DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mallory Feraci | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Mar 28, 2022 (48 d) |
| Charrissa Christy Wright | First Command Advisory Services BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2022 | Feb 28, 2022 |
| David Bernard Mcfadden | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 31, 2022 | Mar 21, 2022 (49 d) |
| Tina Renee Haines -Anglin | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2022 | Jan 26, 2022 |
| Dylan Whitcraft | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2022 | Jun 3, 2022 (126 d) |
| Noe Robert Lopez | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2022 | Mar 30, 2022 (69 d) |
| Dustin Goff | First Command Advisory Services BD affiliated | Robinhood Asset Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 8, 2022 | Mar 17, 2025 (1164 d) |
| Andrew Michael Zohorsky | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2022 | Feb 23, 2022 (46 d) |
| Torey Bernard Franklin | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2021 | Sep 26, 2022 (286 d) |
| Lamar Mantrell Brown | First Command Advisory Services BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Jan 3, 2022 |
| Christopher James Zuaro | First Command Advisory Services BD affiliated | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 1, 2021 |
| Kal Owen | First Command Advisory Services BD affiliated | Four Quadrant Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2021 | Dec 7, 2021 |
| Haeseong Shin | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Jan 26, 2022 (47 d) |
| Brandon T Miller | First Command Advisory Services BD affiliated | Parker Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Jan 2, 2022 (61 d) |
| Lakisha Brown | First Command Advisory Services BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2021 | Oct 21, 2021 |
| Michael Anthony Lincoln | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | May 17, 2022 (224 d) |
| Erin Colleen Owen | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2021 | Jan 3, 2022 (102 d) |
| Jordan J Barela | First Command Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2021 | Oct 18, 2021 |
| Rodney Wayne Simpson | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Oct 14, 2021 (31 d) |
| Andrew Scott Thomas | First Command Advisory Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Sep 16, 2021 |
| Heidi Fifield | First Command Advisory Services BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2021 | Aug 23, 2021 |
| Charles P Sours | First Command Advisory Services BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2021 | Jun 29, 2026 (1750 d) |
| Patrick Mueller | First Command Advisory Services BD affiliated | Alliancebernstein L.P. asset manager | Other | Sep 13, 2021 | Feb 14, 2023 (519 d) |
| Terry S Freeman | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 30, 2021 | Jan 27, 2022 (150 d) |
| Warren P Brooks | First Command Advisory Services BD affiliated | Innovative Wealth Building LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2021 | Jul 14, 2021 |
| Jennifer Brooks Hill | First Command Advisory Services BD affiliated | Innovative Wealth Building LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2021 | Jul 9, 2021 |
| Jose A Maldonado | First Command Advisory Services BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Aug 31, 2021 |
| Matthew Logan Larochelle | First Command Advisory Services BD affiliated | Bankplus Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2021 | May 19, 2022 (288 d) |
| Tashara Drayton | First Command Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2021 | May 5, 2023 (639 d) |
| Cody Michael Emerson | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Oct 14, 2021 (71 d) |
| Jonathan Messer | First Command Advisory Services BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 4, 2021 | Sep 16, 2021 (43 d) |
| Reagan Edwin Tucker | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 13, 2021 | Sep 3, 2021 (52 d) |
| Amberlyn Estelle Ponce | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Jul 6, 2021 |
| Sam Lyons | First Command Advisory Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Jun 25, 2022 (373 d) |
| Benedict V Johnson | First Command Advisory Services BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2021 | Jun 11, 2021 |
| Darrik Braden Fisk | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Aug 30, 2021 (83 d) |
| Sushen Sehgal | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Aug 8, 2021 (61 d) |
| Desiree Ceara Coleman | First Command Advisory Services BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2021 | Jul 6, 2026 (1854 d) |
| Zachary Dean Jones | First Command Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Jun 25, 2021 |
| Samantha Abigail Felger | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Oct 21, 2021 (135 d) |
| Jarrod Council | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2021 | May 19, 2021 |
| Joel Martinez | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | Feb 25, 2022 (297 d) |
| Michael Anthony D'Amelio | First Command Advisory Services BD affiliated | First Citizens Asset Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | May 14, 2021 |
| Patricia Dolores Soto | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2021 | May 3, 2021 |
| Sarah Vito | First Command Advisory Services BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Mar 17, 2021 | Jul 26, 2021 (131 d) |
| Avner Israel | First Command Advisory Services BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2021 | Mar 26, 2021 |
| Wesley James Niblack | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Feb 26, 2021 |
| Christopher Ryan Mcculloch | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Feb 26, 2021 |
| Rogelio Gonzalez | First Command Advisory Services BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2021 | Apr 16, 2021 (58 d) |
| Staci Ann Mapes | First Command Advisory Services BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2021 | Feb 5, 2021 |
| James Michael Schless | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Apr 28, 2021 (79 d) |
| Ethan William Stewart Ho | First Command Advisory Services BD affiliated | Kala Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 8, 2021 | Feb 8, 2021 |
| Austin M Gardner | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Feb 12, 2021 |
| April Dwyer Nakayama Frost | First Command Advisory Services BD affiliated | Kala Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 8, 2021 | Apr 13, 2021 (64 d) |
| Christopher Yasuji Bueno | First Command Advisory Services BD affiliated | Kala Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 8, 2021 | Apr 13, 2021 (64 d) |
| Kristopher W Dennis | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Feb 11, 2021 |
| Douglas Edward Wilkinson | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2021 | Jan 11, 2021 |
| John William Olson | First Command Advisory Services BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Nov 30, 2020 |
| Anna Matricardi | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Apr 15, 2021 (101 d) |
| Janet Russell | First Command Advisory Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 6, 2021 |
539 moves match.