DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Arnold Gregory AdkinsCentaurus Financial, Inc. otherPark Avenue Securities LLC BD affiliatedOtherOct 7, 2011Oct 7, 2020 (3288 d)
Ricardo William CabreraCentaurus Financial, Inc. otherLandmark Advisors Nevada unclassifiedOtherOct 3, 2011Jan 11, 2012 (100 d)
Todd Alan CousinoCentaurus Financial, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherSep 7, 2011Sep 9, 2011
Elizabeth Marie MorenoCentaurus Financial, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 26, 2011Sep 20, 2011 (56 d)
Stephanie ZavosCentaurus Financial, Inc. otherRobert W. Baird & Co. Incorporated otherOtherJun 6, 2011Jun 9, 2011
Glenn Ray PriceCentaurus Financial, Inc. otherFirst Advisors National, LLC no RAUMOtherMay 12, 2011Jan 4, 2013 (603 d)
Konstantin ChrenowCentaurus Financial, Inc. otherGirard Securities, Inc. otherOtherMay 12, 2011May 19, 2011
Jeffrey John CruzCentaurus Financial, Inc. otherChase Investment Services Corp. otherOtherFeb 9, 2011Mar 25, 2011 (44 d)
Sandra Renee LackmanCentaurus Financial, Inc. otherInteractive Financial Advisors otherOtherDec 31, 2010May 11, 2011 (131 d)
Michael Phillip GorakCentaurus Financial, Inc. otherRBC Securities, Inc. otherOtherDec 31, 2010Jul 21, 2011 (202 d)
Scott Phillip HansonCentaurus Financial, Inc. otherRegal Investment Advisors LLC otherOtherDec 6, 2010Mar 15, 2011 (99 d)
Richard David StavesCentaurus Financial, Inc. otherWorld Equity Group, Inc. otherOtherNov 9, 2010Jan 7, 2011 (59 d)
Andrew James HoffmeyerCentaurus Financial, Inc. otherBrokersxpress LLC otherOtherSep 16, 2010Oct 13, 2010
Frank Lawrence AriasCentaurus Financial, Inc. otherF. L. Arias & Associates, LLC state registeredOtherSep 10, 2010Jul 9, 2012 (668 d)
Brian Clarke GatesCentaurus Financial, Inc. otherModern Capital Advisors, LLC otherOtherAug 25, 2010Feb 7, 2012 (531 d)
Rufino Fernando AutusCentaurus Financial, Inc. otherCitigroup Global Markets Inc. otherOtherJul 1, 2010Jun 28, 2010
Philip PinkeyCentaurus Financial, Inc. otherNavy Federal Asset Management, LLC otherOtherJun 29, 2010Jul 6, 2010
Laura Kay BrownCentaurus Financial, Inc. otherMML Investors Services, LLC otherOtherJun 9, 2010Jul 21, 2010 (42 d)
Frank Cleveland JonesCentaurus Financial, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherMay 6, 2010May 27, 2010
Eric Jason KuhnsCentaurus Financial, Inc. otherThe Pacific Financial Group, Inc. independent RIAOtherJan 15, 2010Jun 20, 2019 (3443 d)
Marvin Leroy MillsCentaurus Financial, Inc. otherStrategic Income Advisors state registeredOtherDec 31, 2009May 20, 2014 (1601 d)
Cameron Michael ClarkCentaurus Financial, Inc. otherAvantax Advisory Services otherOtherDec 17, 2009Sep 19, 2011 (641 d)
Richard Allen VaughanCentaurus Financial, Inc. other401k Advisory Group, Inc. state registeredOtherNov 11, 2009Jan 5, 2010 (55 d)
Adam Keith HarropCentaurus Financial, Inc. otherFirst Heartland Consultants, Inc. BD affiliatedOtherSep 14, 2009Aug 19, 2019 (3626 d)
Jarrod Nelson BartonCentaurus Financial, Inc. otherWealthwise Advisors state registeredOtherMar 13, 2009Oct 11, 2011 (942 d)
Carolyn Marie RobinsonCentaurus Financial, Inc. otherMsi Financial Services, Inc. otherOtherJan 30, 2009Apr 23, 2009 (83 d)
Nicole Tarlton ColeCentaurus Financial, Inc. otherNext Financial Group, Inc. otherOtherJan 15, 2009Jan 15, 2009
Daniel Robert HillCentaurus Financial, Inc. otherHill Wealth Strategies state registeredOtherDec 19, 2008Feb 20, 2009 (63 d)
Linda Jean BlackCentaurus Financial, Inc. otherLifemark Securities Corp. otherOtherDec 12, 2008Jan 7, 2009
Christina Jenny ManginoCentaurus Financial, Inc. otherNew England Securities Corporation otherOtherDec 2, 2008Dec 15, 2008
