DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bankers Life Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Nicholas Murphy | Bankers Life Advisory Services, Inc. BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2020 | Jun 12, 2020 |
| Albert Bryan Shapiro | Bankers Life Advisory Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2020 | Jul 28, 2020 |
| Sahid Parsard | Bankers Life Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Feb 3, 2022 (588 d) |
| Vincent Michael Farasciano | Bankers Life Advisory Services, Inc. BD affiliated | Innovative Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 15, 2020 | May 14, 2020 |
| Cameron Hall Lang | Bankers Life Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2020 | Jun 3, 2020 (54 d) |
| Christy Sue Manthei | Bankers Life Advisory Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2020 | Jul 10, 2020 (106 d) |
| Scott Allen Waechter | Bankers Life Advisory Services, Inc. BD affiliated | Fsb Premier Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2020 | Apr 16, 2020 |
| Zachary David Meyer | Bankers Life Advisory Services, Inc. BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Jan 7, 2020 |
| Daniel Willis | Bankers Life Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 17, 2019 | Jun 17, 2021 (548 d) |
| Jesse Zaragoza | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Jan 15, 2020 (34 d) |
| Timothy James Bosworth | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2019 | Aug 1, 2019 |
| Parker Marshall | Bankers Life Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Oct 23, 2019 |
| Austen Derek Horn | Bankers Life Advisory Services, Inc. BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2019 | Nov 7, 2019 |
| Mohsen Babaeian | Bankers Life Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 10, 2019 | Sep 30, 2019 |
| William John Kosic | Bankers Life Advisory Services, Inc. BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2019 | Oct 22, 2019 |
| Brian E Orr | Bankers Life Advisory Services, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2019 | Feb 18, 2020 (174 d) |
| Roya Mohammadi | Bankers Life Advisory Services, Inc. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 9, 2021 (725 d) |
| Lanita Lynn Wheetley | Bankers Life Advisory Services, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2019 | Oct 9, 2019 (69 d) |
| Talonda M Howard | Bankers Life Advisory Services, Inc. BD affiliated | Empower Advisory Group, LLC institutional | Other | Jul 25, 2019 | Mar 23, 2020 (242 d) |
| Jeffrey Edwin Kissiar | Bankers Life Advisory Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | May 27, 2020 (321 d) |
| Michael Hyer | Bankers Life Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Jun 17, 2019 |
| Kenneth Eric Stupski | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2019 | Jun 17, 2019 |
| Thomas Jude Semmes Hughs | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jun 17, 2019 |
| Timothy Den | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | May 8, 2019 |
| Jeremy William Watson | Bankers Life Advisory Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | Aug 19, 2019 (94 d) |
| Christopher James Hoxie | Bankers Life Advisory Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 4, 2019 |
| Carlas Wade Dixon | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Apr 17, 2019 |
| Dennis Chung Kuo Ku | Bankers Life Advisory Services, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Mar 1, 2019 |
| Kevin Ewing | Bankers Life Advisory Services, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2019 | Sep 6, 2019 (233 d) |
| Derrick Scott Kelly | Bankers Life Advisory Services, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Nov 1, 2018 |
| Edward Earl Burchfield | Bankers Life Advisory Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2018 | Oct 29, 2018 |
| Robert Christopher Beaulieu | Bankers Life Advisory Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Jan 29, 2019 (103 d) |
| Chad Michael Curtis | Bankers Life Advisory Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Apr 1, 2019 (203 d) |
| Vernon Glenn Schoonover | Bankers Life Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 18, 2018 | Jun 18, 2018 (61 d) |
| Brian Lee Clapp | Bankers Life Advisory Services, Inc. other | Summit Financial Group Inc BD affiliated | Other | Mar 22, 2018 | Apr 17, 2018 |
| Erik James Andersen | Bankers Life Advisory Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 13, 2018 | Mar 2, 2018 |
| Kirby Towns | Bankers Life Advisory Services, Inc. other | State Farm Investment Management Corp. asset manager | Other | Jan 31, 2018 | Apr 23, 2026 (3004 d) |
| Ashley Ross | Bankers Life Advisory Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Jan 18, 2018 | Feb 1, 2018 |
| Curtis Ray Brooks | Bankers Life Advisory Services, Inc. other | Edward Jones national BD | Other | Oct 5, 2017 | Sep 18, 2017 |
| Joanna Scates Beachly | Bankers Life Advisory Services, Inc. other | Principal Securities, Inc. BD affiliated | Other | Sep 26, 2017 | Sep 20, 2024 (2551 d) |
| Ryan Scott Yocum | Bankers Life Advisory Services, Inc. other | Cuna Brokerage Services, Inc. other | Other | Sep 8, 2017 | Sep 12, 2017 |
| Heide Murray | Bankers Life Advisory Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Aug 18, 2017 | Aug 22, 2017 |
| Russell L Thomas | Bankers Life Advisory Services, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Aug 1, 2017 | Apr 17, 2019 (624 d) |
| Ward Paul Brooks | Bankers Life Advisory Services, Inc. other | Solomon Api LLC independent RIA | Other | Jul 25, 2017 | Jul 15, 2019 (720 d) |
| Kristen Lee Dixon | Bankers Life Advisory Services, Inc. other | Wells Fargo Advisors wirehouse | Other | Jul 11, 2017 | Aug 2, 2017 |
| Elizabeth Anne Burgess | Bankers Life Advisory Services, Inc. no RAUM | Voya Financial Advisors, Inc. other | Other | Mar 13, 2017 | Feb 6, 2018 (330 d) |
Page 4 of 4Previous
226 moves match.