DFX Intelligence
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julian Saldana | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2021 | Sep 28, 2021 |
| Albert Aaron Berg | Kestra Advisory Services, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2021 | Sep 22, 2021 |
| Izabel Angelova Angelova | Kestra Advisory Services, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 22, 2021 | Dec 3, 2021 (72 d) |
| Beth Noelle Nori | Kestra Advisory Services, LLC BD affiliated | Red Oak Financial Group mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2021 | Oct 7, 2021 |
| Vaughn William Kellerman | Kestra Advisory Services, LLC BD affiliated | Hcm Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2021 | Sep 23, 2021 |
| Darshan Prakash Makim | Kestra Advisory Services, LLC BD affiliated | Pointoak Retirement Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 31, 2021 | Sep 3, 2021 |
| Kieran Patrick Lavery | Kestra Advisory Services, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 30, 2021 | Oct 22, 2025 (1514 d) |
| David Anthony Graver | Kestra Advisory Services, LLC BD affiliated | Fort Pitt Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2021 | Aug 17, 2021 |
| Raul Aldrin Vargas | Kestra Advisory Services, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Feb 23, 2023 (563 d) |
| Wayne Salsbury | Kestra Advisory Services, LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2021 | Aug 4, 2021 |
| Joseph James Masciopinto | Kestra Advisory Services, LLC BD affiliated | Lockton Investment Advisors, LLC institutional | Other | Aug 2, 2021 | Aug 11, 2021 |
| David Nicolas Gonzaga | Kestra Advisory Services, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Aug 9, 2021 |
| Thomas Jack Bonnington | Kestra Advisory Services, LLC BD affiliated | Nixon Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2021 | Aug 2, 2021 |
| Nicholas Robert Bowden | Kestra Advisory Services, LLC BD affiliated | Antolino Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2021 | Mar 18, 2022 (238 d) |
| John Edward Wilhoit | Kestra Advisory Services, LLC BD affiliated | Cah Advisors, LLC unclassified | Other | Jul 20, 2021 | Nov 19, 2021 (122 d) |
| Mark Douglas Ray | Kestra Advisory Services, LLC BD affiliated | Onedigital institutional | Other | Jul 12, 2021 | Jan 1, 2025 (1269 d) |
| Mindee Margaret Kissinger | Kestra Advisory Services, LLC BD affiliated | Onedigital institutional | Other | Jul 12, 2021 | Jan 1, 2025 (1269 d) |
| Eric Schwartz | Kestra Advisory Services, LLC BD affiliated | Retirable independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2021 | Mar 21, 2023 (621 d) |
| Robert Whitley Allen | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2021 | Jul 9, 2021 |
| Marcel Richard Morin | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2021 | Jul 6, 2021 |
| Bradley Russell Gibson | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2021 | Jul 6, 2021 |
| Jason David Carmack | Kestra Advisory Services, LLC BD affiliated | World Investment Advisors, LLC institutional | Other | Jul 1, 2021 | Jul 2, 2021 |
| Youfeng Jiang | Kestra Advisory Services, LLC BD affiliated | Beyond Profit And Wealth Consulting state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 18, 2021 | Jan 1, 2026 (1658 d) |
| Robert Jordan Kelly | Kestra Advisory Services, LLC BD affiliated | Mas Advisors LLC institutional | Other | Jun 14, 2021 | Jun 8, 2021 |
| Natalie Young | Kestra Advisory Services, LLC BD affiliated | Cain, Watters & Associates, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 24, 2021 | Jun 17, 2021 |
| Peter James Rowley | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | May 4, 2021 | Jul 24, 2018 |
| Mark P Hamilton | Kestra Advisory Services, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | Jun 28, 2021 (55 d) |
| Laura Jane Grewe | Kestra Advisory Services, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Oct 22, 2021 (175 d) |
| Mitchell Keith Smith | Kestra Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2021 | Sep 29, 2021 (153 d) |
| Eric Carl Willer | Kestra Advisory Services, LLC BD affiliated | Direct Source Wealth Advisory unclassified | Other | Apr 27, 2021 | May 9, 2023 (742 d) |
| James Haynes | Kestra Advisory Services, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2021 | Mar 8, 2022 (315 d) |
| Kevin Charles Delvalle | Kestra Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Jul 1, 2021 (72 d) |
| Sean Andrew Kelly | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Apr 9, 2021 |
| Brooke Elizabeth Morgan | Kestra Advisory Services, LLC BD affiliated | Pt Asset Management, LLC asset manager | Other | Apr 16, 2021 | Apr 5, 2023 (719 d) |
| Gregory James Vance | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2021 | Jul 29, 2021 (105 d) |
| Allen John Hegener | Kestra Advisory Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | May 27, 2021 (62 d) |
| Abigail Sue Kuo | Kestra Advisory Services, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 29, 2021 |
| William Todd Mccollough | Kestra Advisory Services, LLC BD affiliated | Stancorp Investment Advisers, Inc. other | Other | Mar 10, 2021 | Jun 21, 2021 (103 d) |
| Matthew David Morris | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 19, 2021 | Mar 17, 2021 |
| Noel Adams | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 19, 2021 | Feb 19, 2021 |
| Blake Allen Hiett | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 19, 2021 | Feb 19, 2021 |
| Spencer Josiah Stilwell | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 19, 2021 | Feb 19, 2021 |
| Ryan Christopher Timmins | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2021 | Mar 1, 2021 |
| Jo Ann Elisabeth Favia | Kestra Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Feb 18, 2021 |
| Julia Eve Perez | Kestra Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2021 | Feb 8, 2021 |
| James Paul Johnson | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 3, 2021 |
| Paresh B Shah | Kestra Advisory Services, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 4, 2021 |
| Tom Patrick Homestead | Kestra Advisory Services, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 9, 2021 |
| Kelly Jean Famiglietta | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2021 | Jan 29, 2021 |
| Adam T Ciepiela | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2021 | Jan 29, 2021 |
| Stephen Joseph Ciepiela | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2021 | Jan 29, 2021 |
| Andrew Adam Evener | Kestra Advisory Services, LLC BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2021 | Mar 16, 2021 (61 d) |
| Jessica Bonardi Espinoza | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jan 8, 2021 | Nov 3, 2023 (1029 d) |
| Jay F Rizk | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 8, 2021 | Dec 11, 2024 (1433 d) |
| Jason Matthew Zangmeister | Kestra Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Feb 9, 2021 (40 d) |
| Jeffrey Solodkin | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2020 | Dec 7, 2020 |
| Kile Conley Weaver | Kestra Advisory Services, LLC BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2020 | Jan 25, 2021 (37 d) |
| Heather Alison Smith | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Feb 5, 2021 (49 d) |
| Joel M Feiger | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 10, 2020 |
| Matthew Jarett Hoenes | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2020 | Dec 10, 2020 |
925 moves match.