DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Centaurus Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shanika A. Mccloud | Centaurus Financial, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2023 | Mar 31, 2023 |
| Laurence Mark Fotsch | Centaurus Financial, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Mar 21, 2024 (415 d) |
| Donald Melvin Masters | Centaurus Financial, Inc. BD affiliated | Masters Tax And Financial Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 27, 2023 | Jun 5, 2023 (129 d) |
| Fredrik Douglas Whitley | Centaurus Financial, Inc. BD affiliated | Money Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2022 | Nov 15, 2022 |
| John William Challas | Centaurus Financial, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Sep 7, 2022 (49 d) |
| Reynaldo Camacho | Centaurus Financial, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2022 | Jun 22, 2022 |
| Benjamin Edward Holzhauser | Centaurus Financial, Inc. BD affiliated | Five Pine Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Jan 14, 2022 |
| Jeremy Daniel Morris | Centaurus Financial, Inc. BD affiliated | Five Pine Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Jan 14, 2022 |
| Bart P Cutino | Centaurus Financial, Inc. BD affiliated | Thepartners Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 12, 2021 | Nov 16, 2021 |
| Trevin Richard Kent | Centaurus Financial, Inc. BD affiliated | Thepartners Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 12, 2021 | Nov 16, 2021 |
| Kathleen H Reeves | Centaurus Financial, Inc. BD affiliated | Eaton Vance Management asset manager | Other | Oct 29, 2021 | Jul 26, 2023 (635 d) |
| Philip Charles Hagopian | Centaurus Financial, Inc. BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2021 | Jun 22, 2021 |
| Erol Aaron Woods | Centaurus Financial, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Jan 3, 2022 (262 d) |
| Blaine Jackson Wood | Centaurus Financial, Inc. BD affiliated | Freedom Day Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2021 | Mar 24, 2021 |
| Duncan Gerard Maceachern | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Mar 17, 2021 |
| John Howard Denler | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Mar 22, 2021 |
| Michael Adam Baker | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Mar 12, 2021 |
| Adam Scott Weiner | Centaurus Financial, Inc. BD affiliated | Arkadios Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 17, 2021 |
| Taylor Christian Snider | Centaurus Financial, Inc. BD affiliated | Integrity Financial Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 7, 2021 |
| Timothy M Kahl | Centaurus Financial, Inc. BD affiliated | Eaton Vance Management asset manager | Other | Dec 21, 2020 | Oct 20, 2022 (668 d) |
| Joseph Anthony Grutta | Centaurus Financial, Inc. BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2020 | Dec 7, 2020 |
| Henry Wong | Centaurus Financial, Inc. BD affiliated | Juncture Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 4, 2020 | Oct 26, 2020 |
| Michael Ray Mason | Centaurus Financial, Inc. BD affiliated | Mason & Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2020 | Sep 4, 2020 |
| Kenneth Tod Mason | Centaurus Financial, Inc. BD affiliated | Mason & Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2020 | Sep 4, 2020 |
| Thomas Farrington Blackburn | Centaurus Financial, Inc. BD affiliated | Mason & Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2020 | Sep 4, 2020 |
| John Michael Mason | Centaurus Financial, Inc. BD affiliated | Mason & Associates, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2020 | Sep 1, 2020 |
| Marcelle Denise Soliman | Centaurus Financial, Inc. BD affiliated | Northstar Financial, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 31, 2020 | Dec 15, 2020 (106 d) |
| Marc Harold Slavny | Centaurus Financial, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Jul 29, 2026 (2224 d) |
| James Thomas Riner | Centaurus Financial, Inc. BD affiliated | Crown Capital Securities, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2020 | Jun 12, 2020 |
| Jeanine Alasmar | Centaurus Financial, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2020 | Jun 29, 2020 |
| Dillon Dee Hall | Centaurus Financial, Inc. BD affiliated | Center Street Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2020 | May 20, 2020 |
| Astrid Hall | Centaurus Financial, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 6, 2020 | Jun 11, 2020 (36 d) |
| Robert Lloyd Omohundro | Centaurus Financial, Inc. BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2020 | May 7, 2020 |
| Michael William Eldredge | Centaurus Financial, Inc. BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2020 | May 11, 2020 |
| Jeremiah Beguesse | Centaurus Financial, Inc. BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2020 | May 11, 2020 |
| Jeremy Landon Presley | Centaurus Financial, Inc. BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2020 | May 27, 2020 |
| Timothy Douglas Nelson | Centaurus Financial, Inc. BD affiliated | Bull Run Investment Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 5, 2020 | Mar 6, 2020 |
| Gregory John Richards | Centaurus Financial, Inc. BD affiliated | Dst Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2020 | Feb 7, 2020 |
| Brent Melvin Sears | Centaurus Financial, Inc. BD affiliated | Demars Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2020 | Jan 15, 2020 |
| John Edward Hoffman | Centaurus Financial, Inc. BD affiliated | Emerson Equity LLC other | Other | Dec 31, 2019 | Mar 19, 2020 (79 d) |
| Kenji Saito | Centaurus Financial, Inc. BD affiliated | Hbw Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2019 | Feb 19, 2020 (70 d) |
| Benjamin Daniel Yackell | Centaurus Financial, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 9, 2019 | Dec 9, 2019 |
| Timothy Gerard Herbert | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Dec 4, 2019 |
| Timothy Jon Spear | Centaurus Financial, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Dec 5, 2019 |
| Scott David Torosian | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Dec 4, 2019 |
| Kevin Michael Pierce | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Dec 4, 2019 |
| Kara Nicole Case | Centaurus Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Dec 4, 2019 |
| Richard S Rodgers | Centaurus Financial, Inc. BD affiliated | Dst Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2019 | Dec 9, 2019 |
| Kyle Rodgers | Centaurus Financial, Inc. BD affiliated | Dst Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2019 | Dec 9, 2019 |
| Landra Lilly Macy | Centaurus Financial, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Oct 31, 2019 |
| Ryan Francis Sullivan | Centaurus Financial, Inc. BD affiliated | Pacific Crest Planning, Inc. unclassified | Other | Oct 31, 2019 | May 5, 2014 |
| Kyle Thomas Blodgett | Centaurus Financial, Inc. BD affiliated | Pacific Crest Planning, Inc. unclassified | Other | Oct 31, 2019 | May 5, 2014 |
| Niles Christian Gale | Centaurus Financial, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2019 | Oct 31, 2019 |
| John B Balmer | Centaurus Financial, Inc. BD affiliated | Dst Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2019 | Oct 25, 2019 (32 d) |
| Christian Mark Lemke | Centaurus Financial, Inc. BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Sep 26, 2019 |
| Robert Joseph Binkele | Centaurus Financial, Inc. BD affiliated | Dst Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2019 | Sep 3, 2019 |
| Benjamin Eric Koley | Centaurus Financial, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2019 | Aug 19, 2019 |
| Paul Michael Carnahan | Centaurus Financial, Inc. BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2019 | Jun 27, 2019 |
| Gregory Lynn Grimes | Centaurus Financial, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2019 | Apr 29, 2019 |
| Carl Frederick Worden | Centaurus Financial, Inc. BD affiliated | Equity Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 29, 2019 | Feb 8, 2019 |
302 moves match.