DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace AdvisorsWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,544 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Michael Berry | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Mar 29, 2023 (628 d) |
| Robert Harold Brown | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Nov 1, 2021 (115 d) |
| Joseph Paul Carroll | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Oct 4, 2021 (87 d) |
| Pasquale Ragosta | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Jan 10, 2022 (185 d) |
| Frederick Robert Kelley | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Apr 28, 2022 (293 d) |
| Thomas B. Wade | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2021 | Aug 4, 2022 (391 d) |
| Joseph Patrick Veltri | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Jul 14, 2022 (370 d) |
| Dnard Arthur | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Apr 4, 2023 (634 d) |
| Brent Dean Clark | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 9, 2021 | May 4, 2022 (299 d) |
| Kevin Scott Welch | Fidelity Personal And Workplace Advisors BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Aug 5, 2021 |
| Tracey Anne Labrecque | Fidelity Personal And Workplace Advisors BD affiliated | Planning Alternatives Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Aug 13, 2026 (1861 d) |
| Rafael Julian Perez | Fidelity Personal And Workplace Advisors BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Oct 3, 2021 (86 d) |
| Michael Teed | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Jan 14, 2022 (189 d) |
| Charles Whitney Wamsley | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC other | Other | Jul 9, 2021 | Dec 1, 2021 (145 d) |
| Brent Ray Ford | Fidelity Personal And Workplace Advisors BD affiliated | Ford Investment Counsel LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 9, 2021 | Dec 8, 2021 (152 d) |
| John Fredrick Michel | Fidelity Personal And Workplace Advisors BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Jan 23, 2023 (563 d) |
| Amy Gordon | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Sep 29, 2021 (82 d) |
| Joseph Michael Branley | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Feb 2, 2024 (938 d) |
| Corey Steven Elliott | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Aug 5, 2021 |
| Stefanie L Blackwood | Fidelity Personal And Workplace Advisors BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2021 | Dec 6, 2021 (151 d) |
| Sasha Renee Gray | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2021 | Jul 16, 2021 |
| Charaty B Juracan | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2021 | Jul 26, 2021 |
| Robert Fleming Feather | Fidelity Personal And Workplace Advisors BD affiliated | Wealth Dimensions Group, Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2021 | Feb 25, 2022 (233 d) |
| Brandon James Healy | Fidelity Personal And Workplace Advisors BD affiliated | Pacific Point Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2021 | Jul 20, 2021 |
| Alex Matthew Avila | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 7, 2021 | Jul 23, 2021 |
| Leilani Walker | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 7, 2021 | Aug 30, 2021 (54 d) |
| Kelly Ann Snider | Fidelity Personal And Workplace Advisors BD affiliated | Beaird Harris independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Aug 4, 2021 |
| Andrew Karl Klindt | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2021 | Aug 4, 2021 |
| Frank Howard | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 6, 2021 | Aug 2, 2021 |
| Emily Louise Darosa | Fidelity Personal And Workplace Advisors BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Jul 8, 2021 |
| Hannah Rose Whatley | Fidelity Personal And Workplace Advisors BD affiliated | Rather & Kittrell, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Jul 16, 2021 |
| Virginia Ann Hoffman | Fidelity Personal And Workplace Advisors BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Jul 2, 2021 | Jun 16, 2023 (714 d) |
| Andrew Sungtae Yoon | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2021 | Jul 20, 2022 (383 d) |
| Elvira Portera | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2021 | Jun 9, 2023 (707 d) |
| Waris Christopher Rahemtulla | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Oct 15, 2021 (106 d) |
| Kyle David Bradley | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Dec 21, 2021 (173 d) |
| Brian Miserlian | Fidelity Personal And Workplace Advisors BD affiliated | Captrust institutional | Other | Jun 30, 2021 | Aug 19, 2021 (50 d) |
| Bradley Cooke | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jul 22, 2021 |
| Kelly Krupp | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Dec 20, 2022 (538 d) |
| Ryan Matthew Adler | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2021 | Jul 30, 2021 |
| Austin Sheehan | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jul 28, 2021 |
| Derrick Kyle Hobbs | Fidelity Personal And Workplace Advisors BD affiliated | Prostatis Financial Advisors Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2021 | Sep 20, 2022 (448 d) |
| John Grant Griffith | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Jul 2, 2021 |
| Timothy David Lonergan | Fidelity Personal And Workplace Advisors BD affiliated | Westmount Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2021 | Jul 23, 2021 |
| Fredric William Pappas | Fidelity Personal And Workplace Advisors BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Aug 10, 2021 (42 d) |
| Kimberly Ann Stanczak Hill | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Sep 30, 2021 (100 d) |
| Penny Lee Di Giovanna | Fidelity Personal And Workplace Advisors BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2021 | Jul 12, 2021 |
| Mark Andrew Bonfield | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jul 26, 2021 (38 d) |
| Nicholas Robert Drew | Fidelity Personal And Workplace Advisors BD affiliated | Capital Design Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2021 | Jun 8, 2021 |
| Jordan Alexander Ciulla | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jun 23, 2021 |
| Sagar Sheth | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Aug 17, 2021 (60 d) |
| Jordan Tyler Guzman | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2021 | Jul 9, 2021 |
| Lucas Brian Pelfrey | Fidelity Personal And Workplace Advisors BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2021 | Mar 31, 2022 (287 d) |
| Daniel R Hesch | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2021 | Sep 27, 2022 (469 d) |
| Matthew Martin Puttroff | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2021 | Sep 27, 2022 (471 d) |
| Taylor Ryan Thorne | Fidelity Personal And Workplace Advisors BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2021 | Jul 14, 2021 (31 d) |
| Byron Ely Valles | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2021 | Jun 16, 2021 |
| Lou Ann Matossian | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Mar 8, 2023 (635 d) |
| Gary Marzotto | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jul 28, 2021 (49 d) |
| Joshua Thomas Haapanen | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Nov 18, 2021 (162 d) |