DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Corient
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alfred Slatten Bryant | Corient independent RIA | Mesirow Financial Investment Management, Inc. mixed wealth | RIA to RIA | Sep 3, 2026 | Sep 11, 2026 |
| William Carroll Vaughan | Corient independent RIA | Ritholtz Wealth Management independent RIA | RIA to RIA | Sep 3, 2026 | Sep 3, 2026 |
| Eric A Smith | Corient independent RIA | Ritholtz Wealth Management independent RIA | RIA to RIA | Aug 10, 2026 | Aug 17, 2026 |
| Grant David Clary | Corient independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Jul 28, 2026 | Jul 28, 2026 |
| Jeremy Lam | Corient independent RIA | Goldstone Financial Group, LLC independent RIA | RIA to RIA | Jul 7, 2026 | Aug 2, 2026 |
| Mia J Werner | Corient independent RIA | D.A. Davidson & Co. independent RIA | RIA to RIA | Jun 2, 2026 | May 26, 2026 |
| John Robert Beck | Corient independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Apr 7, 2026 | May 5, 2026 |
| Pablo Sotomayor | Corient independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2026 | Apr 3, 2026 |
| Talia Rose Calhoun | Corient independent RIA | Sunnybranch Wealth LLC state registered | RIA to a state-registered adviser | Apr 1, 2026 | Apr 27, 2026 |
| Vincent Anthony Damiani | Corient independent RIA | Entrewealth independent RIA | RIA to RIA | Apr 1, 2026 | Apr 15, 2026 |
| Tyler Garrett Leal | Corient independent RIA | Willis Johnson Wealth independent RIA | RIA to RIA | Mar 10, 2026 | Apr 8, 2026 |
| Owen David Rosebeck | Corient independent RIA | Iconiq Capital, LLC asset manager | Other | Mar 2, 2026 | Jul 7, 2026 (127 d) |
| Avanti Deon | Corient independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 18, 2026 | Jul 15, 2026 (147 d) |
| Ralph Marvin Segall | Corient independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 12, 2026 | Dec 12, 2025 |
| John Merrill Lafferty | Corient independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 12, 2026 | Dec 12, 2025 |
| Anton Thomas Schirmang | Corient independent RIA | Calamos Wealth Management LLC independent RIA | RIA to RIA | Dec 8, 2025 | Dec 12, 2025 |
| Rohit Bharat Mansukhani | Corient independent RIA | Summitry, LLC independent RIA | RIA to RIA | Oct 16, 2025 | Jul 15, 2026 (272 d) |
| Christopher John Ornee | Corient independent RIA | Savvy independent RIA | RIA to RIA | Oct 3, 2025 | Oct 3, 2025 |
| Stephanie Ann Laude | Corient independent RIA | K2 Wealth Management LLC independent RIA | RIA to RIA | Sep 29, 2025 | Nov 13, 2025 (45 d) |
| James Paul Berndt | Corient independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2025 | Jul 25, 2025 |
| Brendan Hughes | Corient independent RIA | Condor Capital Wealth Management independent RIA | RIA to RIA | Jul 18, 2025 | Jul 10, 2025 |
| Meredith Lynn Farber | Corient independent RIA | Pennington Partners & Co., LLC independent RIA | RIA to RIA | Jul 14, 2025 | May 26, 2026 (316 d) |
| Kristina Marie Mcnamara | Corient independent RIA | Iconiq Capital, LLC other | Other | Jul 14, 2025 | Nov 11, 2025 (120 d) |
| Joseph Nole | Corient independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Jul 14, 2025 | Jun 23, 2025 |
| Vivek Jindal | Corient independent RIA | The Caprock Group, LLC independent RIA | RIA to RIA | Jun 4, 2025 | Jul 16, 2025 (42 d) |
| Sean Robert Walpert | Corient independent RIA | Iconiq Capital, LLC other | Other | May 28, 2025 | Sep 2, 2025 (97 d) |
| Paul Albert Edling Cummings | Corient independent RIA | Transcend Capital Advisors, LLC independent RIA | RIA to RIA | Apr 30, 2025 | May 23, 2025 |
| Emily Nicole Wiser | Corient independent RIA | Alliancebernstein L.P. asset manager | Other | Apr 8, 2025 | Apr 2, 2025 |
| Jalen Patrick Randolph | Corient independent RIA | Ritholtz Wealth Management independent RIA | RIA to RIA | Apr 3, 2025 | Mar 31, 2025 |
| Lillian Grace Swenson | Corient independent RIA | Wealth Architects, LLC independent RIA | RIA to RIA | Mar 18, 2025 | Apr 24, 2025 (37 d) |
| Matthias Daniel Day | Corient independent RIA | Kayne Anderson Rudnick Investment Management, LLC other | Other | Feb 28, 2025 | Mar 13, 2025 |
