DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bancwest Investment Services, Inc. (Bwis)
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Almasov | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2020 | Jun 19, 2020 (45 d) |
| Landon Mark Jensen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2020 | Jul 26, 2021 (461 d) |
| Katrina Larisa Peck | Bancwest Investment Services, Inc. (Bwis) BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2020 | Apr 9, 2020 |
| Zejia Leung | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 26, 2020 | Jun 17, 2020 (83 d) |
| Jessica Rae Poehler | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Apr 21, 2020 |
| Christopher Romero | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2020 | Jun 19, 2023 (1203 d) |
| Jaime Abreu Torres | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 21, 2020 | Feb 18, 2020 |
| Charles Spencer Gould | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2020 | Mar 6, 2020 |
| Yvonne Cadena Flores | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2020 | Jan 28, 2020 |
| Viviana Bigolin | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2020 | Mar 13, 2020 (43 d) |
| Jared Millard Joseph Skinner | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Stansberry Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Jan 1, 2023 (1068 d) |
| Deanna W Yu | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | Sep 8, 2020 (229 d) |
| Katie Michelle Ogden | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2020 | May 1, 2020 (99 d) |
| Heidi Noelle Wilson | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2020 | Sep 8, 2021 (594 d) |
| Mark Fowler | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2020 | May 28, 2020 (127 d) |
| John Lee | Bancwest Investment Services, Inc. (Bwis) BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2020 | Apr 21, 2020 (90 d) |
| Kevin Duane Mayo | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Falcon Wealth Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2020 | Feb 13, 2020 |
| Michael Allen Reed | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2020 | Jan 8, 2020 |
| Christian Masariego | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Jan 10, 2020 | Jan 22, 2020 |
| Gage Thomsen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 13, 2019 | Jan 13, 2020 (31 d) |
| Stewart Thomas Butler | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2019 | Mar 30, 2021 (490 d) |
| Gurvinder Kaur Aujla | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2019 | Nov 18, 2019 |
| Ernesto Ivan Rodriguez | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2019 | Dec 11, 2019 (33 d) |
| Elliott Robert Grisham | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2019 | Oct 17, 2019 |
| Derek Paul Suboticki | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 11, 2019 | Feb 4, 2022 (847 d) |
| Clayton David Cox | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Oct 2, 2019 |
| Aria Khani | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Oct 1, 2019 |
| James Nicholas Boese | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fbl Wealth Management, LLC no RAUM | Other | Aug 24, 2019 | Aug 16, 2019 |
| Scott Richard Ebert | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Allworth Financial, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2019 | Sep 17, 2019 (34 d) |
| Angela Kay Janzen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Jun 22, 2026 (2504 d) |
| Richard Abarca | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2019 | Sep 17, 2019 (42 d) |
| Whitney Catherine Corbett Rohrer | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2019 | Sep 8, 2019 (45 d) |
| Charles Jacob Brandt | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 28, 2019 | May 31, 2019 |
| Shawn Dale Dye | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2019 | Jul 15, 2019 (61 d) |
| Nichole Dove Jansen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2019 | Apr 22, 2019 |
| Paul Oh | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2019 | Apr 26, 2019 |
| Gayle Louise Siebenbruner | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 29, 2019 | Apr 18, 2019 |
| Carlos Sergio Torres Negron | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | May 2, 2019 |
| Jeffrey Scott Berg | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2019 | Mar 28, 2019 |
| Negin Banaei | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | May 6, 2019 (31 d) |
| Frank N. Lizotte | Bancwest Investment Services, Inc. (Bwis) BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2019 | Mar 26, 2019 |
| Gregory M Weiss | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Sep 2, 2022 (1260 d) |
| Neil John Okeeffe | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 4, 2019 | Apr 5, 2019 (32 d) |
| James Olizarowicz | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2019 | Mar 5, 2019 |
| Scott Samuel Chaffee | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2019 | Jan 25, 2019 |
| Luke Austin Mccaslin | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Class Vi Family Office, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2019 | Jan 7, 2019 |
| David Brian Vaikness | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Dec 17, 2018 |
| Daniel Aaron Lampe | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2018 | Dec 11, 2018 |
| Chad Wayne Hansen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2018 | Nov 5, 2018 |
| Daniel Kanwar Singh Dhillon | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2018 | Jan 30, 2019 (76 d) |
| Neil Schraffenberger | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2018 | Jun 6, 2019 (224 d) |
| David C Cheng | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 11, 2018 |
| Evan Robert Bisson | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Fbl Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 10, 2018 | Nov 30, 2018 (51 d) |
| Sean Christian Hillis | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Sep 27, 2018 |
| Ellison Durana | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2018 | Oct 8, 2018 |
| Richard Bert Reed | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2018 | Nov 8, 2018 (43 d) |
| Mindy Costar Wayman | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Oct 3, 2018 |
| Ryan Patrick Moll | Bancwest Investment Services, Inc. (Bwis) BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 25, 2018 | Sep 24, 2018 |
| Jason Aaron Labouff | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2018 | Sep 17, 2018 |
| Cody Michael Okeefe | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 19, 2018 | Sep 10, 2018 |
504 moves match.