DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacqueline Elizabeth Hughes | Kestra Advisory Services, LLC BD affiliated | Glass Jacobson Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2022 | Oct 7, 2022 (154 d) |
| Cullen Krull Reif | Kestra Advisory Services, LLC BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | May 4, 2022 | Aug 10, 2022 (98 d) |
| Charles Donald Smith | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Apr 22, 2022 |
| Austin C. Smith | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Apr 22, 2022 |
| Gabriel Cory Mcmennamy | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Apr 22, 2022 |
| Leigh Ann Gaddis | Kestra Advisory Services, LLC BD affiliated | Gaddis Premier Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 14, 2022 | Jun 23, 2022 (70 d) |
| Scott Taylor Steves | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 8, 2022 | Apr 25, 2022 |
| Scott E Kelly | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Apr 11, 2022 |
| Paul Edward Grutzner | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | May 9, 2022 (33 d) |
| Richard Howard Kudler | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Apr 16, 2022 |
| Sharon Anne Nudo | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Apr 22, 2022 |
| Ryan Martin Olson | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Apr 18, 2022 |
| Rebecca Evelyn Hipp | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Apr 15, 2022 |
| Russell G Tieman | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Apr 8, 2022 |
| Natasha Colleen Dockstader | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Apr 18, 2022 |
| Robert Allen Decker | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Jun 8, 2022 (63 d) |
| Morgan Alexandra Steves | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 6, 2022 | Apr 22, 2022 |
| Scott Joseph Smith | Kestra Advisory Services, LLC BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | Apr 5, 2022 | Apr 23, 2022 |
| Catherine Leeming Andersen | Kestra Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 1, 2022 | Jun 14, 2022 (74 d) |
| William Michael Mcdonald | Kestra Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Mar 30, 2022 |
| Kyle Rocklyn Girard | Kestra Advisory Services, LLC BD affiliated | Abbey Street no RAUM | Other | Mar 31, 2022 | Jan 2, 2020 |
| Tanner Vincent Felts | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Jun 21, 2022 (82 d) |
| Kenneth Robert Samuelson | Kestra Advisory Services, LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2022 | Mar 28, 2022 |
| Gabriel M Epstein | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Mar 24, 2022 |
| Jared Victor Mcnee | Kestra Advisory Services, LLC BD affiliated | Wolff Financial Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2022 | Apr 4, 2022 |
| Samuel Abraham Epstein | Kestra Advisory Services, LLC BD affiliated | Hurwitz Associates, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 23, 2022 | May 22, 2024 (791 d) |
| Steven Angelo Vessa | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Mar 23, 2022 |
| Victor Joseph Melfa | Kestra Advisory Services, LLC BD affiliated | Factor Investing Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2022 | Nov 9, 2021 |
| Victor Joseph Melfa | Kestra Advisory Services, LLC BD affiliated | Factor Investing Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2022 | Dec 15, 2021 |
| Aarikka Jean Burgess | Kestra Advisory Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 7, 2022 | Oct 12, 2023 (584 d) |
| Stuart Lee Youngentob | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Feb 25, 2022 |
| Arax Malvina Ryvkin | Kestra Advisory Services, LLC BD affiliated | Lazari Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2022 | Mar 16, 2022 |
| John Walter Randall | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2022 | Oct 12, 2023 (594 d) |
| Daniel Lawrence Baker | Kestra Advisory Services, LLC BD affiliated | Harbor Investment Advisory, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2022 | Nov 3, 2023 (623 d) |
| Jacob Ives Fremgen | Kestra Advisory Services, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2022 | Mar 3, 2022 |
| Ameesha Purohit Ouimet | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2022 | Mar 11, 2022 |
| Scott Kenneth Koviak | Kestra Advisory Services, LLC BD affiliated | Newport Group Consulting, LLC institutional | Other | Feb 16, 2022 | Jan 2, 2025 (1051 d) |
| Mark Joseph Byelich | Kestra Advisory Services, LLC BD affiliated | Attleboro Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 14, 2022 | Feb 14, 2022 |
| Emily Christine Wheeler | Kestra Advisory Services, LLC BD affiliated | Attleboro Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 14, 2022 | Feb 11, 2022 |
| David-Louis Browne | Kestra Advisory Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2022 | Feb 17, 2022 |
| Duncan Michael Purvis | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 2, 2022 | Feb 1, 2022 |
| Samuel W Balke | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 2, 2022 | Jan 1, 2025 (1064 d) |
| William Ehrbar | Kestra Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2022 | May 3, 2022 (92 d) |
| Emily Casey Rassam | Kestra Advisory Services, LLC BD affiliated | Archer Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2022 | Jan 20, 2022 |
| Bobby Sharan Gomez | Kestra Advisory Services, LLC BD affiliated | Kestra Investment Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2022 | Jan 11, 2022 |
| Mouna Nutakki | Kestra Advisory Services, LLC BD affiliated | Kestra Investment Management, LLC. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 11, 2022 | Jan 11, 2022 |
| Judith Ellen Smith Brown | Kestra Advisory Services, LLC BD affiliated | Sc&H Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2022 | Jan 10, 2022 |
| Bradley Austin Turlington | Kestra Advisory Services, LLC BD affiliated | White Oak Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 21, 2021 | Jan 6, 2022 |
| Rebecca Nathe | Kestra Advisory Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2021 | Apr 28, 2022 (128 d) |
| Sarah Marie Wheeler | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | May 24, 2022 (159 d) |
| Paul Helmut Auslander | Kestra Advisory Services, LLC BD affiliated | Seabridge Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2021 | Jan 14, 2025 (1133 d) |
| Shane D O'Hara | Kestra Advisory Services, LLC BD affiliated | Provise Management Group, LLC other | Other | Dec 8, 2021 | Feb 13, 2017 |
| Victor Masaru Kizushi | Kestra Advisory Services, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2021 | Nov 30, 2021 |
| Daniel James Sprusansky | Kestra Advisory Services, LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Aug 18, 2022 (272 d) |
| Thomas J Harrington | Kestra Advisory Services, LLC BD affiliated | Provise Management Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2021 | Dec 9, 2021 |
| Philip John Dettore | Kestra Advisory Services, LLC BD affiliated | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 9, 2021 |
| James A Mcmahon | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Jun 29, 2023 (610 d) |
| Cisco J. Guzman | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Jan 12, 2022 (89 d) |
| Devery Rustin Cagle | Kestra Advisory Services, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2021 | Sep 22, 2021 |
| Russell Gerard Christopher | Kestra Advisory Services, LLC BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2021 | Sep 22, 2021 |
925 moves match.