DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Grove Point Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean David Ries | Grove Point Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Frederic Laurent Rousselin | Grove Point Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Richard Lee Bopp | Grove Point Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Matthew D Stanley | Grove Point Advisors, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 1, 2024 |
| Christopher Marshall | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 22, 2024 |
| Dominic Russo | Grove Point Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Apr 23, 2024 |
| Thomas Edward Porter | Grove Point Advisors, LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 23, 2024 |
| Heather Lynn Reynolds | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Feb 28, 2024 |
| Michelle Anne Barry | Grove Point Advisors, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Feb 14, 2024 |
| Gregory Owen Frazier | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 4, 2024 |
| Trevor Zane Whitson | Grove Point Advisors, LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Feb 9, 2024 (49 d) |
| Louis F. Alfero | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 4, 2023 |
| Robert Manley Mark | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 4, 2023 |
| Conal Saturno-Sanjana | Grove Point Advisors, LLC BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 28, 2023 |
| Robert Davis Williams | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Aug 21, 2023 |
| Stephanie Dorothy Bell | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Karen Paige Shute | Grove Point Advisors, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 1, 2023 |
| Thomas D Dale | Grove Point Advisors, LLC BD affiliated | Releve Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2023 | Aug 11, 2023 (39 d) |
| Mark Evan Weinstein | Grove Point Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Jun 28, 2023 |
| Tristan Cort | Grove Point Advisors, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 16, 2023 |
| Stephanie Ann Yoingco | Grove Point Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 28, 2023 |
| Walter Lawrence Ziffer | Grove Point Advisors, LLC BD affiliated | Onedigital institutional | Other | May 1, 2023 | May 1, 2023 |
| Alexandra Marie Richey | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2023 | Apr 5, 2023 |
| James Ronald King | Grove Point Advisors, LLC BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Mar 6, 2023 |
| Clayton K Shum | Grove Point Advisors, LLC BD affiliated | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2023 | Feb 13, 2023 (32 d) |
| Philip B Pasho | Grove Point Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 10, 2023 | Jan 11, 2023 |
| Michael Stephen Muldoon | Grove Point Advisors, LLC BD affiliated | Legacy Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Apr 11, 2023 (110 d) |
| Morgan Russo | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2022 | Dec 19, 2022 |
| Sandy Luong | Grove Point Advisors, LLC BD affiliated | Triad Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2022 | Nov 18, 2022 |
| Jerry Gross | Grove Point Advisors, LLC BD affiliated | American Portfolios Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2022 | Sep 30, 2022 |
| Gary Horine Campbell | Grove Point Advisors, LLC BD affiliated | Onedigital institutional | Other | Oct 3, 2022 | Oct 4, 2022 |
| Mandy Jo Hoeschen | Grove Point Advisors, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Nov 22, 2022 (76 d) |
| Joseph Neil Rubinstein | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 11, 2022 |
| Chad Michael Beck | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2022 | Aug 11, 2022 |
| Kevin Quay Williams | Grove Point Advisors, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 8, 2022 |
| Douglas Sawyer Corey | Grove Point Advisors, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 8, 2022 |
| Clinelle A Jean | Grove Point Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2022 | Jul 6, 2022 |
| Frank Idrees | Grove Point Advisors, LLC BD affiliated | Wealth Benefit Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 30, 2022 | Jun 30, 2022 |
| Rebecca Isabelle Cathcart | Grove Point Advisors, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 24, 2022 | Jul 7, 2022 |
| Larry Todd Fisher | Grove Point Advisors, LLC BD affiliated | J. Benjamin Financial, LLC other | Other | Jun 3, 2022 | Jun 3, 2022 |
| Thomas Matthew Mitcham | Grove Point Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Jun 2, 2022 |
| David Alexander Hohmann | Grove Point Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 10, 2022 |
| Jesse Earl Jackson-Hohmann | Grove Point Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 6, 2022 |
| Kristian Anders Swanson | Grove Point Advisors, LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 6, 2022 |
| Robert Davis Platt | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 4, 2022 |
| Joseph Baxter Platt | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 | Apr 4, 2022 |
| Joseph Anthony Nawrocki | Grove Point Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jan 3, 2022 |
| Douglas Paul Caesare | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Jan 10, 2022 |
| Phillip Thomas Whitley | Grove Point Advisors, LLC BD affiliated | Whitley Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2021 | Jan 3, 2022 |
| Alexander Schutz | Grove Point Advisors, LLC BD affiliated | Wms Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 30, 2022 |
| Matthew Gordon Robertson Quattlebaum | Grove Point Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 | Dec 20, 2021 |
| Phylyp Arthur Wagner | Grove Point Advisors, LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2021 | Dec 20, 2021 |
| Linda A Parisi | Grove Point Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Jan 1, 2025 (1113 d) |
| Jennifer Renee Lee | Grove Point Advisors, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Jan 5, 2022 |
| Tamaris Conkleton | Grove Point Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Jun 23, 2025 (1298 d) |
| Thomas Clyde Tavenner | Grove Point Advisors, LLC BD affiliated | Booster, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2021 | Dec 5, 2023 (733 d) |
| Kyle Douglas Foster | Grove Point Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Nov 23, 2021 |
| David Joseph Fischesser | Grove Point Advisors, LLC BD affiliated | American Portfolios Advisors, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2021 | Nov 8, 2021 |
| Jeffrey John Szulczewski | Grove Point Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Oct 26, 2021 |
| Ronald Allen Schwarz | Grove Point Advisors, LLC BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 18, 2021 |
131 moves match.