| Grant Allan Webster | Corient independent RIA | Arcadia Private Wealth LLC state registered | RIA to a state-registered adviser | Jan 23, 2025 | Feb 5, 2026 (378 d) |
| Jamie April Bond | Corient independent RIA | Wealthspire Retirement Advisory institutional | Other | Jan 15, 2025 | Apr 8, 2025 (83 d) |
| James Joseph Mcginty | Corient independent RIA | Fortis Capital Advisors, LLC independent RIA | RIA to RIA | Jan 10, 2025 | Jan 14, 2025 |
| Maximilian John Arms | Corient independent RIA | Freestone Capital Management, LLC independent RIA | RIA to RIA | Jan 9, 2025 | Jan 6, 2025 |
| Julienne Eve Egofske | Corient independent RIA | Range Advisory, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Feb 9, 2025 (40 d) |
| Jonathan Smith Rushton | Corient independent RIA | Brio Financial Group independent RIA | RIA to RIA | Dec 31, 2024 | Mar 28, 2025 (87 d) |
| Connor Joseph Knox | Corient independent RIA | Brandywine Oak Private Wealth LLC independent RIA | RIA to RIA | Dec 31, 2024 | Mar 20, 2025 (79 d) |
| Brian Nmi Munoz | Corient independent RIA | Financial Rounds independent RIA | RIA to RIA | Dec 20, 2024 | Jan 21, 2025 (32 d) |
| Dak H Spivey | Corient independent RIA | Thece Wealth Management no RAUM | RIA to a newly registered adviser | Nov 27, 2024 | Nov 7, 2024 |
| Charles Richard Rey | Corient independent RIA | Key Capital Management, Inc. independent RIA | RIA to RIA | Nov 22, 2024 | Jun 5, 2025 (195 d) |
| Clare Elizabeth Dandridge | Corient independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2024 | Oct 25, 2024 |
| Constandina Carkonen | Corient independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2024 | Oct 25, 2024 |
| Gary Kevin Pattengale | Corient independent RIA | Mesirow Financial Investment Management, Inc. mixed wealth | RIA to RIA | Oct 31, 2024 | Jan 3, 2025 (64 d) |
| Ryan W. Garland | Corient independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 4, 2024 |
| Jerry Orosco Orosco | Corient independent RIA | Insigneo Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2024 | Sep 9, 2024 |
| Nestor Hernandez Rivera | Corient independent RIA | Aragon Capital LLC independent RIA | RIA to RIA | Sep 25, 2024 | Nov 18, 2024 (54 d) |
| Jacob Benson | Corient independent RIA | Parcion Private Wealth LLC independent RIA | RIA to RIA | Sep 3, 2024 | Oct 4, 2024 (31 d) |
| Mariette Louise Graeme Campbell | Corient independent RIA | Osprey Private Wealth LLC independent RIA | RIA to RIA | Aug 16, 2024 | Aug 5, 2025 (354 d) |
| Luis Pereda | Corient independent RIA | Chicago Capital, LLC independent RIA | RIA to RIA | Aug 16, 2024 | Aug 13, 2024 |
| Lauren Taylor Britt | Corient independent RIA | Quotient Wealth Partners, LLC independent RIA | RIA to RIA | Aug 6, 2024 | Aug 20, 2024 |
| John Gray Youngman | Corient independent RIA | Segall Bryant & Hamill other | Other | Jul 16, 2024 | Dec 15, 2023 |
| Michael Bray | Corient independent RIA | Ingalls Investment Management, LLC independent RIA | RIA to RIA | Jul 12, 2024 | Aug 12, 2024 (31 d) |
| Scott Havens Newhall | Corient independent RIA | Cibc Private Wealth Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2024 | Jul 16, 2024 |
| Breanna Coffey | Corient independent RIA | Calamos Wealth Management LLC independent RIA | RIA to RIA | Jul 8, 2024 | Jul 17, 2024 |
| Elizabeth Pappas | Corient independent RIA | Linscomb Wealth, Inc. independent RIA | RIA to RIA | Jul 8, 2024 | Jul 16, 2024 |
| Drew Thomas Gibbons | Corient independent RIA | Alliancebernstein L.P. asset manager | Other | Jun 18, 2024 | Sep 13, 2024 (87 d) |
| Jeremy Wittenberg | Corient independent RIA | Douglas C. Lane & Associates independent RIA | RIA to RIA | Jun 3, 2024 | Jun 26, 2024 |
| John Scott Roscoe | Corient independent RIA | Osprey Private Wealth LLC independent RIA | RIA to RIA | May 23, 2024 | Nov 4, 2025 (530 d) |
| Scott Jarrett Frazin | Corient independent RIA | Chicago Capital, LLC independent RIA | RIA to RIA | May 21, 2024 | Jan 2, 2025 (226 d) |
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92 moves match.