DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Truist Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Andrew ForbishTruist Advisory Services, Inc. BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2023Aug 15, 2024 (336 d)
Amanda Ludford WhatelyTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIASep 11, 2023Sep 5, 2023
William Lewis LevineTruist Advisory Services, Inc. BD affiliatedHb Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2023Dec 3, 2023 (87 d)
Alexander Harvey ArnoldTruist Advisory Services, Inc. BD affiliatedHb Wealth independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2023Dec 1, 2023 (85 d)
Jonathan Andrew BrummelTruist Advisory Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 7, 2023Sep 18, 2023
Sanjaya Krishna BaluTruist Advisory Services, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherAug 28, 2023Sep 18, 2023
Daniel James BubbicoTruist Advisory Services, Inc. BD affiliatedAlloy Investment Management state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 23, 2023Sep 12, 2023
Christopher L ChakkalapadavilTruist Advisory Services, Inc. BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 22, 2023Sep 11, 2023
Mauricio Rolando RamirezTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 22, 2023Nov 6, 2023 (76 d)
Jacqueline Alberte GilbertTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 21, 2023Nov 8, 2023 (79 d)
Paul Anthony ShorterTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2023Nov 6, 2023 (80 d)
Corinne WolthuisTruist Advisory Services, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2023Nov 6, 2023 (80 d)
Derric DumontTruist Advisory Services, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherAug 18, 2023Mar 12, 2024 (207 d)
Jonathan Thomas CarterTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseAug 18, 2023Sep 6, 2023
Jaime SettlesTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 14, 2023Aug 2, 2023
Benardo RichardsonTruist Advisory Services, Inc. BD affiliatedSchwab Wealth Advisory, Inc. no RAUMOtherAug 14, 2023Sep 1, 2023
Larry CuervoTruist Advisory Services, Inc. BD affiliatedFourthought Financial Partners, LLC. independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2023Nov 27, 2023 (108 d)
Frank Douglas MithunTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 11, 2023Jul 6, 2023
Joyce Nee ChenTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 1, 2023Jul 27, 2023
Sean Patrick McphersonTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJul 31, 2023Jul 31, 2023
Marcelo Andres GomezTruist Advisory Services, Inc. BD affiliatedBanorte Asset Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2023Aug 4, 2023
David MancusoTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 27, 2023Aug 9, 2023
Thomas Michael CartinTruist Advisory Services, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 14, 2023Sep 25, 2023 (73 d)
Jeffrey K HerrTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 13, 2023Sep 6, 2023 (55 d)
Manuel JimenezTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2023Jul 12, 2023
Ransom Garris StokesTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJul 12, 2023Oct 2, 2023 (82 d)
Jacob Andrew WrightTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2023Jul 12, 2023
Brenden Matthew HagnerTruist Advisory Services, Inc. BD affiliatedNatixis Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2023Jul 26, 2023
Taylour Elaine SchutterTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2023Jul 12, 2023
Gregory Sham BingelTruist Advisory Services, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2023Jul 19, 2023
Allahyar Shokouhi NejadTruist Advisory Services, Inc. BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2023Jul 18, 2023
Patrick Ryan KellerTruist Advisory Services, Inc. BD affiliatedInscription Capital, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 26, 2023Sep 11, 2023 (77 d)
Sabina Hoinkiss LienTruist Advisory Services, Inc. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2023Jun 16, 2023
Christopher Michael DegraceTruist Advisory Services, Inc. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2023Jun 16, 2023
Allison Leigh BooherTruist Advisory Services, Inc. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2023Jun 16, 2023
Ekaterina Olegovna SlepkovaTruist Advisory Services, Inc. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2023Jun 16, 2023
Duncan Mcclave WheelerTruist Advisory Services, Inc. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2023Jun 16, 2023
Charles Edward MorrisonTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJun 13, 2023Jun 5, 2023
David Andrew SavageTruist Advisory Services, Inc. BD affiliatedRehmann Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJun 12, 2023Jan 6, 2025 (574 d)
Christopher Jay CowartTruist Advisory Services, Inc. BD affiliatedMccormack Financial Planning Inc. otherOtherJun 9, 2023Sep 20, 2023 (103 d)
Lee Carver VaughanTruist Advisory Services, Inc. BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2023Aug 23, 2023 (78 d)
Ralph Santford GarnerTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 5, 2023Jun 5, 2023
Monica C FilpoTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJun 2, 2023Jul 31, 2023 (59 d)
David HallmarkTruist Advisory Services, Inc. BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 31, 2023Jun 1, 2023
Alexander Mark BrennanTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMay 23, 2023Oct 6, 2023 (136 d)
Samuel Parker ShelleyTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherMay 22, 2023Nov 12, 2024 (540 d)
Kevin Michael HottTruist Advisory Services, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherMay 19, 2023Jul 17, 2023 (59 d)
Brett Michael LozowskiTruist Advisory Services, Inc. BD affiliatedLife Planning Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2023May 31, 2023
Joel Austin BickmoreTruist Advisory Services, Inc. BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2023May 16, 2023
Teresa A JohnsonTruist Advisory Services, Inc. BD affiliatedNewedge Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2023Apr 5, 2024 (325 d)
Amanda Burkhart RyderTruist Advisory Services, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherMay 16, 2023May 19, 2023
Danielle Russo-SlughTruist Advisory Services, Inc. BD affiliatedFifth Avenue Family Office independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2023Jun 30, 2023 (46 d)
Michael Kevin McnicholTruist Advisory Services, Inc. BD affiliatedStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherMay 15, 2023May 12, 2023
Kendrick Martin WhitehurstTruist Advisory Services, Inc. BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 9, 2023Jul 25, 2023 (77 d)
William E. OriellyTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2023Dec 10, 2019
Virgilio Daniel NamnumTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMay 3, 2023Jun 22, 2023 (50 d)
Adonis Alberto Blanco JimenezTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMay 3, 2023May 25, 2023
Eric Justin MorrisTruist Advisory Services, Inc. BD affiliatedCary Street Partners BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2023Apr 26, 2023
Thomas B UnderwoodTruist Advisory Services, Inc. BD affiliatedCary Street Partners BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2023Apr 26, 2023
Collin CastleburyTruist Advisory Services, Inc. BD affiliatedCary Street Partners BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2023Apr 26, 2023
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1,377 moves match.