DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,544 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew John Civello | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Mar 21, 2023 (529 d) |
| Charles Thomas Gray | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2021 | Oct 12, 2021 |
| Brian Zdeblick | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 7, 2021 | Oct 7, 2021 |
| Derek Thomas Schmidt | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2021 | Nov 18, 2021 (42 d) |
| Nicholas Henry Banks | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2021 | May 23, 2022 (229 d) |
| Prakriti Chadha | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Feb 3, 2022 (120 d) |
| Lisa Marie Windsor | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Feb 13, 2023 (495 d) |
| Yosef Ghebray | Fidelity Personal And Workplace Advisors BD affiliated | Betterment independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2021 | Nov 19, 2021 (44 d) |
| Jenny Lyn Bober | Fidelity Personal And Workplace Advisors BD affiliated | Alpha Wealth Funds, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2021 | Oct 7, 2021 |
| Robert Torre | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | May 18, 2023 (590 d) |
| Coryn Briggs | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Apr 2, 2025 (1276 d) |
| Megan Rene Roper | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab Investment Advisory, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2021 | Nov 5, 2021 (32 d) |
| Autumn S Gleave | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2021 | Nov 29, 2021 (56 d) |
| Jason Beal | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2021 | Jul 6, 2022 (275 d) |
| Barrett E Renner | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2021 | Nov 17, 2021 (44 d) |
| Joseph Carter Mcdonald | Fidelity Personal And Workplace Advisors BD affiliated | Capital Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Oct 2, 2024 (1097 d) |
| Neal A Bailey | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Jul 21, 2026 (1754 d) |
| J Lawrence Blatt | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Apr 22, 2022 (203 d) |
| Spencer Christian Oliver | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Feb 15, 2023 (502 d) |
| Todd Alan Frederick | Fidelity Personal And Workplace Advisors BD affiliated | Stonecreek Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Oct 21, 2022 (385 d) |
| James Kenneth Killebrew | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Nov 2, 2021 (32 d) |
| Steven P Kessler | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2021 | Mar 24, 2023 (539 d) |
| Geoffrey Dale Erwin | Fidelity Personal And Workplace Advisors BD affiliated | Bakeravenue independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Jan 20, 2022 (111 d) |
| Ryan Thomas Cleaveland | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Oct 21, 2021 |
| Charles William Falzone | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 29, 2021 | May 2, 2023 (580 d) |
| Maria Curran Williams | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 14, 2021 |
| Benjamin J Schmalz | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2021 | Nov 8, 2021 (40 d) |
| Robert White | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Dec 14, 2021 (76 d) |
| Heather Marie Brewer | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Jan 31, 2022 (124 d) |
| Scott Jeppson | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Oct 20, 2021 |
| James Richard Fitzpatrick | Fidelity Personal And Workplace Advisors BD affiliated | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2021 | Sep 7, 2022 (344 d) |
| Ross Jon Whiteley | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 28, 2021 | Feb 28, 2022 (153 d) |
| Boris Zrnic | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 28, 2021 | Jun 21, 2022 (266 d) |
| Harrison Craig Ebert | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Oct 12, 2021 |
| Antonio Zambrano | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2021 | Oct 12, 2021 |
| Erika Jean Lundstedt | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2021 | Mar 28, 2022 (183 d) |
| Daniel Paul Hedgecock | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 23, 2021 | Nov 4, 2021 (42 d) |
| Kevin Swansburg | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 22, 2021 | Mar 1, 2022 (160 d) |
| James Theodore Dekoschak | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2021 | Sep 22, 2021 |
| Robert O'Connor Louis | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2021 | Mar 2, 2023 (527 d) |
| Kelly E Daugherty | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2021 | May 21, 2022 (246 d) |
| Ricardo Louis Rivadeneira | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Apr 4, 2022 (199 d) |
| Alexis Paul Rivera | Fidelity Personal And Workplace Advisors BD affiliated | State Farm Investment Management Corp. asset manager | Other | Sep 16, 2021 | Jun 2, 2022 (259 d) |
| Chance Joseph Leiseth | Fidelity Personal And Workplace Advisors BD affiliated | Empirical Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2021 | Oct 6, 2021 |
| Alexander Gary Folken | Fidelity Personal And Workplace Advisors BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Jan 13, 2022 (120 d) |
| Justin Daniel Popham | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2021 | Sep 14, 2021 |
| Adam Hardy | Fidelity Personal And Workplace Advisors BD affiliated | Cerity Partners Ocio LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2021 | Nov 10, 2022 (422 d) |
| Nathan J Garner | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Nov 23, 2021 (70 d) |
| Michael Alan Maddock | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Feb 22, 2022 (161 d) |
| Damon B. Dozier | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2021 | Sep 20, 2021 |
| Amy M Gold | Fidelity Personal And Workplace Advisors BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2021 | Sep 15, 2021 |
| Sean Anthony Allen | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2021 | Sep 29, 2021 |
| Luke Zulauf | Fidelity Personal And Workplace Advisors BD affiliated | Alliancebernstein L.P. other | Other | Sep 13, 2021 | Sep 8, 2021 |
| Bryan Scott Brooks | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Oct 18, 2021 (38 d) |
| Jonathan Henderson | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2021 | Oct 6, 2021 |
| Joseph R Leblanc | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2021 | Nov 15, 2021 (66 d) |
| Landon Hadley | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2021 | Dec 15, 2021 (96 d) |
| Jun Bo Shim | Fidelity Personal And Workplace Advisors BD affiliated | Cfo4life independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2021 | Oct 28, 2021 (48 d) |
| Shaun A Taylor | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2021 | Nov 16, 2021 (69 d) |
| Tyson Spencer Long | Fidelity Personal And Workplace Advisors BD affiliated | Capita Financial Network, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2021 | Sep 10, 2021 |