DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Arkadios Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristen Marie Newman | Arkadios Wealth Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 4, 2026 |
| Greggory Jackman | Arkadios Wealth Advisors BD affiliated | Secura Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Jul 22, 2026 (188 d) |
| Pedro Antonio Leon | Arkadios Wealth Advisors BD affiliated | Fourthought Financial Partners, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Sep 25, 2025 |
| Brady Jones Clark | Arkadios Wealth Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Nov 6, 2025 |
| Sean Patrick Gunning | Arkadios Wealth Advisors BD affiliated | Creative Capital Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 22, 2025 | Jan 8, 2026 (78 d) |
| Benjamin H Bowles | Arkadios Wealth Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 21, 2025 |
| Simon F Crew | Arkadios Wealth Advisors BD affiliated | Creative Capital Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 29, 2025 | Aug 20, 2024 |
| Dillon Dee Hall | Arkadios Wealth Advisors BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2025 | Mar 4, 2025 |
| Douglas William Aumont | Arkadios Wealth Advisors BD affiliated | Entrewealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2025 | Apr 10, 2025 |
| Ian Davis | Arkadios Wealth Advisors BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | Nov 7, 2025 (283 d) |
| Jayson Hans Jay | Arkadios Wealth Advisors BD affiliated | 5 Talents Advisors, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 28, 2024 | Oct 30, 2024 |
| Amy B Lillis-Konopacki | Arkadios Wealth Advisors BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Jun 12, 2025 (234 d) |
| Michael Jerome Lickiss | Arkadios Wealth Advisors BD affiliated | Pacific Wealth Advisory Services LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 5, 2024 | Jul 2, 2024 |
| Brian Jeffry Stephenson | Arkadios Wealth Advisors BD affiliated | Holos Integrated Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2024 | Mar 18, 2024 |
| David James Matulewicz | Arkadios Wealth Advisors BD affiliated | Holos Integrated Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2024 | Mar 18, 2024 |
| Mark Arnold Dorsett | Arkadios Wealth Advisors BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2024 | Mar 4, 2026 (673 d) |
| Gustavo Carlo Sanchez Nazario | Arkadios Wealth Advisors BD affiliated | Zafiro state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 30, 2024 | Aug 14, 2024 (106 d) |
| Curvin Elwood Miller | Arkadios Wealth Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Feb 6, 2024 |
| Andrea Kaye Doller | Arkadios Wealth Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Feb 6, 2024 |
| William Burke | Arkadios Wealth Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Feb 6, 2024 |
| Andrew Thomas Hackworth | Arkadios Wealth Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Feb 5, 2024 |
| Erik William Hagstrom | Arkadios Wealth Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Feb 5, 2024 |
| Joshua Hayes Winger | Arkadios Wealth Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Feb 6, 2024 |
| Braden Seymour | Arkadios Wealth Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2024 | Feb 6, 2024 |
| Douglas M Zator | Arkadios Wealth Advisors BD affiliated | Emerson Equity LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 7, 2023 |
| Steven Cody Smith | Arkadios Wealth Advisors BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 13, 2023 | Apr 3, 2025 (538 d) |
| Adam Scott Weiner | Arkadios Wealth Advisors BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 5, 2023 |
| Jeffrey Osteen | Arkadios Wealth Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 27, 2023 |
| Nolan Ginsberg | Arkadios Wealth Advisors BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 25, 2023 |
| Scott Alan Berg | Arkadios Wealth Advisors BD affiliated | Insight Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 14, 2023 | Jan 13, 2025 (640 d) |
| Nathan Thomas Mcduffee | Arkadios Wealth Advisors BD affiliated | Oliver Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2023 | Mar 3, 2023 (53 d) |
| Aaron Richard Squires | Arkadios Wealth Advisors BD affiliated | Squires Law & Squires Investments, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 9, 2022 | Jan 1, 2026 (1241 d) |
| Richard Michael Reasoner | Arkadios Wealth Advisors BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Apr 16, 2024 (718 d) |
| Scott Mcquilken | Arkadios Wealth Advisors BD affiliated | Bluechip Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Dec 8, 2021 |
| Kevin Lamar Rainwater | Arkadios Wealth Advisors BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | May 3, 2022 (242 d) |
| Assen Alexandrov Kuklin | Arkadios Wealth Advisors BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2021 | Aug 4, 2021 |
| Daniel Gerard Meehan | Arkadios Wealth Advisors independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2021 | Jul 28, 2022 (490 d) |
| Cameron White Parkhurst | Arkadios Wealth Advisors independent RIA | Peachcap Tax & Advisory, LLC independent RIA | RIA to RIA | May 30, 2020 | Nov 12, 2020 (166 d) |
| Diane Mcdonald Staples | Arkadios Wealth Advisors independent RIA | Navy Federal Investment Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 30, 2020 | Jan 30, 2020 |
| Alma Leticia Villarreal | Arkadios Wealth Advisors independent RIA | Trb Wealth Management, LLC independent RIA | RIA to RIA | Dec 10, 2019 | Dec 3, 2021 (724 d) |
| Eduardo Enrique Caso | Arkadios Wealth Advisors independent RIA | Trb Wealth Management, LLC independent RIA | RIA to RIA | Dec 10, 2019 | Dec 6, 2021 (727 d) |
Page 1 of 1
41 moves match.