DFX Intelligence
Advisor moves
Departures from Truist Advisory Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony James Mazzo | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2022 | Jan 18, 2022 |
| Jack Arduin | Truist Advisory Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2022 | Jan 18, 2022 |
| Michael Jonathan Kravitz | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 18, 2022 |
| Brian Amster | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 14, 2022 |
| Katherine Ann Barnhart | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2022 | Jan 11, 2022 |
| Steven Ross Schiff | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 19, 2022 | Feb 18, 2022 |
| Kathleen R Keleher | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jan 18, 2022 |
| Paul Joseph Mitkish | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 18, 2022 | Jan 18, 2022 |
| Alfredo Armando Rosas | Truist Advisory Services, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jan 23, 2022 |
| Michael Wu | Truist Advisory Services, Inc. BD affiliated | Aspiriant, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2022 | Mar 29, 2022 (75 d) |
| John Joseph Mccarthy | Truist Advisory Services, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 12, 2022 |
| Julie Tener | Truist Advisory Services, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 7, 2022 |
| Michael Bellavia | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Feb 24, 2022 (51 d) |
| Brentley Elliott Priddy | Truist Advisory Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Jun 1, 2022 (149 d) |
| Kelly Davis Lenhardt | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Jan 13, 2022 |
| Norman Winston Watters | Truist Advisory Services, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Feb 24, 2022 (65 d) |
| Karen Mccloskey Lane | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 17, 2021 | Dec 17, 2021 |
| Eric Thornton | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2021 | May 4, 2023 (506 d) |
| Krista Tuell Bowen | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 3, 2021 |
| Kenneth G Hayes | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2021 | Feb 11, 2022 (67 d) |
| Elizabeth Lee Wilson | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2021 | Dec 3, 2021 |
| Adawna Ruthart | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 1, 2021 | Nov 19, 2025 (1449 d) |
| Chad Tyler Williamson | Truist Advisory Services, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Feb 9, 2022 (78 d) |
| Whitney L Dieter | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2021 | Feb 15, 2022 (85 d) |
| Derek Michael Ehman | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2021 | Nov 17, 2021 |
| John Virgil Santmyer | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2021 | Nov 19, 2021 |
| David Alan Anderson | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 19, 2021 | Nov 17, 2021 |
| Liane Hansen | Truist Advisory Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Feb 2, 2022 (76 d) |
| Dorothy Pratt Mannix | Truist Advisory Services, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 17, 2021 |
| Cline Edward Reasor | Truist Advisory Services, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 17, 2021 |
| Jonathan Collins | Truist Advisory Services, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 29, 2021 |
| Peter John Clarke | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 12, 2021 |
| Larry Gale Woods | Truist Advisory Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 15, 2021 |
| Adam Wade Deal | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Jan 11, 2022 (57 d) |
| Neva Elyse Hagopian | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 12, 2021 |
| Andrew Michael Karr | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 12, 2021 |
| Jack Steven Mutchnik | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 12, 2021 |
| Jackson Keith Traxler | Truist Advisory Services, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 12, 2021 |
| Kirk Matthew Farkas | Truist Advisory Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 5, 2021 | Jan 13, 2022 (69 d) |
| Matthew Stephen Simmons | Truist Advisory Services, Inc. BD affiliated | Salem Investment Counselors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2021 | Nov 18, 2022 (379 d) |
| Scotty Lee Morris | Truist Advisory Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Jun 21, 2024 (962 d) |
| Lekesha Antoinette Hall | Truist Advisory Services, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 8, 2023 (736 d) |
| Heather Anne Voight | Truist Advisory Services, Inc. BD affiliated | Sima Retirement Solutions, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 1, 2021 | Nov 3, 2021 |
| Curtis Cronemiller | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Oct 26, 2021 |
| Kevin Scott Campbell | Truist Advisory Services, Inc. BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2021 | Jan 1, 2025 (1162 d) |
| Angela Sue Diehl | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Nov 1, 2021 |
| Virginia Ann Copley | Truist Advisory Services, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Sep 6, 2023 (681 d) |
| Kevin Thompson | Truist Advisory Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Oct 27, 2021 |
| Michael Douglas Miller | Truist Advisory Services, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2021 | Jan 5, 2022 (76 d) |
| Dana Stefan Galenski | Truist Advisory Services, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Nov 18, 2021 |
| Joshua Matthew Garrett | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 7, 2021 |
| Joshua Lee Mcbride | Truist Advisory Services, Inc. BD affiliated | United Brokerage Services Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 25, 2021 |
| Justin Ray Hissong | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 7, 2021 |
| Eric Armstrong Williams | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 7, 2021 |
| Renee Kimberly Ramtahal | Truist Advisory Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Nov 10, 2021 |
| Lauren Michelle Cook | Truist Advisory Services, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 19, 2021 | Dec 2, 2021 (44 d) |
| Charles William Clementson | Truist Advisory Services, Inc. BD affiliated | Colonial Trust Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Dec 16, 2021 (62 d) |
| Micah Jarett Charyn | Truist Advisory Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2021 | Oct 18, 2021 |
| Travis Burgher | Truist Advisory Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Oct 20, 2021 |
| Aaron Mazer | Truist Advisory Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2021 | Dec 7, 2021 (54 d) |
1,379 moves match.