Osaic Wealth, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Apr 24, 2026 |
| Stephan Claus Oster | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 26, 2026 |
| Angela Marie Jamar | Osaic Wealth, Inc. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2026 | Apr 9, 2026 |
| Amanda S Fischer | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 26, 2026 |
| Christopher Walton | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 25, 2026 |
| Tasha Marie Coleman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Mar 24, 2026 |
| Andrew Bjorklund | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Mar 23, 2026 |
| Sean Michael Mcbrine | Osaic Wealth, Inc. BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Mar 23, 2026 |
| David Charles Miller | Osaic Wealth, Inc. BD affiliated | First Heartland Consultants, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Jun 15, 2026 (83 d) |
| Robert P Huntington | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Jun 4, 2026 (72 d) |
| Scott Allen Fredrickson | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 16, 2026 |
| Samuel Stuart Pasquale | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Mar 17, 2026 |
| David J. Wibbenmeyer | Osaic Wealth, Inc. BD affiliated | Premier Financial Partners, LLC unclassified | Other | Mar 20, 2026 | Mar 15, 2018 |
| Tameika M Thomas | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Mar 18, 2026 |
| Andrew B Chou | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Mar 9, 2026 |
| William Charles Richards | Osaic Wealth, Inc. BD affiliated | Your Ia, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2026 | Mar 20, 2026 |
| Brandon Walter Stukus | Osaic Wealth, Inc. BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2026 | Jul 28, 2026 (133 d) |
| Michael Keith Napier | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 12, 2026 |
| Kenneth James Cappelli | Osaic Wealth, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 19, 2026 |
| Joseph Barnas | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 20, 2026 |
| Henry Chau | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 5, 2026 |
| Robert Cleveland Grizzard | Osaic Wealth, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 3, 2026 |
| Tammy Ann Hospodar | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 2, 2026 |
| David Soong Park | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 2, 2026 |
| Eric Jason Stroehle | Osaic Wealth, Inc. BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Mar 3, 2026 |
| William Jay Goldsmith | Osaic Wealth, Inc. BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Mar 4, 2026 |
| Hardit Narayan Chaudhary | Osaic Wealth, Inc. BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Apr 14, 2026 (46 d) |
2,262 moves match.