DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oppenheimer & Co. Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Everett SchraderOppenheimer & Co. Inc. otherB. Riley Wealth Advisors, Inc. otherOtherAug 8, 2016Sep 9, 2016 (32 d)
Alex Mh MarinoOppenheimer & Co. Inc. otherCitigroup Global Markets Inc. otherOtherAug 8, 2016Aug 5, 2016
Jessica Jill Mariucci-KurylowiczOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 3, 2016Aug 4, 2016
Kevin Patrick CusackOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 2, 2016Aug 5, 2016
June Renae MatthysseOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 2, 2016Aug 4, 2016
Valeri Renee LawsonOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 2, 2016Aug 4, 2016
Susan Louise RoseOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 2, 2016Aug 4, 2016
Andrew Robert WilsonOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 2, 2016Aug 4, 2016
Gino RussoOppenheimer & Co. Inc. otherAdi Dassler International Family Office USA Limited Partnership no RAUMOtherAug 2, 2016Mar 28, 2018 (603 d)
Shawn Michael KersjesOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 2, 2016Aug 4, 2016
James Thomas ShusterOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 2, 2016Aug 4, 2016
Christopher Nathan HendryxOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherAug 2, 2016Aug 4, 2016
James Joseph LukezicOppenheimer & Co. Inc. otherCambridge Investment Research Advisors, Inc. otherOtherJul 27, 2016Jul 27, 2016
Ryan StecklerOppenheimer & Co. Inc. otherJanney Montgomery Scott LLC otherOtherJul 20, 2016Jul 19, 2016
Jose BaezOppenheimer & Co. Inc. otherBenchmark Financial Wealth Advisors LLC independent RIAOtherJul 19, 2016Apr 29, 2024 (2841 d)
James Joseph DotzmanOppenheimer & Co. Inc. otherRBC Capital Markets, LLC national BDOtherJul 5, 2016Jun 23, 2016
Christopher Cole WilsonOppenheimer & Co. Inc. otherMML Investors Services, LLC BD affiliatedOtherJul 5, 2016May 5, 2021 (1765 d)
Eugene Yin WangOppenheimer & Co. Inc. otherWestern International Securities otherOtherJul 5, 2016Jun 27, 2016
Daniel Charles HauschildOppenheimer & Co. Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 10, 2016Sep 2, 2016 (84 d)
Michael Trent MillerOppenheimer & Co. Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 2, 2016Jun 24, 2016
Seth E HareOppenheimer & Co. Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 2, 2016Jun 10, 2016
Robert Frances O'HerlihyOppenheimer & Co. Inc. otherWells Fargo Advisors wirehouseOtherJun 1, 2016May 20, 2016
Kenneth Michael HelmanOppenheimer & Co. Inc. otherWells Fargo Advisors wirehouseOtherJun 1, 2016May 16, 2016
Jenee C PetersOppenheimer & Co. Inc. otherPlatinum Wealth Partners otherOtherJun 1, 2016Jun 3, 2016
Kevin Enrique ConchaOppenheimer & Co. Inc. otherLeucadia Asset Management LLC otherOtherJun 1, 2016May 20, 2016
George Einar RayOppenheimer & Co. Inc. otherWfg Advisors, LP otherOtherMay 31, 2016Aug 15, 2016 (76 d)
William Thomas KaeliOppenheimer & Co. Inc. otherPnc Wealth Management otherOtherMay 4, 2016Jun 2, 2016
Enrique Omar TorrensOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherMay 2, 2016Apr 23, 2003
Kenneth Micheal BieriOppenheimer & Co. Inc. otherFounders Financial Securities, LLC otherOtherMay 2, 2016May 3, 2016
Louis Richard RoedersheimerOppenheimer & Co. Inc. otherM Holdings Securities, Inc. otherOtherMay 2, 2016Apr 15, 2016
