DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Greenlee | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 17, 2024 | Dec 2, 2024 (320 d) |
| Shelly M Churchill | First Command Advisory Services BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 30, 2024 |
| Eugene Monton Cabrera | First Command Advisory Services BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 8, 2025 (363 d) |
| Michael Thomas Marziaz | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Feb 5, 2024 |
| Samantha Swenson Darnell | First Command Advisory Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Mar 21, 2025 (455 d) |
| Jason Bergheger | First Command Advisory Services BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Jan 18, 2024 (34 d) |
| Siobhan Rudacille | First Command Advisory Services BD affiliated | Copper Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2023 | Dec 5, 2023 |
| Read Tyler Otto | First Command Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 3, 2023 |
| Marckus Mcneil | First Command Advisory Services BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Apr 10, 2025 (492 d) |
| Ancle Ray Evans | First Command Advisory Services BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Oct 31, 2023 |
| John Joseph Donahoe | First Command Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Nov 7, 2023 |
| Robert Morgan | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 7, 2023 | Nov 22, 2023 |
| Joi Kameryn Morrison | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 24, 2023 |
| Michael Villanueva | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 25, 2023 |
| Brian Christopher Nush | First Command Advisory Services BD affiliated | Ifps no RAUM | Other | Oct 17, 2023 | Mar 14, 2025 (514 d) |
| Bryan M Parrish | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Jan 11, 2024 (92 d) |
| Mark Robert Timko | First Command Advisory Services BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Jan 26, 2024 (113 d) |
| Scott Haggas | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2023 | Oct 25, 2023 |
| David Lettinga | First Command Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Sep 15, 2023 |
| Mark Winfield Hotchkiss | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Nov 30, 2023 (59 d) |
| Kenneth Ray Tucker | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 7, 2023 |
| Timothy Jude Smith | First Command Advisory Services BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Nov 2, 2023 (58 d) |
| Jeffrey Wayne Annas | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2023 | Oct 6, 2023 (31 d) |
| Zachary V Zoufaly | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Sep 13, 2023 |
| Kamila Mcdonald | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 31, 2023 | Aug 4, 2023 |
| Paris Ashton Manis | First Command Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2023 | Jan 1, 2026 (854 d) |
| Bradley Christopher Foose | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 1, 2023 |
| Katherine Wright | First Command Advisory Services BD affiliated | Hub Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2023 | Jun 18, 2025 (667 d) |
| Rebecca Allen | First Command Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Jul 30, 2026 (1074 d) |
| Benjamin Kaplan | First Command Advisory Services BD affiliated | Forthright Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2023 | Jul 25, 2023 |
| Sarah Anne Krogh | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Oct 26, 2023 (101 d) |
| Dede Phyu Ganzer | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2023 | May 31, 2023 |
| Charles Wren Wolfe | First Command Advisory Services BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | May 25, 2023 |
| Gael Aaron Perez Rivera | First Command Advisory Services BD affiliated | Portside Wealth Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | Sep 21, 2023 (100 d) |
| Scott Schless | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2023 | Jun 5, 2023 |
| Jeffrey Hakes | First Command Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jan 16, 2025 (591 d) |
| Stephen Hilles | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2023 | May 12, 2023 |
| Larry Charles Singleton | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2023 | Jun 8, 2023 |
| Jacqueline Danielle Jenkins | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | May 17, 2023 |
| Carman Michael Kubanda | First Command Advisory Services BD affiliated | Innovative Wealth Building LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | Jun 1, 2023 |
| David B Jenkins | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | Jun 16, 2023 (39 d) |
| Cole Mason Burchianti | First Command Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | May 16, 2023 |
| Derek M Dick | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Jun 21, 2023 (57 d) |
| Austin Taylor Joyce | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 25, 2023 | Nov 24, 2023 (213 d) |
| Michael Robert Turley | First Command Advisory Services BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Sep 28, 2023 (164 d) |
| Meagan Shonay Daniels | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2023 | Jun 6, 2023 (63 d) |
| Steven Brazell | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Jun 22, 2023 (79 d) |
| Daniel Robert Kurtz | First Command Advisory Services BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Jun 14, 2023 (72 d) |
| Kaleigh Naomi Hubbard | First Command Advisory Services BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | May 23, 2023 (56 d) |
| Lore Hemenway Ford | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | May 12, 2023 (45 d) |
| Marissa Emily Smith | First Command Advisory Services BD affiliated | Kinetic Investment Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2023 | Mar 21, 2023 |
| Shawn Clay Riley | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 7, 2023 | Jul 5, 2023 (120 d) |
| Kelsey Marie Skorodziyevskiy | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Feb 24, 2023 |
| Luis A Urbina | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2023 | Feb 1, 2023 |
| Natwian Vanderveer | First Command Advisory Services BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Feb 10, 2023 | Sep 5, 2023 (207 d) |
| Jeffrey Allen Endecott | First Command Advisory Services BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Feb 24, 2023 |
| Paul William Mattke | First Command Advisory Services BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Apr 27, 2023 (111 d) |
| Thomas Richard Delaney | First Command Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2023 | Apr 25, 2023 (111 d) |
| Matthew B Keen | First Command Advisory Services BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Jan 13, 2023 |
| Brandon Douglas Vincent | First Command Advisory Services BD affiliated | Oakwood Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Dec 19, 2022 |
539 moves match.