John Fiske FaustinoCentaurus Financial, Inc. otherVoya Financial Advisors, Inc. otherOtherAug 4, 2008Jan 2, 2009 (151 d)
Andrew Christopher PappCentaurus Financial, Inc. otherCetera Advisor Networks LLC otherOtherFeb 19, 2008Feb 19, 2008
Blake Alan BjordahlCentaurus Financial, Inc. otherAbsolute Capital Management, LLC otherOtherJan 31, 2008Jun 15, 2010 (866 d)
Jonathan Archer TeranCentaurus Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherDec 31, 2007Jan 4, 2008
Bryce Boyd PeaseCentaurus Financial, Inc. otherAmerican Portfolios Advisors, Inc otherOtherDec 31, 2007Jan 2, 2008
Ronald G BristolCentaurus Financial, Inc. otherArapaho Asset Management LLC unclassifiedOtherOct 16, 2007Nov 30, 2006
Marty Gore DennisCentaurus Financial, Inc. otherLPL Financial LLC otherOtherSep 11, 2007Sep 6, 2007
Chang Soo HanCentaurus Financial, Inc. otherFirst Allied Securities, Inc. otherOtherSep 10, 2007Aug 21, 2007
Peter C HanCentaurus Financial, Inc. otherFirst Allied Securities, Inc. otherOtherSep 10, 2007Aug 17, 2007
Paul Douglas AxbergCentaurus Financial, Inc. otherInvest Financial Corporation otherOtherMay 1, 2007May 11, 2007
Orion Kelly WillisCentaurus Financial, Inc. otherInvest Financial Corporation otherOtherMay 1, 2007May 11, 2007
Brooke Richard WentnerCentaurus Financial, Inc. otherPlanmember Securities Corporation otherOtherApr 20, 2007Apr 19, 2007
Jose SalcedoCentaurus Financial, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 18, 2006Aug 18, 2006
Johan Henrik FrisellCentaurus Financial, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 18, 2006Aug 18, 2006
Clayton Thomas MurdyCentaurus Financial, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 18, 2006Aug 18, 2006
Kristen Elizabeth KochCentaurus Financial, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherAug 18, 2006Aug 18, 2006
Kevin Patrick FitzgeraldCentaurus Financial, Inc. otherBrookstreet Securities Corporation unclassifiedOtherAug 2, 2006Aug 22, 2006
Donald Robert SkadowCentaurus Financial, Inc. otherLPL Financial LLC otherOtherJun 8, 2006Jun 7, 2006
Steven Jay SimesCentaurus Financial, Inc. otherFirst Allied Securities, Inc. otherOtherApr 21, 2006Aug 8, 2012 (2301 d)
Adam Jehial KohnCentaurus Financial, Inc. otherEquitable Advisors, LLC national BDOtherApr 21, 2006Jan 13, 2017 (3920 d)
Charmaine BrownCentaurus Financial, Inc. otherSuntrust Investment Services, Inc. otherOtherDec 31, 2005Apr 7, 2006 (97 d)
Alejandro Julius HaasCentaurus Financial, Inc. otherWells Fargo Investments, LLC unclassifiedOtherSep 26, 2005Aug 21, 2007 (694 d)
Andrew B ChouCentaurus Financial, Inc. otherFidelity Brokerage Services LLC unclassifiedOtherFeb 14, 2005Mar 14, 2005
Douglas Lawrence RupiperCentaurus Financial, Inc. otherEdward Jones national BDOtherSep 30, 2004Sep 23, 2016 (4376 d)
William John ScanlonCentaurus Financial, Inc. otherMedallion Advisory Services, LLC unclassifiedOtherSep 29, 2004Sep 30, 2004
Sharon Ann MerkleCentaurus Financial, Inc. otherMedallion Advisory Services, LLC unclassifiedOtherSep 29, 2004Sep 27, 2004
Howard S GoldsonCentaurus Financial, Inc. otherMedallion Advisory Services, LLC unclassifiedOtherSep 29, 2004Sep 24, 2004
Frederick William SchmalkucheCentaurus Financial, Inc. otherMedallion Advisory Services, LLC unclassifiedOtherSep 29, 2004Sep 24, 2004
Henry Raymond GoldstoneCentaurus Financial, Inc. otherFinancial Planning Consultants, LLC otherOtherFeb 18, 2003Feb 6, 2002
Michael Gary BallCentaurus Financial, Inc. otherTransform Wealth, LLC independent RIAOtherDec 31, 2002Apr 13, 2019 (5947 d)
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302 moves match.