Evan Ira FischerOppenheimer & Co. Inc. otherAmeriprise Financial Services, LLC national BDOtherApr 18, 2016Apr 18, 2016
Robb Christopher HagemanOppenheimer & Co. Inc. otherAmeriprise Financial Services, LLC national BDOtherApr 15, 2016Apr 15, 2016
Kenneth A RubinOppenheimer & Co. Inc. otherHouse Capital Advisors, LLC state registeredOtherApr 5, 2016Jan 1, 2026 (3558 d)
Adrienne Marie OutmanOppenheimer & Co. Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 24, 2016Mar 24, 2016
Patrick Brendan O'DonnellOppenheimer & Co. Inc. otherRaymond James & Associates, Inc. national BDOtherMar 18, 2016Mar 8, 2016
Kathleen C BreitmayerOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherMar 2, 2016Mar 3, 2016
Victor John PuglioOppenheimer & Co. Inc. otherWells Fargo Advisors wirehouseOtherFeb 16, 2016Feb 5, 2016
Janet L PetersonOppenheimer & Co. Inc. otherE*Trade Capital Management, LLC otherOtherFeb 16, 2016Jul 22, 2016 (157 d)
William Patrick FerryOppenheimer & Co. Inc. otherBenjamin F. Edwards & Company, Incorporated otherOtherFeb 12, 2016Feb 11, 2016
Greg Robert DayOppenheimer & Co. Inc. otherUBS Financial Services Inc. wirehouseOtherJan 22, 2016Jan 25, 2016
Carroll Edward MullisOppenheimer & Co. Inc. otherUBS Financial Services Inc. wirehouseOtherJan 22, 2016Jan 25, 2016
Eduardo Guillermo TorresOppenheimer & Co. Inc. otherIpg Investment Advisors, LLC otherOtherJan 19, 2016Jan 26, 2016
James Donald RouthierOppenheimer & Co. Inc. otherJanney Montgomery Scott LLC otherOtherJan 19, 2016Jan 19, 2016
Robert Wayne YoumanOppenheimer & Co. Inc. otherE. A. Horwitz LLC otherOtherJan 19, 2016Jan 12, 2016
Murray DropkinOppenheimer & Co. Inc. otherMurray Dropkin, LLC state registeredOtherJan 6, 2016Dec 12, 2012
Sherry Lynne RadmoreOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherJan 5, 2016Apr 15, 2003
Gregory Neal LewisOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherJan 5, 2016Apr 15, 2003
Edward Joseph LieberOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherJan 5, 2016Apr 15, 2003
Ronald David StumpfOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherJan 5, 2016Apr 15, 2003
Steven Paul SiegelOppenheimer & Co. Inc. otherSteven P. Siegel, Ltd. state registeredOtherJan 5, 2016Nov 25, 2014
Maria Troya ArriolaOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherJan 5, 2016Apr 15, 2003
Neil Edward BurnsOppenheimer & Co. Inc. otherNeil E. Burns, LLC state registeredOtherJan 5, 2016Jan 1, 2026 (3649 d)
Alan Todd KesslerOppenheimer & Co. Inc. otherSteven P. Siegel, Ltd. state registeredOtherJan 5, 2016Nov 25, 2014
Mehrnoush YazdanyarOppenheimer & Co. Inc. otherYazdanyar, Mehrnoush state registeredOtherJan 5, 2016Jan 1, 2026 (3649 d)
Stephen Michael CashOppenheimer & Co. Inc. otherPrivate Advisor Group, LLC otherOtherDec 28, 2015Dec 22, 2015
Eric Scott StromingerOppenheimer & Co. Inc. otherAegis Capital Corp. otherOtherDec 22, 2015Mar 15, 2016 (84 d)
Dedrick Lywan RhoneOppenheimer & Co. Inc. otherMorgan Stanley wirehouseOtherDec 18, 2015Dec 28, 2015
James Edward PinzkerOppenheimer & Co. Inc. otherB. Riley Wealth Advisors, Inc. otherOtherDec 16, 2015Dec 16, 2015
Joseph Nicholas RussellOppenheimer & Co. Inc. otherOppenheimer Asset Management otherOtherDec 7, 2015Apr 15, 2003
Jason Scott ParkerOppenheimer & Co. Inc. otherStifel, Nicolaus & Company, Incorporated national BDOtherDec 4, 2015Dec 7, 2015
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1,085 moves match.