DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Russell | Kestra Advisory Services, LLC BD affiliated | Northern Trust Investments, Incorporated asset manager | Other | Nov 10, 2022 | Jan 3, 2023 (54 d) |
| Chad Allen Leigh | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2022 | Nov 4, 2022 |
| Melissa Oakes | Kestra Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2022 | Nov 15, 2022 |
| Quintin Mary Mclaran | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2022 | Nov 4, 2022 |
| Charles Chadwick Campbell | Kestra Advisory Services, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 21, 2022 |
| Eddie Ghabour | Kestra Advisory Services, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 21, 2022 |
| Michael Thomas Redmond | Kestra Advisory Services, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 21, 2022 |
| Joseph Albert Ghabour | Kestra Advisory Services, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 21, 2022 |
| David J Ali | Kestra Advisory Services, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 | Oct 21, 2022 |
| Pietro Antonio Messina | Kestra Advisory Services, LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Oct 24, 2022 |
| Gregory Charles Freeman | Kestra Advisory Services, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Sep 27, 2022 |
| Logan Christopher Kerr | Kestra Advisory Services, LLC BD affiliated | Kestra Investment Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 28, 2022 | Oct 25, 2022 |
| Duane Phillip Easter | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2022 | Sep 26, 2022 |
| Christian Kiemele | Kestra Advisory Services, LLC BD affiliated | First Trust Advisors LP asset manager | Other | Sep 13, 2022 | Sep 19, 2022 |
| Christopher Todd Chilcoat | Kestra Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Sep 28, 2022 |
| Jonathan Patrick Sheets | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2022 | Sep 9, 2022 |
| Karina Ludwika Kopaniecka | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2022 | Sep 9, 2022 |
| Robert Cary Wayland | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Sep 14, 2022 |
| Amanda Carol Henry | Kestra Advisory Services, LLC BD affiliated | Edge Capital Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Jul 26, 2024 (707 d) |
| Michael Neil Capobianco | Kestra Advisory Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2022 | Oct 19, 2022 (62 d) |
| Kenneth Walton Jenkins | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 18, 2022 | Dec 8, 2023 (477 d) |
| Ryan Allen Frankel | Kestra Advisory Services, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2022 | Sep 12, 2022 |
| William Ross Karlin | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 16, 2022 | Nov 3, 2023 (444 d) |
| Brian Craig Samet | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 15, 2022 | Nov 21, 2023 (463 d) |
| Allison Odea Edmonds | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 15, 2022 | Dec 11, 2023 (483 d) |
| Fiore J Liberta | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2022 | Aug 11, 2022 |
| Ryan Junas | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2022 | Aug 17, 2022 |
| Scott Andrew Mccaskill | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Aug 9, 2022 |
| George William Pikounis | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Aug 9, 2022 |
| Ralph David Janitell | Kestra Advisory Services, LLC BD affiliated | Umb Private Wealth Management, LLC asset manager | Other | Aug 5, 2022 | May 13, 2026 (1377 d) |
| Colin Stephen Myers | Kestra Advisory Services, LLC BD affiliated | Blue Jasper Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 13, 2022 | Jan 1, 2025 (903 d) |
| Todd S Mccaffray | Kestra Advisory Services, LLC BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2022 | Jul 13, 2022 |
| Ryan Huggins | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2022 | Aug 22, 2022 (45 d) |
| Raymond V Hayes | Kestra Advisory Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2022 | Aug 12, 2022 (42 d) |
| Mark Kruspodin | Kestra Advisory Services, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2022 | Jan 11, 2023 (195 d) |
| William Donald Blank | Kestra Advisory Services, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Jul 1, 2022 |
| Matthew Steven Donahoe | Kestra Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2022 | Feb 6, 2023 (221 d) |
| Roger Dale Gaddis | Kestra Advisory Services, LLC BD affiliated | Gaddis Premier Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2022 | Jun 23, 2022 |
| Derek Jonathon Hines | Kestra Advisory Services, LLC BD affiliated | Gaddis Premier Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2022 | Jun 23, 2022 |
| Jordan Wesley Haddox | Kestra Advisory Services, LLC BD affiliated | Gaddis Premier Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2022 | Jan 1, 2025 (922 d) |
| Patrick Thomas Harris | Kestra Advisory Services, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2022 | Jul 20, 2022 |
| James Havell | Kestra Advisory Services, LLC BD affiliated | Tanager Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2022 | Sep 1, 2022 (80 d) |
| Brandi Ann Wentz | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Jun 10, 2022 | Aug 15, 2022 (66 d) |
| Thomas John Herkert | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 6, 2022 |
| Ronald John Berkowitz | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 6, 2022 |
| Barrett Wayne Butlien | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 6, 2022 |
| Brannon Thomas Lambert | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 9, 2022 |
| Susan Mary Gullotta | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 6, 2022 |
| Matthew Joseph Greenan | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 8, 2022 |
| Michael R Herkert | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 8, 2022 | Jun 6, 2022 |
| Richard Peter Adler | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Jun 8, 2022 |
| Ross Christian Dahlof | Kestra Advisory Services, LLC BD affiliated | Christensen Group Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2022 | Jun 1, 2022 |
| Spencer Lewis Rose | Kestra Advisory Services, LLC BD affiliated | Christensen Group Financial, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | Jun 1, 2022 |
| Christopher Evans Moreland | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2022 | Jul 29, 2022 (59 d) |
| Skyeller R Hill | Kestra Advisory Services, LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Jul 3, 2025 (1134 d) |
| Michael C Kettner | Kestra Advisory Services, LLC BD affiliated | Avestar Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | May 25, 2022 |
| Caryn Jennifer Corley-Mccaskill | Kestra Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2022 | Jul 5, 2022 (53 d) |
| Michael Patrick Smith | Kestra Advisory Services, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 | May 6, 2022 |
| David Andrew Koren | Kestra Advisory Services, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 | May 6, 2022 |
| Caleb Wayne Vaughan | Kestra Advisory Services, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 | May 6, 2022 |
925 moves match.