DFX Intelligence
Advisor moves
Departures from RBC Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,418 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Patrick Miller | RBC Capital Markets, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Oct 12, 2022 |
| Kristen Race Lybrand | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2022 | Nov 14, 2022 (34 d) |
| William M Adamson | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2022 | Jan 24, 2023 (111 d) |
| Scott Edward Moore | RBC Capital Markets, LLC national BD | Moore Private Wealth L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 4, 2022 | Sep 19, 2022 |
| Jason William Braunstein | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Sep 16, 2022 |
| Amanda Lankford Briggs | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2022 | Oct 13, 2022 |
| Robert St. Clair Christman | RBC Capital Markets, LLC national BD | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Oct 10, 2022 |
| Alek L Wyatt | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2022 | Dec 7, 2022 (78 d) |
| Stephanie Bonsignore Fexer | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Sep 14, 2022 |
| Kendra Michelle Molina | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2022 | Oct 20, 2022 (36 d) |
| Robert T Bird | RBC Capital Markets, LLC national BD | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2022 | Sep 9, 2022 |
| Armando Joseph Cruz | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2022 | Aug 24, 2022 |
| John Milton Haas | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Aug 12, 2022 |
| Andrea Panaitescu | RBC Capital Markets, LLC national BD | Hancock Whitney Investment Services Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2022 | May 26, 2023 (290 d) |
| Gregory K. Alle | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2022 | Apr 17, 2023 (251 d) |
| Sherman Erik Steen | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Mar 29, 2023 (239 d) |
| Patrick Kevin Mckiernan | RBC Capital Markets, LLC national BD | Global Retirement Partners LLC institutional | Other | Jul 27, 2022 | Jul 18, 2022 |
| Wesley David Previant | RBC Capital Markets, LLC national BD | Global Retirement Partners LLC institutional | Other | Jul 27, 2022 | Jul 18, 2022 |
| Alisha Virag Wesser | RBC Capital Markets, LLC national BD | Hub Investment Partners, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2022 | Dec 19, 2024 (876 d) |
| Elizabeth Jean Yermes | RBC Capital Markets, LLC national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2022 | Jul 14, 2022 |
| Alexander Ryan Siedow | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2022 | Sep 13, 2022 (48 d) |
| Kylie Theriot Talley | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2022 | Jan 10, 2023 (167 d) |
| Frederik Arroyave | RBC Capital Markets, LLC national BD | Global Retirement Partners LLC institutional | Other | Jul 27, 2022 | Jul 18, 2022 |
| Jack Browne | RBC Capital Markets, LLC national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2022 | Jul 14, 2022 |
| Warren Douglas Mcpeters | RBC Capital Markets, LLC national BD | Lanark Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Jun 30, 2022 |
| Robert John Murphy | RBC Capital Markets, LLC national BD | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Aug 1, 2022 |
| Denise Antoinette Tellez | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2022 | Aug 10, 2022 |
| John Winthrop Claghorn | RBC Capital Markets, LLC national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Jul 14, 2022 |
| John Winthrop Claghorn | RBC Capital Markets, LLC national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Jul 14, 2022 |
| William Mckay Jump Claghorn | RBC Capital Markets, LLC national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Jul 14, 2022 |
| Max C Hyatt | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 20, 2022 | Jul 12, 2022 |
| Michael Mayer | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2022 | Mar 6, 2024 (603 d) |
| Leslie Alaine Harmel | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2022 | Jun 28, 2022 |
| Marc Kim | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2022 | Jul 5, 2022 |
| Marcela Galvan | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2022 | Jun 30, 2022 |
| Edward Ray Stike | RBC Capital Markets, LLC national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2022 | Jun 16, 2022 |
| Ralph James Goolsby | RBC Capital Markets, LLC national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2022 | Jun 16, 2022 |
| John Thomas Gregory | RBC Capital Markets, LLC national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2022 | Jun 16, 2022 |
| Teresa Lynn Yutzy | RBC Capital Markets, LLC national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2022 | Jun 20, 2022 |
| James Everette Stike | RBC Capital Markets, LLC national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jun 16, 2022 |
| Lori Rene Duffield | RBC Capital Markets, LLC national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jun 20, 2022 |
| Elaine Lynn Fierbaugh | RBC Capital Markets, LLC national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jun 20, 2022 |
| Kara Boehm | RBC Capital Markets, LLC national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2022 | Jun 16, 2022 |
| William Charles Dahm | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2022 | Jun 28, 2022 |
| Andrea C Monchilovich Pickerign | RBC Capital Markets, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Oct 6, 2022 (114 d) |
| Anne Marie Perley | RBC Capital Markets, LLC national BD | Robinson Smith Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2022 | Jul 27, 2022 (43 d) |
| Jenna Reigh Shermoen | RBC Capital Markets, LLC national BD | Riverbridge mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2022 | Nov 29, 2023 (533 d) |
| Marilyn Faye Neckes | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 7, 2022 | May 27, 2022 |
| Kyle Brandon Zingone | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 7, 2022 | May 27, 2022 |
| Scott Alexander Zingone | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 7, 2022 | May 27, 2022 |
| Andrea Michelle Vlad | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2022 | Jul 14, 2022 (43 d) |
| Curtis S Young | RBC Capital Markets, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2022 | May 25, 2022 |
| Alyssa M Titus | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2022 | May 2, 2023 (335 d) |
| Gina Maurica Kletter | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2022 | Jun 2, 2022 |
| Lance Dwight Greco | RBC Capital Markets, LLC national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | Apr 20, 2022 |
| Reynold David Musell | RBC Capital Markets, LLC national BD | Jeffrey Matthews Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Mar 15, 2022 |
| Mark Roberto Leander | RBC Capital Markets, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 28, 2022 | Nov 18, 2022 (204 d) |
| Akiva Zvi Glazerson | RBC Capital Markets, LLC national BD | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2022 | Dec 23, 2024 (970 d) |
| Michael Kissi | RBC Capital Markets, LLC national BD | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Mar 30, 2022 |
| Jason Michael Macher | RBC Capital Markets, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Apr 20, 2022 |